organization · Reporting owner

VIEX GP, LLC

Disclosed activity across 5 companies

Tapewire entity: 122530
SEC CIK: 0001654852

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
A10 Networks, Inc.ATEN · Entity 4574	See Explanation of Responses	November 07, 2022	November 09, 2022
LEAF GROUP LTD.LEAF · Entity 138166	See Explanation of Responses	February 12, 2021	February 22, 2021
SEACHANGE INTERNATIONAL INCSEAC · Entity 109346	Passive Investor	December 07, 2017	December 08, 2017

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

A10 Networks, Inc.

Report date November 07, 2022 · Filed November 09, 2022

Jointly reported with Singer Eric, VIEX Opportunities Fund, LP Series One, VIEX Capital Advisors, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.00001SEC Table I · non-derivative	IndirectBy Viex Opportunities Fund, LP - Series One	0	Reported balance After 2022-11-07 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2022-11-07 · Sale · Disposed 60,541 · Balance 0 F4: Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F3: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
Common Stock, par value $0.00001SEC Table I · non-derivative	Direct	46,566	Reported balance Holding disclosure · report date 2022-11-07 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 46,566 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose.

F3: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F4: Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.

LEAF GROUP LTD.

Report date February 12, 2021 · Filed February 22, 2021

Jointly reported with Singer Eric, VIEX Opportunities Fund, LP Series One, VIEX Capital Advisors, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.0001SEC Table I · non-derivative	IndirectBy Viex Opportunities Fund, LP - Series One	2,282,045	Reported balance Holding disclosure · report date 2021-02-12 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 2,282,045 F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Put Option (Obligation to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $4.00 · Expires 2021-08-21	IndirectBy Viex Opportunities Fund, LP - Series One	Not disclosed	Reported balance Holding disclosure · report date 2021-02-12 · row 2 Instrument identity requires review; Table II rows are not merged. 1 source row Row 2 · Balance Not disclosed F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock. F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 3 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). The Reporting Persons may be deemed to be members of a Section 13(d) group with Osmium Capital, LP, Osmium Capital II, LP, Osmium Diamond, LP, Osmium Spartan, LP, Osmium Partners, LLC, John Lewis, Oak Investment Partners XI, Limited Partnership, Oak Associates XI, LLC, Oak Investment Partners XII, Limited Partnership, Oak Associates XII, LLC, Oak Management Corporation, Grace A. Ames, Bandel L. Carano, Edward F. Glassmeyer, Fredric W. Harman, Ann H. Lamont, Mike McConnell and John Mutch that collectively beneficially owns more than 10% of the Issuer's outstanding shares of Common Stock.

F2: Securities of Leaf Group Ltd. (the "Issuer") beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F3: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEACHANGE INTERNATIONAL INC

Report date December 07, 2017 · Filed December 08, 2017

Jointly reported with Singer Eric, VIEX Opportunities Fund, LP Series One, VIEX Special Opportunities Fund II, LP, VIEX Special Opportunities GP II, LLC, VIEX Capital Advisors, LLC

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy: VIEX Opportunities Fund, LP - Series One	1,623,438	Last balance in matching sequence After 2017-12-07 transaction · row 2 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 1 · 2017-12-07 · Sale · Disposed 118,619 · Balance 1,831,162 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Row 2 · 2017-12-07 · Sale · Disposed 207,724 · Balance 1,623,438 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.
Common Stock, $0.01 par valueSEC Table I · non-derivative	IndirectBy: VIEX Special Opportunities Fund II, LP	1,603,783	Last balance in matching sequence After 2017-12-07 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2017-12-07 · Sale · Disposed 117,183 · Balance 1,808,992 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Row 4 · 2017-12-07 · Sale · Disposed 205,209 · Balance 1,603,783 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons"). F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP ("VIEX Opportunities"), VIEXSpecial Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEXCapital"), and Eric Singer (collectively, the "Reporting Persons").

F2: The Reporting Persons are filing this report because each of the Reporting Persons is a member of a Section 13(d) group, disclosed in a Schedule 13D filed on behalf of the Reporting Persons, as it may be amended, which beneficially owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.

F3: Shares of Common Stock beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by Series One.

