Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 1 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2019 Filed Jan 4, 2019 01:03 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. Riley Securities, Inc.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 350 | $1.85 | $647.50 |
DisclosureSEC source: 0001615774-19-000204 · s115210_form4.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. Riley FBR, Inc. · CIK 0001505748 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 1,695,124 F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F3 · ownership.nature: Represents shares of Common Stock owned directly by BRFBR. Read SEC document |
| December 31, 2018 Filed Jan 4, 2019 01:03 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. Riley Securities, Inc.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 32,078 | $1.87 | $59,985.86 |
DisclosureSEC source: 0001615774-19-000204 · s115210_form4.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. Riley FBR, Inc. · CIK 0001505748 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 1,694,774 F4 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.83 to $1.88, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F3 · ownership.nature: Represents shares of Common Stock owned directly by BRFBR. Read SEC document |
| December 28, 2018 Filed Dec 29, 2018 00:05 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. RILEY SECURITIES, INC.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 125,000 | $1.91 | $238,225.00 |
DisclosureSEC source: 0001615774-18-015169 · s115059_form4.xml · nonDerivative · entry 4 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. RILEY FBR, INC. · CIK 0000852412 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 1,662,696 F6 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.875 to $1.92, inclusive. The Filing Persons reporting person undertakes to provide to the Commission, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents shares of Common Stock owned directly by BRFBR. Read SEC document |
| December 27, 2018 Filed Dec 29, 2018 00:05 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. RILEY SECURITIES, INC.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 100,000 | $1.20 | $120,000.00 |
DisclosureSEC source: 0001615774-18-015169 · s115059_form4.xml · nonDerivative · entry 3 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. RILEY FBR, INC. · CIK 0000852412 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 1,537,696 F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F5 · ownership.nature: Represents shares of Common Stock owned directly by BRFBR. Read SEC document |
| December 27, 2018 Filed Dec 29, 2018 00:05 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. RILEY SECURITIES, INC.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 253,801 | $1.25 | $316,464.47 |
DisclosureSEC source: 0001615774-18-015169 · s115059_form4.xml · nonDerivative · entry 2 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. RILEY FBR, INC. · CIK 0000852412 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 1,493,801 F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F4 · ownership.nature: Represents shares of Common Stock owned directly by BRPLP. Read SEC document |
| December 27, 2018 Filed Dec 29, 2018 00:05 UTC |
BRC Group Holdings, Inc.10% owner
BRC Partners Opportunity Fund, LP10% owner
BRC Partners Management GP, LLC10% owner
B. RILEY CAPITAL MANAGEMENT, LLC10% owner
B. RILEY SECURITIES, INC.10% owner
Dialectic Antithesis Partners, LP10% owner
BR Dialectic Capital Management, LLC10% owner
|
PurchaseCommon Stock | 38,092 | $1.49 | $56,787.55 |
DisclosureSEC source: 0001615774-18-015169 · s115059_form4.xml · nonDerivative · entry 1 B. Riley Financial, Inc. · CIK 0001464790 · 10% owner BRC Partners Opportunity Fund, LP · CIK 0001642765 · 10% owner BRC Partners Management GP, LLC · CIK 0001749420 · 10% owner B. RILEY CAPITAL MANAGEMENT, LLC · CIK 0001658704 · 10% owner B. RILEY FBR, INC. · CIK 0000852412 · 10% owner Dialectic Antithesis Partners, LP · CIK 0001325552 · 10% owner BR Dialectic Capital Management, LLC · CIK 0001704985 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See notes Disclosed balance after: 938,092 F1 · ownership.nature: In addition to B. Riley Financial, Inc., a Delaware corporation ("BRF"), this Form 3 is being filed jointly by BRC Partners Opportunity Fund, L.P., a Delaware limited partnership ("BRPLP"), B. Riley Capital Management, LLC, a New York limited liability company ("BRCM"), BRC Partners Management GP, LLC, a Delaware limited liability company ("BRPGP"), B. Riley FBR, Inc., a Delaware corporation ("BRFBR"), Dialectic Antithesis Partners, LP, a Delaware limited partnership ("Dialectic") and BR Dialectic Capital Management, LLC, a Delaware limited liability company (collectively, the "Filing Persons"). F2 · ownership.nature: BRPGP is the general partner of BRPLP, BRCM is an investment advisor to BRPLP and BRF is the parent company of BRCM. As a result, BRPGP, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by BRPLP. BRF is the parent company of BRFBR. As a result, BRF may be deemed to indirectly beneficially own the Shares held by BRFBR. BR Dialectic is the general partner and investment manager of Dialectic. BRCM is the parent company of BR Dialectic and BRF is the parent company of BRCM. As a result, BR Dialectic, BRCM and BRF may be deemed to indirectly beneficially own the Shares held by Dialectic. Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock ("Common Stock"), of Quantum Corporation, a Delaware corporation (the "Issuer"), reported herein except to the extent of its pecuniary interest therein. F3 · ownership.nature: Represents shares of Common Stock owned directly by Dialectic. Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:30 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 1,446 | $3.64 | $5,263.44 |
DisclosureSEC source: 0001209191-18-022717 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,998 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 5/1/2016. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 15:46 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
SaleCommon Stock | 961 | $4.16 | $3,997.76 |
DisclosureSEC source: 0001209191-18-020802 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,470 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:22 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 797 | $3.81 | $3,036.57 |
DisclosureSEC source: 0001209191-18-015463 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,431 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 3/2/2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:38 UTC |
HALL SHAWN DSenior VP, GC & Secretary
|
Tax withholdingCommon Stock | 399 | $3.81 | $1,520.19 |
DisclosureSEC source: 0001209191-18-015474 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,747 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 3/2/2017. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 19:57 UTC |
BRITTS WILLIAM CSVP, Worldwide Sales & Mktg.
|
OtherCommon Stock | 625 | $4.68 | $2,921.88 |
DisclosureSEC source: 0001209191-18-008084 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,646 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 20:04 UTC |
Stedman Geoff G.SVP, Mktg. & Storage Solutions
|
OtherCommon Stock | 625 | $4.68 | $2,921.88 |
DisclosureSEC source: 0001209191-18-008091 · doc4.xml · nonDerivative · entry 1 Stedman Geoff G. · CIK 0001649889 · SVP, Mktg. & Storage Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,461 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 19:41 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
OtherCommon Stock | 625 | $4.68 | $2,921.88 |
DisclosureSEC source: 0001209191-18-008078 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,228 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 20:03 UTC |
Dennis PatrickPresident and CEO
|
GrantStock Option (right to buy) · Derivative | 250,000 | $6.20 Strike: $6.20 | $1,550,000.00 |
DisclosureSEC source: 0001209191-18-006730 · doc4.xml · derivative · entry 2 Dennis Patrick · CIK 0001640807 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2025-02-01 F2 · derivative.exercise_date: Stock options will vest in equal installments on 02/01/2019, 02/01/2020, 02/01/2021 and 02/01/2022. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 20:03 UTC |
Dennis PatrickPresident and CEO
|
GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006730 · doc4.xml · nonDerivative · entry 1 Dennis Patrick · CIK 0001640807 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,000 F1 · shares: Restricted stock units will vest in equal installments on 02/01/2019, 02/01/2020, and 02/01/2021. Read SEC document |
| February 01, 2018 Filed Feb 2, 2018 19:57 UTC |
SANCHEZ ADALIO TDirector
|
GrantCommon Stock | 20,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-006716 · doc4.xml · nonDerivative · entry 1 SANCHEZ ADALIO T · CIK 0001641407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,293 F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 02:24 UTC |
SANCHEZ ADALIO TDirector · Interim CEO
|
GrantCommon Stock | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-000415 · doc4.xml · nonDerivative · entry 1 SANCHEZ ADALIO T · CIK 0001641407 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,648 F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:36 UTC |
SANCHEZ ADALIO TDirector · Interim CEO
|
GrantCommon Stock | 32,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063572 · doc4.xml · nonDerivative · entry 1 SANCHEZ ADALIO T · CIK 0001641407 · Director · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,648 F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:18 UTC |
Singer EricDirector · 10% owner
VIEX GP, LLC10% owner
