Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CUTERA INCCUTR · Entity 82936 | Chief Financial Officer · Interim | November 15, 2019 | November 18, 2019 |
| Grindr Inc.GRND · Entity 1043 | Interim PAO | August 08, 2025 | August 18, 2025 |
| IRIDEX CORPIRIX · Entity 7882 | Interim CFO | November 11, 2020 | November 20, 2020 |
| MITEK SYSTEMS INCMITK · Entity 5119 | Interim CFO | February 01, 2023 | February 01, 2023 |
| QUANTUM CORP /DE/QTM · Entity 4987 | SVP, Chief Financial Officer | April 01, 2018 | April 03, 2018 |
| Telenav, Inc.TNAV · Entity 142422 | Interim CFO | January 06, 2019 | January 15, 2019 |
| Vaxart, Inc.VXRT · Entity 6654 | Interim CFO | June 22, 2022 | June 23, 2022 |
| Vicarious Surgical Inc.RBOT · Entity 8714 | Director | June 27, 2025 | August 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CUTERA INC
Report date November 15, 2019 · Filed November 18, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| [No securities are beneficially owned]SEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2019-11-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Grindr Inc.
Report date August 08, 2025 · Filed August 18, 2025
This filing explicitly reported no securities owned.
IRIDEX CORP
Report date November 11, 2020 · Filed November 20, 2020
This filing explicitly reported no securities owned.
MITEK SYSTEMS INC
Report date February 01, 2023 · Filed February 01, 2023
This filing explicitly reported no securities owned.
QUANTUM CORP /DE/
Report date April 01, 2018 · Filed April 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 170,998 |
Reported balance
After 2018-04-01 transaction · row 1
1 source rowRow 1 · 2018-04-01 · Tax withholding · Disposed 1,446 · Balance 170,998 F1: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 5/1/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 5/1/2016.
Telenav, Inc.
Report date January 06, 2019 · Filed January 15, 2019
This filing explicitly reported no securities owned.
Vaxart, Inc.
Report date June 22, 2022 · Filed June 23, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,000 |
Reported balance
After 2022-06-22 transaction · row 1
1 source rowRow 1 · 2022-06-22 · Purchase · Acquired 5,000 · Balance 5,000 |
Vicarious Surgical Inc.
Report date June 27, 2025 · Filed August 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.61 · Expires 2035-06-26 | Direct | 8,003 |
Reported balance
After 2025-06-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-06-27 · Grant · Acquired 8,003 · Balance 8,003 F1: All of the shares underlying this option will vest on June 27, 2026, or one day prior to the Issuer's next Annual Meeting of Shareholders, whichever is earlier, subject to the Reporting Person's continued service through the applicable vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: All of the shares underlying this option will vest on June 27, 2026, or one day prior to the Issuer's next Annual Meeting of Shareholders, whichever is earlier, subject to the Reporting Person's continued service through the applicable vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 27, 2025 Filed Aug 11, 2025 21:04 UTC | Vicarious Surgical Inc. RBOT · Entity 8714 | GrantStock Option (right to buy) · Derivative | 8,003 | $0.00 Strike: $7.61 | $0.00 |
DisclosureSEC source: 0001213900-25-074545 · ownership.xml · derivative · entry 1 Ahmad Fuad · CIK 0001379591 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,003 Underlying: Class A Common Stock · 8,003 shares Expires 2035-06-26 F1 · derivative.exercise_date: All of the shares underlying this option will vest on June 27, 2026, or one day prior to the Issuer's next Annual Meeting of Shareholders, whichever is earlier, subject to the Reporting Person's continued service through the applicable vesting date. Read SEC document |
| June 22, 2022 Filed Jun 23, 2022 20:32 UTC | Vaxart, Inc. VXRT · Entity 6654 | PurchaseCommon Stock | 5,000 | $3.22 | $16,100.00 |
DisclosureSEC source: 0001437749-22-015757 · rdgdoc.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · Interim CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Read SEC document |
| April 01, 2018 Filed Apr 3, 2018 16:30 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 1,446 | $3.64 | $5,263.44 |
DisclosureSEC source: 0001209191-18-022717 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,998 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 5/1/2016. Read SEC document |
| March 19, 2018 Filed Mar 20, 2018 15:46 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | SaleCommon Stock | 961 | $4.16 | $3,997.76 |
DisclosureSEC source: 0001209191-18-020802 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,470 F1 · acquired: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:22 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 797 | $3.81 | $3,036.57 |
DisclosureSEC source: 0001209191-18-015463 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,431 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 3/2/2017. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 19:41 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | OtherCommon Stock | 625 | $4.68 | $2,921.88 |
DisclosureSEC source: 0001209191-18-008078 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,228 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:21 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063544 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,603 F1 · shares: Restricted stock units will fully vest on 12/01/2018. Read SEC document |
| July 17, 2017 Filed Jul 18, 2017 20:03 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | SaleCommon Stock | 17,000 | $8.46 | $143,820.00 |
DisclosureSEC source: 0001209191-17-045501 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,603 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 26, 2017. F2 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $8.32 to $8.50 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:56 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 4,336 | $7.81 | $33,864.16 |
DisclosureSEC source: 0001209191-17-043059 · doc4.xml · nonDerivative · entry 2 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,603 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of performance stock units granted on 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 17:56 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043059 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,939 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 16:57 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 32,050 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036674 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,939 F1 · shares: Performance stock units will vest in equal installments on 7/1/17, 7/1/18 and 7/1/19. Read SEC document |
| April 01, 2017 Filed Apr 4, 2017 17:11 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 106,885 | $0.87 | $92,989.95 |
DisclosureSEC source: 0001209191-17-024498 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 943,115 F1 · shares: Surrender of shares to satisfy tax withholding obligations upon vesting of restricted stock units granted on 05/01/2016. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:09 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 250,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018042 · doc4.xml · nonDerivative · entry 1 Ahmad Fuad · CIK 0001379591 · SVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,050,000 F1 · shares: Restricted stock units will vest in equal installments on 03/01/2018, 03/01/2019, and 03/01/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.