F4: Shares of Common Stock beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock beneficially owned by VSO II.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

IMMERSION CORP

Report date March 08, 2021 · Filed March 11, 2021

Jointly reported with Singer Eric, VIEX Opportunities Fund, LP Series One, VIEX Special Opportunities Fund II, LP, VIEX Special Opportunities GP II, LLC, VIEX Capital Advisors, LLC

Section 16 reporting ended · disclosed 2021-03-11. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy VIEX Opportunities Fund, LP - Series One	0	Last balance in matching sequence After 2021-03-09 transaction · row 4 Source-order balances reconcile. Account continuity and personal attribution are not independently verified. 2 source rows Row 3 · 2021-03-08 · Sale · Disposed 67,939 · Balance 219,431 F5: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5600 to $10.5800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Row 4 · 2021-03-09 · Sale · Disposed 219,431 · Balance 0 F6: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.7200 to $10.5650 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common Stock, $0.001 par valueSEC Table I · non-derivative	Direct	22,763	Reported balance Holding disclosure · report date 2021-03-08 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 22,763 F1: Includes 18,543 Shares underlying unvested restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors. F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F7: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Common Stock, $0.001 par valueSEC Table I · non-derivative	IndirectBy VIEX Special Opportunities Fund II, LP	598,879	Reported balance Holding disclosure · report date 2021-03-08 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 598,879 F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 18,543 Shares underlying unvested restricted stock granted to Eric Singer in connection with his service on Immersion Corporation's (the "Issuer") board of directors.

F2: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F3: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II.

F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.

F5: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5600 to $10.5800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5.

F6: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.7200 to $10.5650 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6.

F7: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

QUANTUM CORP /DE/

Report date December 10, 2019 · Filed December 13, 2019

Jointly reported with Singer Eric, VIEX Opportunities Fund, LP Series One, VIEX Opportunities Fund, LP - Series Two, VIEX Special Opportunities Fund III, LP, VIEX Special Opportunities GP III, LLC, VIEX Capital Advisors, LLC

Section 16 reporting ended · disclosed 2019-12-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001SEC Table I · non-derivative	IndirectBy Viex Opportunities Fund, LP - Series One	835,679	Reported balance After 2019-12-10 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 2 · 2019-12-10 · Sale · Disposed 90,304 · Balance 835,679 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One.
Common Stock, par value $0.001SEC Table I · non-derivative	IndirectBy Viex Opportunities Fund, LP - Series Two	159,421	Reported balance After 2019-12-10 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 3 · 2019-12-10 · Sale · Disposed 17,227 · Balance 159,421 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.
Common Stock, par value $0.001SEC Table I · non-derivative	IndirectBy Viex Special Opportunities Fund III, LP	2,336,364	Reported balance After 2019-12-10 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes. 1 source row Row 4 · 2019-12-10 · Sale · Disposed 252,469 · Balance 2,336,364 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.
Common Stock, par value $0.001SEC Table I · non-derivative	Direct	66,681	Reported balance Holding disclosure · report date 2019-12-10 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 66,681 F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3: Each share is represented by a restricted stock unit, all of which are fully vested and each of which represents a contingent right to receive one share of common stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons").

F2: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3: Each share is represented by a restricted stock unit, all of which are fully vested and each of which represents a contingent right to receive one share of common stock of the Issuer.

F5: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two.

