SANCHEZ ADALIO T

SEC source: 0001641407-26-000004 · wk-form4_1780528313.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,098

F1 · shares: Represents shares of restricted stock units awarded pursuant to the Company's 2020 Equity and Performance Incentive Plan, as amended. The restricted shares vest on the earlier to occur of (i) anniversary of the date of grant, (ii) the day immediately prior to the date of the Company's next annual meeting of the stockholders, or (iii) a change in control of the Company.

SEC source: 0001641407-26-000002 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,378

F1 · price: The purchase price ranged from $40.73 to $41.15, with a weighted average purchase price of $40.978700. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0000008858-26-000011 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,098

F1 · shares: Directors annual grant of stock, based on $49.04 per share.

SEC source: 0001641407-25-000005 · wk-form4_1758060589.xml · nonDerivative · entry 2

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 31,417

F1 · price: On September 12, 2025, 23,236 Issuer shares were transferred from grantor retained annuity trust ("GRAT") dated September 12, 2023 ("GRAT #4") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). These shares were previously shown and continue to be shown as indirectly held.

F1 · balance_after: On September 12, 2025, 23,236 Issuer shares were transferred from grantor retained annuity trust ("GRAT") dated September 12, 2023 ("GRAT #4") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). These shares were previously shown and continue to be shown as indirectly held.

F1 · ownership.nature: On September 12, 2025, 23,236 Issuer shares were transferred from grantor retained annuity trust ("GRAT") dated September 12, 2023 ("GRAT #4") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). These shares were previously shown and continue to be shown as indirectly held.

SEC source: 0001641407-25-000005 · wk-form4_1758060589.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by GRAT #4

Disclosed balance after: 0

F1 · price: On September 12, 2025, 23,236 Issuer shares were transferred from grantor retained annuity trust ("GRAT") dated September 12, 2023 ("GRAT #4") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). These shares were previously shown and continue to be shown as indirectly held.

F1 · balance_after: On September 12, 2025, 23,236 Issuer shares were transferred from grantor retained annuity trust ("GRAT") dated September 12, 2023 ("GRAT #4") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). These shares were previously shown and continue to be shown as indirectly held.

F2 · balance_after: On September 12, 2025, 12,763 Issuer shares were distributed from GRAT #4 to Mr. Sanchez. These shares were previously shown as indirectly held.

F3 · ownership.nature: Mr. Sanchez was the sole settlor, trustee and annuitant of GRAT #4. GRAT #4 has terminated.

SEC source: 0001952333-25-000053 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,615

F1 · shares: Represents shares of restricted stock units awarded pursuant to the Company's 2020 Equity and Performance Incentive Plan, as amended. The restricted shares vest on the earlier to occur of (i) anniversary of the date of grant, (ii) the day immediately prior to the date of the Company's next annual meeting of the stockholders, or (iii) a change in control of the Company.

SEC source: 0001127602-25-000442 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,020

F1 · shares: Directors annual grant of stock, based on $52.28 per share.

SEC source: 0001952333-24-000090 · edgardoc.xml · nonDerivative · entry 2

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 8,181

F2 · price: The sale price ranged from $57.11 to $57.39, with a weighted average sale price of $57.246100. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · ownership.nature: Represents shares held in a trust regarding which Mr. Sanchez's spouse is the trustee and Mr. Sanchez's child is the beneficiary.

SEC source: 0001952333-24-000090 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,272

F1 · price: The sale price ranged from $57.24 to $57.33, with a weighted average sale price of $57.285000. Upon request, the reporting person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001952333-24-000084 · wk-form4_1726608406.xml · nonDerivative · entry 2

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 16,731

F1 · price: On September 13, 2024, 14,939 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated September 9, 2022 ("GRAT #3") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust").

F1 · balance_after: On September 13, 2024, 14,939 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated September 9, 2022 ("GRAT #3") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust").

F1 · ownership.nature: On September 13, 2024, 14,939 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated September 9, 2022 ("GRAT #3") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust").

SEC source: 0001952333-24-000084 · wk-form4_1726608406.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by GRAT #3

Disclosed balance after: 0

F1 · price: On September 13, 2024, 14,939 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated September 9, 2022 ("GRAT #3") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust").

F1 · balance_after: On September 13, 2024, 14,939 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated September 9, 2022 ("GRAT #3") to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust").

F2 · balance_after: On September 13, 2024, 15,147 Issuer shares were distributed from GRAT #3 to Mr. Sanchez.

F3 · ownership.nature: Mr. Sanchez is the sole settlor, trustee, and annuitant of GRAT #3. GRAT #3 has terminated.

