Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUANTUM CORP /DE/QMCO · Entity 4987 | Senior VP, GC & Secretary | March 08, 2019 | March 12, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUANTUM CORP /DE/
Report date March 08, 2019 · Filed March 12, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 119,999 |
Reported balance
After 2019-03-08 transaction · row 1
1 source rowRow 1 · 2019-03-08 · Tax withholding · Disposed 14,748 · Balance 119,999 F1: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2015, 7/1/2016, 7/1/2017 and 3/2/2017 and upon vesting of performance stock units granted on 7/1/2016. |
Filing footnotes · ownership attribution and instrument terms
F1: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2015, 7/1/2016, 7/1/2017 and 3/2/2017 and upon vesting of performance stock units granted on 7/1/2016.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 08, 2019 Filed Mar 12, 2019 21:34 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Tax withholdingCommon Stock | 14,748 | $2.44 | $35,985.12 |
DisclosureSEC source: 0000899243-19-007294 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,999 F1 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2015, 7/1/2016, 7/1/2017 and 3/2/2017 and upon vesting of performance stock units granted on 7/1/2016. Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 19:38 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 399 | $3.81 | $1,520.19 |
DisclosureSEC source: 0001209191-18-015474 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,747 F1 · shares: Surrender of shares to satisfy employment tax withholding obligations upon vesting of restricted stock units granted on 3/2/2017. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 18:23 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | SaleCommon Stock | 10,000 | $7.82 | $78,200.00 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 3 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 135,146 F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 18, 2017. F4 · price: The sale price reported in column 4 of Table I represents the weighted average sale price of the shares sold ranging from $7.68 to $7.885 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the reporting person will provide full information regarding the number of shares sold at each separate price. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:23 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | Tax withholdingCommon Stock | 13,198 | $7.81 | $103,076.38 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 2 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,146 F2 · shares: Surrender of shares to satisfy income and other employment related tax withholding obligations upon vesting of restricted stock units granted on 7/1/2014, 7/1/2015 and 7/1/2016 and upon vesting of performance stock units granted on 7/1/2014 and 7/1/2016. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:23 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-043076 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,344 F1 · shares: Restricted stock units will vest in equal installments on 07/01/2018, 07/01/2019, and 07/01/2020. Read SEC document |
| May 31, 2017 Filed Jun 1, 2017 17:10 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 17,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-036683 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,344 F1 · shares: Performance stock units will vest in equal installments on 7/1/17, 7/1/18 and 7/1/19. Read SEC document |
| March 02, 2017 Filed Mar 4, 2017 00:12 UTC | QUANTUM CORP /DE/ QTM · Entity 4987 | GrantCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018045 · doc4.xml · nonDerivative · entry 1 HALL SHAWN D · CIK 0001261887 · Senior VP, GC & Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,733 F1 · shares: Restricted stock units will vest in equal installments on 03/01/2018, 03/01/2019, and 03/01/2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.