Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Adeia Inc.ADEA · Entity 4301 | Director | May 09, 2024 | May 10, 2024 |
| QUANTUM CORP /DE/QMCO · Entity 4987 | Director | April 22, 2022 | April 26, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Adeia Inc.
Report date May 09, 2024 · Filed May 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 198,897 |
Reported balance
After 2024-05-09 transaction · row 1
1 source rowRow 1 · 2024-05-09 · Grant · Acquired 16,920 · Balance 198,897 F1: Includes a grant of 16,920 restricted stock units that vest on the earlier of one year or the date of the Issuer's 2025 annual meeting of stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes a grant of 16,920 restricted stock units that vest on the earlier of one year or the date of the Issuer's 2025 annual meeting of stockholders.
QUANTUM CORP /DE/
Report date April 22, 2022 · Filed April 26, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 257,874 |
Reported balance
After 2022-04-22 transaction · row 1
1 source rowRow 1 · 2022-04-22 · Other · Acquired 44,445 · Balance 257,874 F1: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. |
| Subscription Rights (Rights to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.25 · Expires 2022-04-18 | Direct | 0 |
Reported balance
After 2022-04-22 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-04-22 · Other · Disposed 44,445 · Balance 0 F1: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Rovi Corp
Report date September 07, 2016 · Filed September 08, 2016
Section 16 reporting ended · disclosed 2016-09-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2016-09-07 transaction · row 1
1 source rowRow 1 · 2016-09-07 · Disposition to issuer · Disposed 37,899 · Balance 0 F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock.
TiVo Corp
Report date June 01, 2020 · Filed June 03, 2020
Section 16 reporting ended · disclosed 2020-06-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 1
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 1 · 2020-06-01 · Disposition to issuer · Disposed 263,482 · Balance 0 F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. |
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-06-01 transaction · row 2
Sequence does not reconcile; account continuity is unresolved.
1 source rowRow 2 · 2020-06-01 · Disposition to issuer · Disposed 21,709 · Balance 0 F2: Shares of common stock of the Issuer, subject to a restricted stock award, were converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares.
F2: Shares of common stock of the Issuer, subject to a restricted stock award, were converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 09, 2024 Filed May 10, 2024 18:38 UTC | Adeia Inc. ADEA · Entity 4301 | GrantCommon Stock | 16,920 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-058045 · ownership.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 198,897 F1 · shares: Includes a grant of 16,920 restricted stock units that vest on the earlier of one year or the date of the Issuer's 2025 annual meeting of stockholders. Read SEC document |
| May 25, 2023 Filed May 26, 2023 16:15 UTC | Adeia Inc. ADEA · Entity 4301 | GrantCommon Stock | 20,320 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-032520 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,977 F1 · shares: Includes a grant of 20,320 restricted stock units that vest on the earlier of one year or the date of the Issuer's 2024 annual meeting of stockholders. Read SEC document |
| April 29, 2022 Filed May 3, 2022 17:56 UTC | Adeia Inc. XPER · Entity 4301 | GrantCommon Stock | 12,179 | $0.00 | $12.18 |
DisclosureSEC source: 0001062993-22-011435 · form4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,657 Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | OtherSubscription Rights (Rights to buy) · Derivative | 44,445 | $0.00 Strike: $2.25 | $0.00 |
DisclosureSEC source: 0000709283-22-000010 · wf-form4_165101746947589.xml · derivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,445 shares Expires 2022-04-18 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| April 22, 2022 Filed Apr 26, 2022 23:58 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | OtherCommon Stock | 44,445 | $2.25 | $100,001.25 |
DisclosureSEC source: 0000709283-22-000010 · wf-form4_165101746947589.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,874 F1 · kind: Exercise of irrevocable subscription rights to acquire shares of common stock at the closing of the Issuer's rights offering on April 22, 2022. Read SEC document |
| October 01, 2021 Filed Oct 5, 2021 20:48 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 23,148 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000065 · wf-form4_163346691469278.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,429 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of October 1, 2022 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| August 12, 2021 Filed Aug 17, 2021 00:00 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | PurchaseCommon Stock | 8,767 | $5.70 | $49,971.90 |
DisclosureSEC source: 0000709283-21-000046 · wf-form4_162915842803467.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,281 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.67 to $5.72, inclusive. The reporting person undertakes to provide to Quantum Corporation, any security holder of Quantum Corporation or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (I) to this Form 4. Read SEC document |
| May 14, 2021 Filed May 18, 2021 17:18 UTC | Adeia Inc. XPER · Entity 4301 | GrantCommon Stock | 9,073 | $0.00 | $9.07 |
DisclosureSEC source: 0001278807-21-000039 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,478 Read SEC document |
