Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 25, 2020 Filed Feb 27, 2020 18:05 UTC |
MASTERS BLYTHEDirector
|
GrantCommon Stock | 125,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-002474 · wf-form4_158284470152114.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,523 F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock vests in four (4) equal quarterly installments beginning on March 26, 2020. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:11 UTC |
COWAN KEITH ODirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015361 · wf-form4_157774747249097.xml · derivative · entry 2 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:11 UTC |
COWAN KEITH ODirector
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015361 · wf-form4_157774747249097.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 18:10 UTC |
Mayor KathyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015359 · wf-form4_157774742400414.xml · derivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 18:10 UTC |
Mayor KathyDirector
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015359 · wf-form4_157774742400414.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:11 UTC |
MARCUS LORI TAUBERDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015360 · wf-form4_157774744714228.xml · derivative · entry 2 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 23:11 UTC |
MARCUS LORI TAUBERDirector
|
Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015360 · wf-form4_157774744714228.xml · nonDerivative · entry 1 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:28 UTC |
COWAN KEITH ODirector
|
GrantCommon Stock | 56,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014887 · wf-form4_157593408180296.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,599 F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:28 UTC |
Mayor KathyDirector
|
GrantCommon Stock | 56,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014888 · wf-form4_157593410656159.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,599 F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:29 UTC |
Syllantavos GeorgiosDirector
|
GrantCommon Stock | 56,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014889 · wf-form4_157593413007301.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,099 F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 23:29 UTC |
MARCUS LORI TAUBERDirector
|
GrantCommon Stock | 56,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014890 · wf-form4_157593415451868.xml · nonDerivative · entry 1 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,599 F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| December 05, 2019 Filed Dec 12, 2019 17:18 UTC |
Manlunas EricDirector
|
GrantCommon Stock | 112,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015022 · wf-form4_157618908863697.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,199 F1 · security: On December 5, 2019, the reporting person was granted 112,199 restricted stock units, each of which represents a contingent right to receive one share of Phunware,Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 13:53 UTC |
Syllantavos GeorgiosDirector
|
SaleCommon Stock | 1,783,663 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014597 · wf-form4_157505357921906.xml · nonDerivative · entry 1 Syllantavos George · CIK 0001333845 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,407,436 F1 · price: The reported securities are held by Firmus Investments, Inc. ("Firmus"). Firmus holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Firmus. On November 27, 2019, the reporting person (i) sold 100% of his interests in Firmus for an aggregate purchase price of $2,820,000.00 and (ii) resigned all of his positions as officer, director, and employee, with Firmus. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Firmus. F2 · balance_after: The reported securities are held by Magellan Investments Corp., of which the reporting person is the sole officer, director, and shareholder. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 13:53 UTC |
Tsirigakis Prokopios AkisDirector
|
SaleCommon Stock | 1,346,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014598 · wf-form4_157505360268956.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,508,843 F1 · price: The reported securities are held by Dominium Investments, Inc. ("Dominium"). Dominium holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Dominium. On November 27, 2019, the reporting person (i) sold 100% of his interests in Dominium for an aggregate purchase price of $2,000,000.00, and (ii) resigned all of his positions as officer, director, and employee, with Dominium. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Dominium. F2 · balance_after: The reported securities are held by Astra Maritime Corp., of which the reporting person is the sole officer, director, and shareholder. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 59,874 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · derivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,886 Underlying: Common Stock · 59,874 shares Expires 2028-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 24,361 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · derivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 24,361 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 59,874 | $0.61 | $36,523.14 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 14, 2019 Filed Nov 15, 2019 07:02 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 24,361 | $0.55 | $13,476.51 |
DisclosureSEC source: 0001628280-19-014263 · wf-form4_157381934628050.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 07:03 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 81,967 | $0.00 Strike: $0.61 | $0.00 |
DisclosureSEC source: 0001628280-19-014264 · wf-form4_157381936755535.xml · derivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,158 Underlying: Common Stock · 81,967 shares Expires 2028-01-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2019 Filed Nov 15, 2019 07:03 UTC |
