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Nasdaq · USD

RBB

RBB Bancorp

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Tapewire entity
5572
SEC CIK
0001499422
Parsed reports
500

Last 12 months

Inside the activity.

0 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202602
May 202603
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 19, 2026 Filed Aug 21, 2026 21:47 UTC
Hanson DianaChief Accounting Officer
Exercise / conversionRestricted Stock Units · Derivative 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-028761 · rdgdoc.xml · derivative · entry 3

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,533

Underlying: Common Stock · 2,300 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: These remaining restricted stock units vest in two equal annual installments on 08/19/2027 and 08/19/2028.

F1 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
August 19, 2026 Filed Aug 21, 2026 21:47 UTC
Hanson DianaChief Accounting Officer
Tax withholdingCommon Stock, No Par Value 276 $26.40 $7,286.40
Disclosure

SEC source: 0001437749-26-028761 · rdgdoc.xml · nonDerivative · entry 2

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983

Read SEC document
August 19, 2026 Filed Aug 21, 2026 21:47 UTC
Hanson DianaChief Accounting Officer
Exercise / conversionCommon Stock, No Par Value 767 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-028761 · rdgdoc.xml · nonDerivative · entry 1

Hanson Diana · CIK 0001794553 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,259

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 21:34 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionRestricted Stock Units · Derivative 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · derivative · entry 4

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F1 · derivative.exercise_date: These remaining restricted stock units vest on 07/20/2026.

F2 · derivative.expiration_date: There will be no expiration date once restricted stock units vest.

Read SEC document
July 20, 2026 Filed Jul 22, 2026 21:34 UTC
LEE JOHNNY CDirector · President/CEO
Tax withholdingCommon Stock, No Par Value 1,974 $26.74 $52,784.76
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · nonDerivative · entry 2

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,195

Read SEC document
July 20, 2026 Filed Jul 22, 2026 21:34 UTC
LEE JOHNNY CDirector · President/CEO
Exercise / conversionCommon Stock, No Par Value 5,500 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-024199 · rdgdoc.xml · nonDerivative · entry 1

LEE JOHNNY C · CIK 0001185980 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2026 Filed Jun 8, 2026 23:36 UTC SaleCommon Stock, No Par Value 1,946 $23.99 $46,684.54
Disclosure

SEC source: 0001437749-26-019882 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,422

Read SEC document
May 26, 2026 Filed May 27, 2026 22:31 UTC
Fan GaryEVP/Chief Operations Officer
SaleCommon Stock, No Par Value 2,368 $24.01 $56,866.81
Disclosure

SEC source: 0001437749-26-018631 · rdgdoc.xml · nonDerivative · entry 1

Fan Gary · CIK 0001957237 · EVP/Chief Operations Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,062 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 5

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 2,062 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC GrantRestricted Stock Units · Derivative 2,762 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 4

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,762

Underlying: Common Stock · 2,762 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,762 restricted stock units: 2,062 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018420 · rdgdoc.xml · derivative · entry 3

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reported person was granted 5,142 restricted stock units: 4,442 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionCommon Stock, No Par Value 2,062 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018420 · rdgdoc.xml · nonDerivative · entry 2

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018420 · rdgdoc.xml · nonDerivative · entry 1

Wong Lee Joyce · CIK 0001933781 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC Exercise / conversionRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 5

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC GrantRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 4

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Common Stock · 2,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · derivative · entry 3

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,521 restricted stock units: 2,821 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC Exercise / conversionCommon Stock, No Par Value 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · nonDerivative · entry 2

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,267

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:12 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018419 · rdgdoc.xml · nonDerivative · entry 1

Pannu Geraldine · CIK 0001817209 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:07 UTC Exercise / conversionRestricted Stock Units · Derivative 1,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018410 · rdgdoc.xml · derivative · entry 5

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,946 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date.

F4 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:07 UTC GrantRestricted Stock Units · Derivative 2,646 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018410 · rdgdoc.xml · derivative · entry 4

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,646

Underlying: Common Stock · 2,646 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date.

