Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUANTUM CORP /DE/QTM · Entity 4987 | SVP, Worldwide Sales & Mktg. | February 05, 2018 | February 07, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUANTUM CORP /DE/
Report date February 05, 2018 · Filed February 07, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 206,646 |
Reported balance
After 2018-02-05 transaction · row 1
1 source rowRow 1 · 2018-02-05 · Other · Acquired 625 · Balance 206,646 F1: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 05, 2018 Filed Feb 7, 2018 19:57 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | OtherCommon Stock | 625 | $4.68 | $2,921.88 |
DisclosureSEC source: 0001209191-18-008084 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,646 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| August 04, 2017 Filed Aug 7, 2017 20:14 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | OtherCommon Stock | 625 | $6.14 | $3,837.75 |
DisclosureSEC source: 0001209191-17-047877 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,021 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:04 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 11,859 | $7.81 | $92,618.79 |
DisclosureSEC source: 0001209191-17-043066 · doc4.xml · nonDerivative · entry 2 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,396 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:04 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043066 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 217,255 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:00 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 17,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036676 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,255 F1 · shares: Performance stock units will vest in equal installments on 7/1/17, 7/1/18 and 7/1/19. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 23:00 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | OtherCommon Stock | 2,245 | $0.52 | $1,164.48 |
DisclosureSEC source: 0001209191-17-008097 · doc4.xml · nonDerivative · entry 1 BRITTS WILLIAM C · CIK 0001198540 · SVP, Worldwide Sales & Mktg. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,397,020 F1 · kind: Securities acquired in an exempt purchase under Company's Section 423 Employee Stock Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.