F6: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
November 07, 2022 Filed Nov 9, 2022 20:01 UTC	A10 Networks, Inc. ATEN · Entity 4574	SaleCommon Stock, par value $0.00001	60,541	$18.01	$1,090,161.79	Disclosure SEC source: 0000921895-22-002954 · form410114025_11092022.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series One Disclosed balance after: 0 F4 · price: Represents a weighted average price. These Shares were sold in multiple transactions at prices ranging from $17.90 to $18.26. The Reporting Persons undertake to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX GP, LLC ("VIEX GP"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported owned herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or any other purpose. F3 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Read SEC document
March 09, 2021 Filed Mar 11, 2021 02:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	219,431	$9.99	$2,193,059.24	Disclosure SEC source: 0000921895-21-000705 · form410114018_03102021.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 0 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.7200 to $10.5650 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
March 08, 2021 Filed Mar 11, 2021 02:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	67,939	$9.98	$678,051.60	Disclosure SEC source: 0000921895-21-000705 · form410114018_03102021.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 219,431 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5600 to $10.5800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 19, 2021 Filed Feb 20, 2021 01:32 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	101,749	$12.58	$1,279,534.37	Disclosure SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 287,370 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 19, 2021 Filed Feb 20, 2021 01:32 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	152,622	$12.58	$1,919,282.70	Disclosure SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 598,879 F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.1100 to $13.0800 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 18, 2021 Filed Feb 20, 2021 01:32 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	96,987	$13.00	$1,261,083.17	Disclosure SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 389,119 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
February 18, 2021 Filed Feb 20, 2021 01:32 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	145,479	$13.00	$1,891,605.25	Disclosure SEC source: 0000921895-21-000516 · form410114018_02192021.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 751,501 F5 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $12.6400 to $13.5000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 5. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:00 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	37,440	$10.72	$401,514.05	Disclosure SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 486,106 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 29, 2020 Filed Dec 30, 2020 23:00 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	66,560	$10.72	$713,802.75	Disclosure SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 896,980 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F7 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $10.5100 to $10.8600 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 7. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:00 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	508,451	$9.73	$4,949,617.95	Disclosure SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 523,546 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 28, 2020 Filed Dec 30, 2020 23:00 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	937,549	$9.73	$9,126,758.25	Disclosure SEC source: 0001214659-20-010808 · marketforms-50783.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Responses VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 963,540 F5 · shares: The sales reported herein by the Reporting Persons were made pursuant to the previously disclosed Securities Sales Plan Agreement (the "2020 Sales Plan Agreement") entered into with Virtu Americas LLC for the purpose of establishing a trading plan to effect sales of Shares in compliance with all applicable laws, including, without limitation, Section 10(b) of the Exchange Act, and the rules and regulations promulgated thereunder, including, but not limited to, Rule 10b5-1. All of the Shares contemplated to be sold thereunder have been sold and the 2020 Sales Plan Agreement has now terminated. F6 · price: The price reported is a weighted average price. These Shares were sold in multiple transactions at prices ranging from $9.5000 to $10.3000 per Share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Shares sold at each separate price within the range set forth in this footnote 6. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F8 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	29,347	$9.21	$270,189.02	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 9 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,031,997 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	23,874	$9.53	$227,509.67	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 8 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,061,344 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	54,062	$9.21	$497,732.62	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,901,089 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 03, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	43,980	$9.53	$419,111.81	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,955,151 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	187,211	$10.32	$1,931,849.03	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 7 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,085,218 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	23,635	$10.14	$239,739.26	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 6 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,272,429 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	345,187	$10.32	$3,562,019.17	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 1,999,131 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 02, 2020 Filed Sep 5, 2020 00:30 UTC	IMMERSION CORP IMMR · Entity 6143	SaleCommon Stock, $0.001 par value	43,580	$10.14	$442,049.37	Disclosure SEC source: 0001193805-20-001120 · e619918_4-immr.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,344,318 F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 01, 2020 Filed Sep 4, 2020 00:00 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCommon Stock, $0.001 par value	61,870	$0.00	$0.00	Disclosure SEC source: 0001214659-20-007677 · marketforms-49600.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Resposnes VIEX GP, LLC · CIK 0001654852 · See Explanation of Resposnes VIEX Special Opportunities Fund II, LP · CIK 0001619127 · See Explanation of Resposnes VIEX Special Opportunities GP II, LLC · CIK 0001658891 · See Explanation of Resposnes VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 1,296,064 F4 · shares: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One for no consideration. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
