Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
RBB Bancorp
Report date August 04, 2022 · Filed August 05, 2022
Section 16 reporting ended · disclosed 2022-08-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, No Par ValueSEC Table I · non-derivative | Direct | 177,456 |
Reported balance
Holding disclosure · report date 2022-08-04 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 177,456 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2022 Filed May 20, 2022 22:36 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionRestricted Stock Units · Derivative | 1,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-013269 · rdgdoc.xml · derivative · entry 2 Lau Alfonso · CIK 0001756866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Restricted Stock Units · 1,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: These restricted stock units vest in two equal annual installments beginning one year after the 01/19/2022 date of grant. F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest. Read SEC document |
| May 18, 2022 Filed May 20, 2022 22:36 UTC | RBB Bancorp RBB · Entity 5572 | Exercise / conversionCommon Stock, No Par Value | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-013269 · rdgdoc.xml · nonDerivative · entry 1 Lau Alfonso · CIK 0001756866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,456 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 13, 2020 Filed May 16, 2020 00:45 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 849 | $11.09 | $9,415.41 |
DisclosureSEC source: 0001209191-20-029911 · doc4.xml · nonDerivative · entry 2 Lau Alfonso · CIK 0001756866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,456 Read SEC document |
| May 13, 2020 Filed May 16, 2020 00:45 UTC | RBB Bancorp RBB · Entity 5572 | PurchaseCommon Stock, No Par Value | 9,151 | $11.00 | $100,661.00 |
DisclosureSEC source: 0001209191-20-029911 · doc4.xml · nonDerivative · entry 1 Lau Alfonso · CIK 0001756866 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,607 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.