| September 01, 2020 Filed Sep 3, 2020 22:10 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 23,496 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-20-000031 · wf-form4_159917099280822.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,514 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO (the "Company"). The RSUs vest in full on the earlier of September 1, 2021 or the date of the Company's next annual stockholder meeting, subject to continued service on the Company's Board of Directors. Read SEC document |
| July 28, 2020 Filed Jul 30, 2020 20:21 UTC | Adeia Inc. XPER · Entity 4301 | GrantCommon Stock | 10,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001278807-20-000028 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,405 Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:18 UTC | Adeia Inc. XPER · Entity 4301 | GrantCommon Stock | 9,877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034267 · doc4.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,761 F3 · security: Represents restricted shares of Xperi Holding common stock. At the Effective Time, each restricted share of TiVo common stock ("TiVo Restricted Share") that was outstanding immediately prior to the Effective Time automatically converted into a number of shares of Xperi Holding common stock determined by multiplying the number of TiVo Restricted Shares by the TiVo Exchange Ratio, on the same terms and conditions (including any applicable forfeiture or vesting conditions) as were applicable to such TiVo Restricted Share immediately prior to the Effective Time. F3 · price: Represents restricted shares of Xperi Holding common stock. At the Effective Time, each restricted share of TiVo common stock ("TiVo Restricted Share") that was outstanding immediately prior to the Effective Time automatically converted into a number of shares of Xperi Holding common stock determined by multiplying the number of TiVo Restricted Shares by the TiVo Exchange Ratio, on the same terms and conditions (including any applicable forfeiture or vesting conditions) as were applicable to such TiVo Restricted Share immediately prior to the Effective Time. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 19:18 UTC | Adeia Inc. XPER · Entity 4301 | GrantCommon Stock | 119,884 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-20-034267 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,884 F1 · price: On June 1, 2020, pursuant to the Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020, by and among Xperi Corporation, a Delaware corporation ("Legacy Xperi"), TiVo Corporation, a Delaware corporation ("TiVo"), Xperi Holding Corporation (f/k/a XRAY-TWOLF HoldCo Corporation), a Delaware corporation ("Xperi Holding"), XRAY Merger Sub Corporation, a Delaware corporation ("XRAY Merger Sub"), and TWOLF Merger Sub Corporation, ("TWOLF Merger Sub"), XRAY Merger Sub merged with and into Legacy Xperi with Legacy Xperi as the surviving corporation (the "Xperi Merger"), and TWOLF Merger Sub merged with and into TiVo with TiVo as the surviving corporation (the "TiVo Merger" and, together with the Xperi Merger, the "Mergers"). At the effective time of the Mergers (the "Effective Time"), each share of Legacy Xperi common stock was automatically converted into one share of Xperi Holding common stock (continued in next footnote) F2 · price: and each share of TiVo common stock was automatically converted into 0.455 (the "TiVo Exchange Ratio") shares of Xperi Holding common stock (in addition to cash in lieu of fractional shares). Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:47 UTC | TiVo Corp TIVO · Entity 148712 | Disposition to issuerCommon Stock | 21,709 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-20-000042 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · shares: Shares of common stock of the Issuer, subject to a restricted stock award, were converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. F2 · price: Shares of common stock of the Issuer, subject to a restricted stock award, were converted into shares of HoldCo pursuant to the Merger Agreement. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 17:47 UTC | TiVo Corp TIVO · Entity 148712 | Disposition to issuerCommon Stock | 263,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-20-000042 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. F1 · price: Shares of common stock of the Issuer were converted into shares of Xperi Holding Corporation, a Delaware corporation ("HoldCo") pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of December 18, 2019, as amended on January 31, 2020 (the "Merger Agreement"), by and among the Issuer, Xperi Corporation, a Delaware corporation, HoldCo, XRAY Merger Sub Corporation, a Delaware corporation, and TWOLF Merger Sub Corporation, a Delaware corporation. Pursuant to the terms of the Merger Agreement, each share of Issuer common stock was exchanged for 0.455 shares of HoldCo common stock, in addition to cash in lieu of any fractional shares. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 20:32 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 20,833 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-023123 · doc4.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,018 F2 · security: Grant of RSUs, each of which represents a contingent right to receive one share of common stock of Quantum. The RSUs vest upon the earlier of the Quantum's 2020 Annual Meeting or September 5, 2020. These RSUs were approved in connection with the reinstatement of Quantum's normal equity compensation program for non-employee directors. Read SEC document |