VIEX Capital Advisors, LLC10% owner
|
GrantCommon Stock | 16,681 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063533 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX Opportunities Fund, LP Series Two · CIK 0001659404 · 10% owner VIEX Special Opportunities Fund III, LP · CIK 0001619126 · 10% owner VIEX Special Opportunities GP III, LLC · CIK 0001676049 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,681 F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), a series limited partnership, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities, VIEX Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · security: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3 · shares: Restricted stock units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. F4 · balance_after: Reflects a 1-for-8 reverse stock split of the Issuer's common stock effected on April 18, 2017. F5 · balance_after: Mr. Singer, as the managing member of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the (i) 925,983 Shares owned by Series One, (ii) 176,648 Shares owned by Series Two and (iii) 2,588,833 owned by VSO III. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:21 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063544 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,603 F1 · shares: Restricted stock units will fully vest on 12/01/2018. Read SEC document |
| October 02, 2017 Filed Oct 2, 2017 23:27 UTC |
GACEK JON WPresident and CEO
|
SaleCommon Stock | 5,793 | $6.19 | $35,882.42 |
DisclosureSEC source: 0001209191-17-054766 · doc4.xml · nonDerivative · entry 1 GACEK JON W · CIK 0001188975 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 407,207 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017. F2 · shares: Fractional share number (due to reverse stock split) was rounded up. F3 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $6.12 to $6.2 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F4 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:56 UTC |
SANCHEZ ADALIO TDirector
|
GrantCommon Stock | 7,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051386 · doc4.xml · nonDerivative · entry 1 SANCHEZ ADALIO T · CIK 0001641407 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,648 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:54 UTC |
Rothman Marc EDirector
|
GrantCommon Stock | 7,404 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051377 · doc4.xml · nonDerivative · entry 1 Rothman Marc E · CIK 0001402025 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,648 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:52 UTC |
Press CliffordDirector
|
GrantCommon Stock | 22,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051371 · doc4.xml · nonDerivative · entry 1 Press Clifford · CIK 0001345478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,107 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. F2 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:49 UTC |
Pinchev AlexDirector
|
GrantCommon Stock | 5,621 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051366 · doc4.xml · nonDerivative · entry 1 Pinchev Alex · CIK 0001227963 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,344 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:46 UTC |
Auvil Paul R. IIIDirector
|
GrantCommon Stock | 22,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051363 · doc4.xml · nonDerivative · entry 1 Auvil Paul R. III · CIK 0001410972 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,735 F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018. F2 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:43 UTC |
RAU RAGHAVENDRADirector · Executive Chairman
|
GrantCommon Stock | 80,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051359 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,185 F1 · shares: Restricted Stock Units will fully vest on September 1, 2018 except as otherwise provided in Mr. Rau's offer letter. F2 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:40 UTC |
GACEK JON WPresident and CEO
|
SaleCommon Stock | 12,254 | $5.50 | $67,393.32 |
DisclosureSEC source: 0001209191-17-051349 · doc4.xml · nonDerivative · entry 1 GACEK JON W · CIK 0001188975 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,414 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2017. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $5.40 to $5.535 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. F3 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 20:18 UTC |
Stedman Geoff G.SVP, Mktg. & Storage Solutions
|
OtherCommon Stock | 625 | $6.14 | $3,837.75 |
DisclosureSEC source: 0001209191-17-047882 · doc4.xml · nonDerivative · entry 1 Stedman Geoff G. · CIK 0001649889 · SVP, Mktg. & Storage Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,836 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 20:14 UTC |
BRITTS WILLIAM CSVP, Worldwide Sales & Mktg.