September 01, 2020 Filed Sep 3, 2020 16:17 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	68,817	$0.00	$0.00	Disclosure SEC source: 0001580808-20-000091 · wf-form4_159916424208980.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities Fund III, LP · CIK 0001619126 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Special Opportunities GP III, LLC · CIK 0001676049 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series One Disclosed balance after: 1,465,781 F4 · shares: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Read SEC document
August 03, 2020 Filed Aug 5, 2020 16:12 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	123,762	$0.00	$0.00	Disclosure SEC source: 0001580808-20-000087 · wf-form4_159665835222629.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities Fund III, LP · CIK 0001619126 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Special Opportunities GP III, LLC · CIK 0001676049 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series One Disclosed balance after: 1,534,598 F3 · shares: Represents a distribution of shares of the Issuer from Series One to a limited partner of Series One for no consideration. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Mr. Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. F5 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:04 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	SaleCommon Stock, par value $0.001	252,469	$5.78	$1,458,008.48	Disclosure SEC source: 0000921895-19-002984 · form410114016_12122019.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · 10% owner · See Explanation of Responses VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities GP III, LLC · CIK 0001676049 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund III, LP Disclosed balance after: 2,336,364 F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · security: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F6 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:04 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	SaleCommon Stock, par value $0.001	17,227	$5.78	$99,485.93	Disclosure SEC source: 0000921895-19-002984 · form410114016_12122019.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner · See Explanation of Responses VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities GP III, LLC · CIK 0001676049 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two Disclosed balance after: 159,421 F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · security: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F5 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Read SEC document
December 10, 2019 Filed Dec 13, 2019 01:04 UTC	QUANTUM CORP /DE/ QMCO · Entity 4987	SaleCommon Stock, par value $0.001	90,304	$5.78	$521,505.60	Disclosure SEC source: 0000921895-19-002984 · form410114016_12122019.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner · See Explanation of Responses VIEX Opportunities Fund, LP Series One · CIK 0001606750 · See Explanation of Responses VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · See Explanation of Responses VIEX Special Opportunities Fund III, LP · CIK 0001619126 · See Explanation of Responses VIEX GP, LLC · CIK 0001654852 · See Explanation of Responses VIEX Special Opportunities GP III, LLC · CIK 0001676049 · See Explanation of Responses VIEX Capital Advisors, LLC · CIK 0001619125 · See Explanation of Responses Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series One Disclosed balance after: 835,679 F1 · security: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · security: As of the close of business on December 10, 2019, the Reporting Persons ceased to be holders of an aggregate of 10% or more of Quantum Corporation's (the "Issuer") outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F4 · ownership.nature: Securities of the Issuer beneficially owned directly by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series One. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCall Option (Right to Buy) · Derivative	1,509	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 16 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 150,900 shares Expires 2019-11-15 F9 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series Two or options sold by Series Two. The transaction reported herein represents the exercise on November 15, 2019 of 1,509 call option contracts sold by Series Two, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCall Option (Right to Buy) · Derivative	58	$0.00 Strike: $5.00	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 15 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund III, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 5,800 shares Expires 2019-11-15 F7 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO III or options sold by VSO III. The transactions reported herein represent the exercises on November 15, 2019 of (i) 2,105 call option contracts sold by VSO III, and (ii) 58 call option contracts sold by VSO III, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCall Option (Right to Buy) · Derivative	2,105	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 14 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund III, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 210,500 shares Expires 2019-11-15 F7 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO III or options sold by VSO III. The transactions reported herein represent the exercises on November 15, 2019 of (i) 2,105 call option contracts sold by VSO III, and (ii) 58 call option contracts sold by VSO III, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCall Option (Right to Buy) · Derivative	1,500	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 13 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 150,000 shares Expires 2019-11-15 F6 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises on November 15, 2019 of (i) 1,500 call option contracts sold by VSO II, and (ii) 59 call option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCall Option (Right to Buy) · Derivative	59	$0.00 Strike: $5.00	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 12 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 5,900 shares Expires 2019-11-15 F6 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises on November 15, 2019 of (i) 1,500 call option contracts sold by VSO II, and (ii) 59 call option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherPut Option (Obligation to Buy) · Derivative	1,328	$0.00 Strike: $7.50	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 11 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock, par value $0.00001 · 132,800 shares Expires 2019-11-15 F5 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 1,328 put option contracts on November 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	150,900	$2.50	$377,250.