| September 05, 2019 Filed Sep 9, 2019 20:32 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-19-023123 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,185 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of Quantum. The RSUs were fully vested upon the grant date September 5, 2020. Quantum's Board of Directors determined to suspend cash and equity compensation for all non-employee directors as of August 1, 2018 as a result of Quantum not being current with its SEC filings at that time, the financing needs of Quantum at that time and other factors. These RSUs were approved as fully vested in recognition of the Reporting Person's past services as a director. Read SEC document |
| July 01, 2019 Filed Jul 3, 2019 17:29 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 21,709 | $0.00 | $21.71 |
DisclosureSEC source: 0001593678-19-000064 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,191 F1 · shares: Granted July 1, 2019, this restricted stock award vests 100% on the first anniversary of the grant date. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:13 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionRestricted Stock Units · Derivative | 200,558 | $0.00 | $200.56 |
DisclosureSEC source: 0001593678-19-000052 · edgar.xml · derivative · entry 3 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 200,558 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F1 · derivative.exercise_date: In connection with the Company's appointment of a new President and Chief Executive Officer, Mr. Rau's employment with the Company as Interim President and Chief Executive Officer ended May 31, 2019. As described in that certain Letter Agreement with Mr. Rau dated May 24, 2019 (the "Letter Agreement"), a copy of which was filed on Form 8-K on May 30, 2019, the 2018 and 2019 RSU awards were fully vested on June 10, 2019, the effective date of the release contemplated in the Benefits Conditions (as defined in the Letter Agreement). F1 · derivative.expiration_date: In connection with the Company's appointment of a new President and Chief Executive Officer, Mr. Rau's employment with the Company as Interim President and Chief Executive Officer ended May 31, 2019. As described in that certain Letter Agreement with Mr. Rau dated May 24, 2019 (the "Letter Agreement"), a copy of which was filed on Form 8-K on May 30, 2019, the 2018 and 2019 RSU awards were fully vested on June 10, 2019, the effective date of the release contemplated in the Benefits Conditions (as defined in the Letter Agreement). Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:13 UTC | TiVo Corp TIVO · Entity 148712 | Tax withholdingCommon Stock | 99,424 | $6.94 | $690,002.56 |
DisclosureSEC source: 0001593678-19-000052 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,482 F2 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| June 10, 2019 Filed Jun 12, 2019 17:13 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionCommon Stock | 200,558 | $0.00 | $200.56 |
DisclosureSEC source: 0001593678-19-000052 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,906 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the Company's appointment of a new President and Chief Executive Officer, Mr. Rau's employment with the Company as Interim President and Chief Executive Officer ended May 31, 2019. As described in that certain Letter Agreement with Mr. Rau dated May 24, 2019 (the "Letter Agreement"), a copy of which was filed on Form 8-K on May 30, 2019, the 2018 and 2019 RSU awards were fully vested on June 10, 2019, the effective date of the release contemplated in the Benefits Conditions (as defined in the Letter Agreement). Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:31 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionRestricted Stock Units · Derivative | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-19-000042 · edgar.xml · derivative · entry 3 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,558 Underlying: Common Stock · 41,152 shares Expires 2019-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F1 · shares: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:31 UTC | TiVo Corp TIVO · Entity 148712 | Tax withholdingCommon Stock | 20,401 | $9.13 | $186,261.13 |
DisclosureSEC source: 0001593678-19-000042 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 162,348 F2 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| May 01, 2019 Filed May 3, 2019 17:31 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionCommon Stock | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-19-000042 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 182,749 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:42 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionRestricted Stock Units · Derivative | 53,134 | $0.00 | $53.13 |
DisclosureSEC source: 0001593678-19-000030 · edgar.xml · derivative · entry 3 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 241,710 Underlying: Common Stock · 53,134 shares Expires 2020-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F1 · shares: Granted January 2, 2019, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:42 UTC | TiVo Corp TIVO · Entity 148712 | Tax withholdingCommon Stock | 25,885 | $9.28 | $240,212.80 |
DisclosureSEC source: 0001593678-19-000030 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 141,597 F2 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| April 02, 2019 Filed Apr 3, 2019 17:42 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionCommon Stock | 53,134 | $0.00 | $53.13 |
DisclosureSEC source: 0001593678-19-000030 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,482 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Granted January 2, 2019, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 18:14 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionRestricted Stock Units · Derivative | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-19-000014 · edgar.xml · derivative · entry 3 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 294,844 Underlying: Common Stock · 41,152 shares Expires 2019-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F1 · derivative.exercise_date: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 18:14 UTC | TiVo Corp TIVO · Entity 148712 | Tax withholdingCommon Stock | 14,564 | $10.92 | $159,038.88 |