Dang LuanChief Technology Officer
|
Exercise / conversionCommon Stock | 81,967 | $0.61 | $49,999.87 |
DisclosureSEC source: 0001628280-19-014264 · wf-form4_157381936755535.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 868,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: This figure has been corrected to reduce the beneficial total of direct ownership of this holding by 43,750, which were indirectly acquired by affiliates of the reporting person as reported on the Form 4 filed on August 15, 2019. Read SEC document |
| August 22, 2019 Filed Aug 22, 2019 21:14 UTC |
Crowder RandallDirector · Chief Operating Officer
|
PurchaseCommon Stock | 19,860 | $1.26 | $24,971.96 |
DisclosureSEC source: 0001628280-19-011126 · wf-form4_156650847079672.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,698 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $1.25 to $1.26. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 21, 2019 Filed Aug 21, 2019 22:41 UTC |
Crowder RandallDirector · Chief Operating Officer
|
PurchaseCommon Stock | 19,203 | $1.30 | $24,950.46 |
DisclosureSEC source: 0001628280-19-011081 · wf-form4_156642728316828.xml · nonDerivative · entry 1 Crowder Randall · CIK 0001760461 · Director · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,838 F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions with prices ranging from $1.20 to $1.35. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| August 20, 2019 Filed Aug 21, 2019 21:19 UTC |
MARCUS LORI TAUBERDirector
|
PurchaseCommon Stock | 1,000 | $1.23 | $1,230.00 |
DisclosureSEC source: 0001628280-19-011076 · wf-form4_156642234398904.xml · nonDerivative · entry 1 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Read SEC document |
| August 19, 2019 Filed Aug 19, 2019 17:32 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
PurchaseCommon Stock | 21,750 | $1.15 | $25,012.50 |
DisclosureSEC source: 0001628280-19-010961 · wf-form4_156625034723662.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,139 Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:21 UTC |
Dang LuanChief Technology Officer
|
PurchaseCommon Stock | 11,750 | $1.35 | $15,862.50 |
DisclosureSEC source: 0001628280-19-010831 · wf-form4_156590045973989.xml · nonDerivative · entry 3 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 830,437 F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 3) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:21 UTC |
Dang LuanChief Technology Officer
|
PurchaseCommon Stock | 20,000 | $1.35 | $27,000.00 |
DisclosureSEC source: 0001628280-19-010831 · wf-form4_156590045973989.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 818,687 F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:21 UTC |
Dang LuanChief Technology Officer
|
PurchaseCommon Stock | 12,000 | $1.35 | $16,200.00 |
DisclosureSEC source: 0001628280-19-010831 · wf-form4_156590045973989.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 798,687 F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
PurchaseCommon Stock | 11,750 | $1.35 | $15,862.50 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 3 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 585,589 F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 3) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
PurchaseCommon Stock | 20,000 | $1.35 | $27,000.00 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 573,839 F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 15, 2019 16:20 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
PurchaseCommon Stock | 12,000 | $1.35 | $16,200.00 |
DisclosureSEC source: 0001628280-19-010830 · wf-form4_156590043953224.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 553,839 F1 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:05 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 90,389 | $0.00 Strike: $0.55 | $0.00 |
DisclosureSEC source: 0001628280-19-010872 · wf-form4_156598590799071.xml · derivative · entry 2 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,361 Underlying: Common Stock · 90,389 shares Expires 2023-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The option, representing a right to purchase a total of 114,750 shares, is fully vested and immediately exercisable. Read SEC document |
| August 15, 2019 Filed Aug 16, 2019 16:05 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 90,389 | $0.55 | $50,003.19 |
DisclosureSEC source: 0001628280-19-010872 · wf-form4_156598590799071.xml · nonDerivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 17:28 UTC |
Dang LuanChief Technology Officer
|
GrantCommon Stock · Derivative | 175,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009496 · wf-form4_156460850903771.xml · derivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,500 Underlying: Common Stock · 175,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 17:28 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
GrantRestricted Stock Units · Derivative | 450,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009495 · wf-form4_156460848896590.xml · derivative · entry 1 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 524,500 Underlying: Common Stock · 450,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| July 30, 2019 Filed Jul 31, 2019 21:28 UTC |
Aune MattChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 225,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-009494 · wf-form4_156460846809144.xml · derivative · entry 1 Aune Matt · CIK 0001760462 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,500 Underlying: Common Stock · 225,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 18:54 UTC |