SEC source: 0001856430-24-000031 · wk-form4_1718398298.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On June 14, 2024, Resideo Technologies, Inc. ("Resideo") acquired the Issuer pursuant to an Agreement and Plan of Merger, dated as of April 14, 2024 (the "Merger Agreement"), by and among the Issuer, Resideo and Pop Acquisition Inc., a Delaware corporation and a wholly owned subsidiary of Resideo ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Resideo. At the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of Issuer common stock, par value $0.01 per share (the "Common Stock") (other than certain Excluded Shares (as defined in the Merger Agreement)) automatically converted into the right to receive $10.75 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Any stock options held by the reporting person, if any, were cancelled in the Merger.

F1 · price: On June 14, 2024, Resideo Technologies, Inc. ("Resideo") acquired the Issuer pursuant to an Agreement and Plan of Merger, dated as of April 14, 2024 (the "Merger Agreement"), by and among the Issuer, Resideo and Pop Acquisition Inc., a Delaware corporation and a wholly owned subsidiary of Resideo ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Resideo. At the Effective Time (as defined in the Merger Agreement), each issued and outstanding share of Issuer common stock, par value $0.01 per share (the "Common Stock") (other than certain Excluded Shares (as defined in the Merger Agreement)) automatically converted into the right to receive $10.75 per share in cash, without interest and less any applicable withholding taxes (the "Merger Consideration"). Any stock options held by the reporting person, if any, were cancelled in the Merger.

SEC source: 0001952333-24-000056 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,188

F1 · shares: Represents shares of restricted stock units awarded pursuant to the Company's 2020 Equity and Performance Incentive Plan, as amended. The restricted shares vest on the earlier to occur of (i) anniversary of the date of grant, (ii) the day immediately prior to the date of the Company's next annual meeting of the stockholders, or (iii) a change in control of the Company.

SEC source: 0001127602-24-000438 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,578

F1 · shares: Directors' annual grant of stock, based on 49.42 per share.

SEC source: 0001952333-23-000046 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,661

F1 · shares: Represents shares of restricted stock units awarded pursuant to the Company's 2020 Equity and Performance Incentive Plan, as amended. The restricted shares vest on the earlier to occur of (i) anniversary of the date of grant, (ii) the day immediately prior to the date of the Company's next annual meeting of the stockholders, or (iii) a change in control of the Company.

SEC source: 0001856430-23-000044 · wf-form4_168488300759890.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,145

F1 · kind: Represents a grant of restricted stock units which will vest 100% on the first anniversary of the Vesting Commencement Date.

SEC source: 0001127602-23-000787 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,936

F1 · shares: Directors' annual grant of stock, based on $41.53 per share.

SEC source: 0000899243-23-004982 · doc5.xml · nonDerivative · entry 2

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 1,792

F1 · price: On September 9, 2022, 1,792 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated July 9, 2020 ("GRAT #1) to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). GRAT #1's shares were previously shown as directly held.

F1 · ownership.nature: On September 9, 2022, 1,792 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated July 9, 2020 ("GRAT #1) to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). GRAT #1's shares were previously shown as directly held.

SEC source: 0000899243-23-004982 · doc5.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,667

F1 · price: On September 9, 2022, 1,792 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated July 9, 2020 ("GRAT #1) to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). GRAT #1's shares were previously shown as directly held.

F1 · balance_after: On September 9, 2022, 1,792 Issuer shares were transferred from a grantor retained annuity trust ("GRAT") dated July 9, 2020 ("GRAT #1) to a trust regarding which Mr. Sanchez's spouse is trustee and Mr. Sanchez's child is the beneficiary (the "Trust"). GRAT #1's shares were previously shown as directly held.

F2 · balance_after: Mr. Sanchez was the sole settlor, trustee and annuitant of GRAT #1.

F3 · balance_after: On September 9, 2022, 30,039 Issuer shares were distributed from GRAT #1 to Mr. Sanchez and then contributed to a GRAT dated September 9, 2022 ("GRAT #3"). Mr. Sanchez is the sole settlor, trustee and annuitant of GRAT #3.

F4 · balance_after: On September 9, 2022, 19,784 Issuer shares were distributed from a GRAT dated August 25, 2021 ("GRAT #2") to Mr. Sanchez and then contributed to GRAT #3. Mr. Sanchez is the sole settlor, trustee and annuitant of GRAT #2. GRAT #2's shares were previously shown as directly held.

F5 · balance_after: On September 9, 2022, 6,440 Issuer shares were contributed from Mr. Sanchez's direct holdings to GRAT #3.

SEC source: 0001269847-22-000020 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,014

F1 · shares: Represents shares of restricted stock awarded on August 9, 2022 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest, and the restricted period for such restricted shares shall expire, (i) on the earlier to occur of the date which is one year following the date of grant or the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant, or (ii) a change in control of the Company.