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 7 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Opportunities Fund, LP - Series Two Disclosed balance after: 482,877 F9 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series Two or options sold by Series Two. The transaction reported herein represents the exercise on November 15, 2019 of 1,509 call option contracts sold by Series Two, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series Two. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F10 · ownership.nature: Securities of the Issuer beneficially owned directly by Series Two. VIEX GP, as the general partner of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. VIEX Capital, as the investment manager of Series Two, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by Series Two. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	210,500	$2.50	$526,250.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 6 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund III, LP Disclosed balance after: 487,416 F7 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO III or options sold by VSO III. The transactions reported herein represent the exercises on November 15, 2019 of (i) 2,105 call option contracts sold by VSO III, and (ii) 58 call option contracts sold by VSO III, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F8 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO III. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.0000	5,800	$5.00	$29,000.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 5 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund III, LP Disclosed balance after: 276,916 F7 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO III or options sold by VSO III. The transactions reported herein represent the exercises on November 15, 2019 of (i) 2,105 call option contracts sold by VSO III, and (ii) 58 call option contracts sold by VSO III, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO III. VSO GP III, as the general partner of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. VIEX Capital, as the investment manager of VSO III, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. Mr. Singer, as the managing member of each of VSO GP III and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO III. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	150,000	$2.50	$375,000.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 4 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 5,255,022 F6 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises on November 15, 2019 of (i) 1,500 call option contracts sold by VSO II, and (ii) 59 call option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	5,900	$5.00	$29,500.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 5,105,022 F6 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transactions reported herein represent the exercises on November 15, 2019 of (i) 1,500 call option contracts sold by VSO II, and (ii) 59 call option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such call options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	132,800	$7.50	$996,000.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 5,099,122 F5 · kind: Shares of Common Stock of the Issuer beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 1,328 put option contracts on November 15, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherPut Option (obligation to buy) · Derivative	707	$0.00 Strike: $7.50	$0.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 8 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 70,700 shares Expires 2019-11-15 F5 · kind: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F5 · ownership.nature: On November 15, 2019, 707 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, expired. As such put option contracts were written prior to the Reporting Persons becoming subject to Section 16, their expiration should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherPut Option (obligation to buy) · Derivative	1,293	$0.00 Strike: $7.50	$0.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 7 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 129,300 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCall Option (right to buy) · Derivative	2,332	$0.00 Strike: $5.00	$0.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 233,200 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCall Option (right to buy) · Derivative	2,205	$0.00 Strike: $2.50	$0.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 220,500 shares Expires 2019-11-15 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCommon Stock, $0.001 par value	129,300	$7.50	$969,750.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 3 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,387,898 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCommon Stock, $0.001 par value	233,200	$5.00	$1,166,000.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,258,598 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 15, 2019 Filed Nov 19, 2019 21:07 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCommon Stock, $0.001 par value	220,500	$2.50	$551,250.00	Disclosure SEC source: 0001567619-19-021852 · doc1.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 2,025,398 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · kind: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options purchased or sold by VSO II. These transactions represent (i) the exercise on November 15, 2019 of 2,205 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, (ii) the exercise on November 15, 2019 of 2,332 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and (iii) the exercise on November 15, 2019 of 1,293 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. F3 · ownership.nature: (continued from footnote 2) VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherPut Option (Obligation to Buy) · Derivative	672	$0.00 Strike: $7.50	$0.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · derivative · entry 10 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 1,328 Underlying: Common Stock, par value $0.00001 · 67,200 shares Expires 2019-11-15 F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 672 put option contracts on November 14, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F12 · derivative.exercise_date: These options were exercisable when exercised. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 14, 2019 Filed Nov 18, 2019 16:27 UTC	A10 Networks, Inc. ATEN · Entity 4574	OtherCommon Stock, par value $0.00001	67,200	$7.50	$504,000.00	Disclosure SEC source: 0001209191-19-056945 · doc4.xml · nonDerivative · entry 1 Singer Eric · CIK 0001443284 · Director VIEX Opportunities Fund, LP Series One · CIK 0001606750 · Director VIEX Opportunities Fund, LP - Series Two · CIK 0001659404 · Director VIEX GP, LLC · CIK 0001654852 · Director VIEX Special Opportunities Fund II, LP · CIK 0001619127 · Director VIEX Special Opportunities GP II, LLC · CIK 0001658891 · Director VIEX Special Opportunities Fund III, LP · CIK 0001619126 · Director VIEX Special Opportunities GP III, LLC · CIK 0001676049 · Director VIEX Capital Advisors, LLC · CIK 0001619125 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Viex Special Opportunities Fund II, LP Disclosed balance after: 4,966,322 F1 · kind: Shares of Common Stock of A10 Networks, Inc. (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. The transaction reported herein represent the exercise of 672 put option contracts on November 14, 2019 sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F2 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Opportunities Fund, LP - Series Two ("Series Two"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), Viex Special Opportunities Fund III, LP ("VSO III"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), Viex Special Opportunities GP III, LLC ("VSO GP III"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F3 · ownership.nature: Securities of the Issuer beneficially owned directly by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:10 UTC	IMMERSION CORP IMMR · Entity 6143	OtherPut Option (obligation to buy) · Derivative	3,106	Not disclosed Strike: $10.00	Not disclosed	Disclosure SEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 2 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 310,600 shares Expires 2019-11-15 F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F2 · price: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · price: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options were exercisable upon issuance. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
November 01, 2019 Filed Nov 5, 2019 22:10 UTC	IMMERSION CORP IMMR · Entity 6143	OtherPut Option (right to sell) · Derivative	3,106	$1.94 Strike: $10.00	$6,018.50	Disclosure SEC source: 0001567619-19-020453 · doc1.xml · derivative · entry 1 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 310,600 shares Expires 2019-11-15 F2 · kind: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · kind: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F5 · derivative.exercise_date: These options were exercisable upon issuance. F2 · balance_after: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · balance_after: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: On November 1, 2019, VSO II acquired put options (the "Long Puts") to cover certain previously reported short put options referencing the common stock of Immersion Corporation (the "Issuer") written by VSO II prior to the Reporting Persons acquiring greater than 10% beneficial ownership of the Issuer's common stock (the "Short Puts") and becoming subject to the provisions of Section 16 of the Securities Exchange Act of 1934, as amended. The purchase of Long Puts to cover the Short Puts resulted in the cancellation of both the Short Puts and the Long Puts. F3 · ownership.nature: (continued from footnote 2) As the Short Puts were written prior to the Reporting Persons becoming subject to Section 16, their cancellation should not be subject to Section 16(b) pursuant to the court's reasoning in Roth v. Goldman Sachs Group, Inc., 740 F.3d 865 (2d Cir. 2014). VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of securities of the Issuer beneficially owned by VSO II. F4 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC	IMMERSION CORP IMMR · Entity 6143	OtherPut Option (obligation to buy) · Derivative	584	$0.00 Strike: $10.00	$0.00	Disclosure SEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 6 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Special Opportunities Fund II, LP Disclosed balance after: 0 Underlying: Common Stock · 58,400 shares Expires 2019-08-16 F2 · kind: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · kind: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F7 · derivative.exercise_date: These options were presently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F2 · ownership.nature: Shares of Common Stock of Immersion Corporation (the "Issuer") beneficially owned directly by VSO II or options sold by VSO II. These transactions represent the exercise on August 16, 2019 of 1,544 call option contracts by VSO II, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by VSO II, and the exercise on August 16, 2019 of 584 put option contracts sold by VSO II, each contract representing 100 shares of Issuer Common Stock, by the counterparty and the acquisition of the shares underlying such put options by VSO II. VSO GP II, as the general partner of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. VIEX Capital, as the investment manager of VSO II, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F3 · ownership.nature: (continued from footnote 2) Mr. Singer, as the managing member of each of VSO GP II and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by VSO II. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document
August 16, 2019 Filed Aug 19, 2019 20:52 UTC	IMMERSION CORP IMMR · Entity 6143	OtherCall Option (right to buy) · Derivative	628	$0.00 Strike: $5.00	$0.00	Disclosure SEC source: 0001567619-19-017292 · doc1.xml · derivative · entry 5 Singer Eric · CIK 0001443284 · 10% owner VIEX Opportunities Fund, LP Series One · CIK 0001606750 · 10% owner VIEX GP, LLC · CIK 0001654852 · 10% owner VIEX Special Opportunities Fund II, LP · CIK 0001619127 · 10% owner VIEX Special Opportunities GP II, LLC · CIK 0001658891 · 10% owner VIEX Capital Advisors, LLC · CIK 0001619125 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By VIEX Opportunities Fund, LP - Series One Disclosed balance after: 0 Underlying: Common Stock · 62,800 shares Expires 2019-08-16 F4 · kind: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · kind: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F7 · derivative.exercise_date: These options were presently exercisable. F1 · ownership.nature: This Form 4 is filed jointly by VIEX Opportunities Fund, LP - Series One ("Series One"), a series of VIEX Opportunities Fund, LP, VIEX Special Opportunities Fund II, LP ("VSO II"), VIEX GP, LLC ("VIEX GP"), VIEX Special Opportunities GP II, LLC ("VSO GP II"), VIEX Capital Advisors, LLC ("VIEX Capital"), and Eric Singer (collectively, the "Reporting Persons"). F4 · ownership.nature: Shares of Common Stock of the Issuer beneficially owned directly by Series One. These transactions represent the exercise on August 16, 2019 of 628 call option contracts by Series One, each contract representing 100 shares of Issuer Common Stock, and the acquisition of the shares underlying such call options by Series One. VIEX GP, as the general partner of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. VIEX Capital, as the investment manager of Series One, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. Mr. Singer, as the managing member of each of VIEX GP and VIEX Capital, may be deemed the beneficial owner of the shares of Common Stock of the Issuer beneficially owned by Series One. F5 · ownership.nature: (continued from footnote 4) The Issuer Common Stock holding for Series One reported in the Forms 4 filed on August 6, 2019, and August 8, 2019 should have reflected 1,295,134 shares of Issuer Common Stock as previously reported. F6 · ownership.nature: Each Reporting Person disclaims beneficial ownership of the shares of Common Stock of the Issuer reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose. Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.