COWAN KEITH ODirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014599 · wf-form4_157505363279978.xml · derivative · entry 2 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units vest into common stock on a one-for-one basis F2 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. F2 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 18:54 UTC |
COWAN KEITH ODirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014599 · wf-form4_157505363279978.xml · nonDerivative · entry 1 COWAN KEITH O · CIK 0001026935 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units vest into common stock on a one-for-one basis Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 13:54 UTC |
Mayor KathyDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014600 · wf-form4_157505365457660.xml · derivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units vest into common stock on a one-for-one basis F2 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. F2 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 13:54 UTC |
Mayor KathyDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014600 · wf-form4_157505365457660.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units vest into common stock on a one-for-one basis Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 18:54 UTC |
MARCUS LORI TAUBERDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014601 · wf-form4_157505367782076.xml · derivative · entry 2 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units vest into common stock on a one-for-one basis F2 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. F2 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 18:54 UTC |
MARCUS LORI TAUBERDirector
|
Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014601 · wf-form4_157505367782076.xml · nonDerivative · entry 1 MARCUS LORI TAUBER · CIK 0001535247 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units vest into common stock on a one-for-one basis Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:42 UTC |
Dang LuanChief Technology Officer
|
OtherCommon Stock | 955 | $11.50 | $10,982.50 |
DisclosureSEC source: 0001213900-19-009599 · ownership.xml · nonDerivative · entry 2 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 786,687 F1 · ownership.direct: An aggregate of 3,998 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to the Reporting Person. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:42 UTC |
Dang LuanChief Technology Officer
|
OtherCommon Stock | 3,043 | $9.22 | $28,056.46 |
DisclosureSEC source: 0001213900-19-009599 · ownership.xml · nonDerivative · entry 1 Dang Luan · CIK 0001290255 · Chief Technology Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 785,689 F1 · ownership.direct: An aggregate of 3,998 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to the Reporting Person. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 545 | $11.50 | $6,267.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 10 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 541,839 F10 · ownership.direct: An aggregate of 1,972 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1) and Curo Capital Appreciation Fund I, LLC (Fund 1) to Knitowski Childrens Trust, for which the Reporting Person serves as president. F5 · ownership.nature: The shares are held of record by Knitowski Children's Trust for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,427 | $9.22 | $13,156.94 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 9 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 541,294 F10 · ownership.direct: An aggregate of 1,972 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1) and Curo Capital Appreciation Fund I, LLC (Fund 1) to Knitowski Childrens Trust, for which the Reporting Person serves as president. F5 · ownership.nature: The shares are held of record by Knitowski Children's Trust for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 541 | $11.50 | $6,221.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 8 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 539,867 F9 · ownership.direct: An aggregate of 2,229 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to Cane Capital, LLC, for which the Reporting Person serves as president. F4 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,688 | $9.22 | $15,563.36 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 7 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 539,326 F9 · ownership.direct: An aggregate of 2,229 shares of Common Stock were transferred from Curo Capital Appreciation Fund I, LLC (#1), Curo Capital Appreciation Fund I, LLC (Fund 1) and Curo Capital Appreciation Fund I, LLC (Fund 2) to Cane Capital, LLC, for which the Reporting Person serves as president. F4 · ownership.nature: The shares are held of record by Cane Capital, LLC for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 6,097 | $11.50 | $70,115.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 6 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 537,638 F8 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 21,395 | $9.22 | $197,261.90 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 5 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 543,735 F8 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F3 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 2) for which the Reporting Person serves as president. Read SEC document |
| May 24, 2019 Filed May 24, 2019 17:43 UTC |
KNITOWSKI ALAN SDirector · Chief Executive Officer
|
OtherCommon Stock | 1,523 | $11.50 | $17,514.50 |
DisclosureSEC source: 0001213900-19-009602 · ownership.xml · nonDerivative · entry 4 KNITOWSKI ALAN S · CIK 0001244387 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 565,130 F7 · ownership.direct: Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president, effected a transfer of shares to various individuals, including the Reporting Person. F2 · ownership.nature: The shares are held of record by Curo Capital Appreciation Fund I, LLC (Fund 1) for which the Reporting Person serves as president. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.