F2 · balance_after: As of July 9, 2020, Mr. Sanchez transferred 49,470 shares of ACI Worldwide, Inc., previously titled in Adalio T. Sanchez' Individual name into The Adalio T. Sanchez Grantor Retained Annuity Trust, with Adalio T. Sanchez as Trustee. Mr. Sanchez is the sole settlor, trustee and annuitant of The Adalio T. Sanchez Grantor Retained Annuity Trust.

SEC source: 0001856430-22-000029 · wf-form4_165332891177839.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,617

F1 · kind: Represents a grant of restricted stock units which will vest 100% on the first anniversary of the Vesting Commencement Date.

SEC source: 0001127602-22-000312 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,602

F1 · shares: Director annual grant of stock, based on $41.49 per share.

SEC source: 0001104659-21-099642 · a4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

SEC source: 0001856430-21-000017 · wf-form4_163371071819429.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,366

F1 · kind: Represents a grant of restricted stock units which will vest on the earlier of (i) July 30, 2022 and (ii) the first regularly scheduled annual meeting of the stockholders of the Issuer following the date of grant, subject to continued service through the vesting date.

SEC source: 0001269847-21-000030 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,347

F1 · shares: Represents shares of restricted stock awarded on June 2, 2021 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest, and the restricted period for such restricted shares shall expire, (i) on the earlier to occur of the date which is one year following the date of grant or the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant, or (ii) a change in control of the Company.

F2 · balance_after: As of July 9, 2020, Mr. Sanchez transferred 49,470 shares of ACI Worldwide, Inc., previously titled in Adalio T. Sanchez' Individual name into The Adalio T. Sanchez Grantor Retained Annuity Trust, with Adalio T. Sanchez as Trustee. Mr. Sanchez is the sole settlor, trustee and annuitant of The Adalio T. Sanchez Grantor Retained Annuity Trust.

SEC source: 0001127602-21-000403 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,746

F1 · shares: Director annual grant of stock, based on $35.28 per share.

SEC source: 0001269847-20-000038 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,907

F1 · price: The purchase price ranged from $27.59 to $27.63, with a weighted average purchase price of $27.628041. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer.

SEC source: 0001269847-20-000035 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,307

F1 · shares: Represents shares of restricted stock awarded on June 9, 2020 pursuant to the Company's 2020 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

SEC source: 0001127602-20-001086 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,211

F1 · shares: Director annual grant of stock.

SEC source: 0001127602-19-033392 · form4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453

F1 · shares: Pro-rata portion of the director annual grant of stock.

SEC source: 0001269847-19-000016 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,470

F1 · shares: Represents shares of restricted stock awarded on June 11, 2019 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

SEC source: 0000899243-19-007296 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,072

F1 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 12/1/2017, 1/1/2018 and 2/1/2018.

SEC source: 0001269847-18-000028 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,897

F1 · price: The sale price ranged from $26.95 to $26.971, with a weighted average sale price of $26.95265. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

SEC source: 0001269847-18-000025 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,897

F1 · shares: Represents shares of restricted stock awarded on June 12, 2018 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

SEC source: 0001209191-18-006716 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,293

F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017.

SEC source: 0001209191-18-000415 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,648

F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017.

SEC source: 0001209191-17-063572 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director · Interim CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,648

F1 · shares: Restricted stock units will fully vest on November 30, 2018, upon the conditions and except as otherwise provided in Mr. Sanchez's offer letter dated November 7, 2017.

SEC source: 0001209191-17-051386 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,648

F1 · shares: Restricted Stock Units will fully vest on the earlier to occur of: i) the date of Quantum Corporation's next Annual Stockholder Meeting; and ii) September 1, 2018.

SEC source: 0001269847-17-000020 · edgardoc.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,177

F1 · shares: Represents shares of restricted stock awarded on June 14, 2017 pursuant to the Company's 2016 Equity and Performance Incentive Plan. The restricted shares shall vest and the restricted period for such restricted shares shall expire on the earlier to occur of (i) the date which is one year following the date of grant and (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company occurring following the date of grant.

SEC source: 0001209191-17-036668 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,244

F1 · shares: Restricted Stock Units will vest over two years as follows: 3,557 shares will vest on 5/1/18 and the remaining 7,622 shares will vest quarterly in equal installments on 8/1/18, 11/1/18, 2/1/19 and 5/1/19.

SEC source: 0001209191-17-030236 · doc4.xml · nonDerivative · entry 1

SANCHEZ ADALIO T · CIK 0001641407 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,065

F1 · shares: Restricted Stock Units will fully vest on the date of Quantum Corporation's 2017 Annual Stockholder Meeting.