DisclosureSEC source: 0001593678-19-000014 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,348 F3 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 18:14 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionCommon Stock | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-19-000014 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. F2 · balance_after: Includes 2,464 shares purchased on January 31, 2019 pursuant to the company's Employee Stock Purchase Plan (ESPP). Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 17:43 UTC | TiVo Corp TIVO · Entity 148712 | GrantRestricted Stock Units · Derivative | 212,539 | $0.00 | $212.54 |
DisclosureSEC source: 0001593678-19-000008 · edgar.xml · derivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,996 Underlying: Common Stock · 212,539 shares Expires 2020-01-02 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F2 · derivative.exercise_date: Granted January 2, 2019, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 17:15 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionRestricted Stock Units · Derivative | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-18-000090 · edgar.xml · derivative · entry 3 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,457 Underlying: Common Stock · 41,152 shares Expires 2019-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F1 · shares: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 17:15 UTC | TiVo Corp TIVO · Entity 148712 | Tax withholdingCommon Stock | 14,230 | $11.82 | $168,198.60 |
DisclosureSEC source: 0001593678-18-000090 · edgar.xml · nonDerivative · entry 2 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,296 F2 · shares: Shares withheld to satisfy tax withholding obligations upon vesting of restricted stock units. Read SEC document |
| November 01, 2018 Filed Nov 5, 2018 17:15 UTC | TiVo Corp TIVO · Entity 148712 | Exercise / conversionCommon Stock | 41,152 | $0.00 | $41.15 |
DisclosureSEC source: 0001593678-18-000090 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,526 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Granted August 1, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 17:44 UTC | TiVo Corp TIVO · Entity 148712 | GrantRestricted Stock Units · Derivative | 164,609 | $0.00 | $164.61 |
DisclosureSEC source: 0001593678-18-000073 · edgar.xml · derivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Interim President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,609 Underlying: Common Stock · 164,609 shares Expires 2019-08-01 F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of TIVO common stock. F2 · derivative.exercise_date: Granted August 01, 2018, this restricted stock unit grant vests quarterly with one-fourth (1/4) of the units vesting every three months after the grant date. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 18:33 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 11,896 | $0.00 | $11.90 |
DisclosureSEC source: 0001593678-18-000062 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,374 F1 · shares: Granted July 1, 2018, this restricted stock award vests 100% on the first anniversary of the grant date. Read SEC document |
| September 01, 2017 Filed Sep 5, 2017 20:43 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 80,935 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-051359 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,185 F1 · shares: Restricted Stock Units will fully vest on September 1, 2018 except as otherwise provided in Mr. Rau's offer letter. F2 · balance_after: The number of shares have been adjusted for the effect of the 1-for-8 reverse stock split effective April 18, 2017. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:34 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 8,579 | $0.00 | $8.58 |
DisclosureSEC source: 0001593678-17-000028 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,478 F1 · shares: Restricted Stock Award subject to a one-year vesting period, with all shares vesting on the first anniversary of the grant date. Read SEC document |
| April 01, 2017 Filed Apr 3, 2017 20:16 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-024143 · doc4.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · shares: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting. For the avoidance of doubt, if Mr. Rau resigns for any reason or is removed from Quantum Corporation's board of directors prior to the vesting in full of this grant, Mr. Rau shall forfeit the entirety of this grant. Read SEC document |
| September 07, 2016 Filed Sep 8, 2016 18:26 UTC | Rovi Corp ROVI · Entity 182507 | Disposition to issuerCommon Stock | 37,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-16-000147 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Acquisition Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. Read SEC document |
| September 07, 2016 Filed Sep 9, 2016 18:52 UTC | TiVo Corp TIVO · Entity 148712 | GrantCommon Stock | 37,899 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001593678-16-000197 · edgar.xml · nonDerivative · entry 1 RAU RAGHAVENDRA · CIK 0001492898 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,899 F1 · price: Acquired pursuant to that certain Agreement and Plan of Merger, dated as of April 28, 2016 (the "Merger Agreement"), by and among the issuer, TiVo Corporation (f/k/a Titan Technologies Corporation), TiVo Inc., Titan Merger Sub, Inc., and Nova Acquisition Sub, Inc., and related statutory merger agreement between Nova Acquisition Sub, Inc. and issuer (the "Rovi Merger Agreement"), in a one-for-one exchange of TiVo Corporation common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.