F4 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,646 restricted stock units: 1,946 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:07 UTC Exercise / conversionCommon Stock, No Par Value 1,946 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018410 · rdgdoc.xml · nonDerivative · entry 1

Morris David Richard · CIK 0001711919 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:15 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 1,962 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 5

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,962 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:15 UTC
Kao JamesDirector
GrantRestricted Stock Units · Derivative 2,662 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 4

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,662

Underlying: Common Stock · 2,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,662 restricted stock units: 1,962 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:15 UTC
Kao JamesDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018423 · rdgdoc.xml · derivative · entry 3

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:15 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 1,962 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018423 · rdgdoc.xml · nonDerivative · entry 2

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 566,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:15 UTC
Kao JamesDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018423 · rdgdoc.xml · nonDerivative · entry 1

Kao James · CIK 0001711522 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 564,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018421 · rdgdoc.xml · derivative · entry 5

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC GrantRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018421 · rdgdoc.xml · derivative · entry 4

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018421 · rdgdoc.xml · derivative · entry 3

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 5,242 restricted stock units: 4,542 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionCommon Stock, No Par Value 2,162 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018421 · rdgdoc.xml · nonDerivative · entry 2

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,014

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:13 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018421 · rdgdoc.xml · nonDerivative · entry 1

Kao Christina · CIK 0001778913 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,852

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:11 UTC
Bennett BillDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018418 · rdgdoc.xml · derivative · entry 2

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:11 UTC
Bennett BillDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018418 · rdgdoc.xml · nonDerivative · entry 1

Bennett Bill · CIK 0001981657 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:11 UTC
LIN CHUANG IDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018417 · rdgdoc.xml · derivative · entry 2

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,221 restricted stock units: 2,521 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,221 restricted stock units: 2,521 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:11 UTC
LIN CHUANG IDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018417 · rdgdoc.xml · nonDerivative · entry 1

LIN CHUANG I · CIK 0001185981 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:10 UTC Exercise / conversionRestricted Stock Units · Derivative 2,162 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018416 · rdgdoc.xml · derivative · entry 5

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 2,162 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:10 UTC GrantRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018416 · rdgdoc.xml · derivative · entry 4

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,862

Underlying: Common Stock · 2,862 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,862 restricted stock units: 2,162 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:10 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018416 · rdgdoc.xml · derivative · entry 3

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:10 UTC Exercise / conversionCommon Stock, No Par Value 2,162 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018416 · rdgdoc.xml · nonDerivative · entry 2

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:10 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018416 · rdgdoc.xml · nonDerivative · entry 1

Franko Robert · CIK 0001736701 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:09 UTC Exercise / conversionRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018414 · rdgdoc.xml · derivative · entry 5

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:09 UTC GrantRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018414 · rdgdoc.xml · derivative · entry 4

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Common Stock · 2,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:09 UTC Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018414 · rdgdoc.xml · derivative · entry 3

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 4,332 restricted stock units: 3,632 immediately vested and 700 vested on the one year anniversary of the grant date.

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 4,332 restricted stock units: 3,632 immediately vested and 700 vested on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:09 UTC Exercise / conversionCommon Stock, No Par Value 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018414 · rdgdoc.xml · nonDerivative · entry 2

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,190

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:09 UTC Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018414 · rdgdoc.xml · nonDerivative · entry 1

Polakoff Scott · CIK 0001975585 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:08 UTC
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018412 · rdgdoc.xml · derivative · entry 5

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 1,846 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:08 UTC
Wong FrankDirector
GrantRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018412 · rdgdoc.xml · derivative · entry 4

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,546

Underlying: Common Stock · 2,546 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

F3 · derivative.expiration_date: On May 21, 2026, the reporting person was granted 2,546 restricted stock units: 1,846 vested immediately and 700 will vest on the one year anniversary of the grant date.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:08 UTC
Wong FrankDirector
Exercise / conversionRestricted Stock Units · Derivative 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018412 · rdgdoc.xml · derivative · entry 3

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 700 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date

F2 · derivative.expiration_date: On May 21, 2025, the reporting person was granted 3,421 restricted stock units: 2,721 immediately vested and 700 vested on the one year anniversary of the grant date

Read SEC document
May 21, 2026 Filed May 27, 2026 00:08 UTC
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 1,846 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018412 · rdgdoc.xml · nonDerivative · entry 2

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,067

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2026 Filed May 27, 2026 00:08 UTC
Wong FrankDirector
Exercise / conversionCommon Stock, No Par Value 700 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-018412 · rdgdoc.xml · nonDerivative · entry 1

Wong Frank · CIK 0001981658 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,221

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.