|
OtherCommon Stock | 625 | $6.14 | $3,837.75 |
DisclosureSEC source: 0001209191-17-047877 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,021 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 20:07 UTC |
Martella Donald E. Jr.SVP, Engineering
|
OtherCommon Stock | 625 | $6.14 | $3,837.75 |
DisclosureSEC source: 0001209191-17-047872 · doc4.xml · nonDerivative · entry 1 Martella Donald E. Jr. · CIK 0001649891 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,627 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 20:03 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
SaleCommon Stock | 17,000 | $8.46 | $143,820.00 |
DisclosureSEC source: 0001209191-17-045501 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,603 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.32 to $8.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 10, 2017 Filed Jul 11, 2017 20:56 UTC |
Clark Robert S.SVP, Product Operations
|
SaleCommon Stock | 61,912 | $8.16 | $505,201.92 |
DisclosureSEC source: 0001209191-17-044790 · doc4.xml · nonDerivative · entry 1 Clark Robert S. · CIK 0001517455 · SVP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,703 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 2, 2017. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.02 to $8.255 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 18:23 UTC |
HALL SHAWN DSenior VP, GC & Secretary
|
SaleCommon Stock | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 3 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,146 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.68 to $7.885 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:30 UTC |
Stedman Geoff G.SVP, Mktg. & Storage Solutions
|
Tax withholdingCommon Stock | 8,309 | $7.81 | $64,893.29 |
DisclosureSEC source: 0001209191-17-043088 · doc4.xml · nonDerivative · entry 2 Stedman Geoff G. · CIK 0001649889 · SVP, Mktg. & Storage Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,211 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:30 UTC |
Stedman Geoff G.SVP, Mktg. & Storage Solutions
|
GrantCommon Stock | 10,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043088 · doc4.xml · nonDerivative · entry 1 Stedman Geoff G. · CIK 0001649889 · SVP, Mktg. & Storage Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,520 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:27 UTC |
Martella Donald E. Jr.SVP, Engineering
|
Tax withholdingCommon Stock | 7,886 | $7.81 | $61,589.66 |
DisclosureSEC source: 0001209191-17-043082 · doc4.xml · nonDerivative · entry 2 Martella Donald E. Jr. · CIK 0001649891 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,002 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:27 UTC |
Martella Donald E. Jr.SVP, Engineering
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043082 · doc4.xml · nonDerivative · entry 1 Martella Donald E. Jr. · CIK 0001649891 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,888 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:23 UTC |
HALL SHAWN DSenior VP, GC & Secretary
|
Tax withholdingCommon Stock | 13,198 | $7.81 | $103,076.38 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 2 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,146 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:23 UTC |
HALL SHAWN DSenior VP, GC & Secretary
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,344 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:17 UTC |
GACEK JON WPresident and CEO
|
Tax withholdingCommon Stock | 36,985 | $7.81 | $288,852.85 |
DisclosureSEC source: 0001209191-17-043073 · doc4.xml · nonDerivative · entry 2 GACEK JON W · CIK 0001188975 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 413,668 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:17 UTC |
GACEK JON WPresident and CEO
|
GrantCommon Stock | 51,975 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043073 · doc4.xml · nonDerivative · entry 1 GACEK JON W · CIK 0001188975 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 450,653 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:12 UTC |
Clark Robert S.SVP, Product Operations
|
Tax withholdingCommon Stock | 12,966 | $7.81 | $101,264.46 |
DisclosureSEC source: 0001209191-17-043069 · doc4.xml · nonDerivative · entry 2 Clark Robert S. · CIK 0001517455 · SVP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,615 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:12 UTC |
Clark Robert S.SVP, Product Operations
|
GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043069 · doc4.xml · nonDerivative · entry 1 Clark Robert S. · CIK 0001517455 · SVP, Product Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,581 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:04 UTC |
BRITTS WILLIAM CSVP, Worldwide Sales & Mktg.
|
Tax withholdingCommon Stock | 11,859 | $7.81 | $92,618.79 |
DisclosureSEC source: 0001209191-17-043066 · doc4.xml · nonDerivative · entry 2 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,396 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:04 UTC |
BRITTS WILLIAM CSVP, Worldwide Sales & Mktg.
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043066 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,255 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:56 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
Tax withholdingCommon Stock | 4,336 | $7.81 | $33,864.16 |
DisclosureSEC source: 0001209191-17-043059 · doc4.xml · nonDerivative · entry 2 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,603 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of performance stock units granted on 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:56 UTC |
Ahmad FuadSVP, Chief Financial Officer
|
GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043059 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,939 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:16 UTC |
Stedman Geoff G.SVP, Mktg. & Storage Solutions
|
GrantCommon Stock | 22,435 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036688 · doc4.xml · nonDerivative · entry 1 Stedman Geoff G. · CIK 0001649889 · SVP, Mktg. & Storage Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,020 F1 · shares: Performance stock units will vest in equal installments on 7/1/17, 7/1/18 and 7/1/19. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:13 UTC |
Martella Donald E. Jr.SVP, Engineering
|
GrantCommon Stock | 17,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036685 · doc4.xml · nonDerivative · entry 1 Martella Donald E. Jr. · CIK 0001649891 · SVP, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,888 F1 · shares: Performance stock units will vest in equal installments on 7/1/17, 7/1/18 and 7/1/19. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.