Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Director | November 14, 2022 | November 16, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date November 14, 2022 · Filed November 16, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 338,607 |
Reported balance
After 2022-11-14 transaction · row 1
1 source rowRow 1 · 2022-11-14 · Grant · Acquired 69,828 · Balance 338,607 F1: On November 14, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on February 11, 2023, and quarterly thereafter until the final vesting date of November 11, 2023. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 14, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on February 11, 2023, and quarterly thereafter until the final vesting date of November 11, 2023. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 14, 2022 Filed Nov 16, 2022 17:42 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 69,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030186 · wf-form4_166863850700864.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,607 F1 · shares: On November 14, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on February 11, 2023, and quarterly thereafter until the final vesting date of November 11, 2023. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| December 02, 2021 Filed Feb 24, 2022 19:55 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003895 · wf-form4_164575054054317.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,779 F1 · security: On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 15,052 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000270 · wf-form4_161006421267204.xml · nonDerivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,339 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000270 · wf-form4_161006421267204.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,287 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:19 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 6,071 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012962 · wf-form4_159796557628787.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,592 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| May 18, 2020 Filed May 20, 2020 19:24 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 12,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008159 · wf-form4_159001706609073.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,521 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 18:06 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 34,143 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-002477 · wf-form4_158284476408665.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,242 F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 18:10 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015359 · wf-form4_157774742400414.xml · derivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
| December 26, 2019 Filed Dec 30, 2019 18:10 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015359 · wf-form4_157774742400414.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,099 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 18:28 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 56,099 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014888 · wf-form4_157593410656159.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,599 F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 13:54 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionRestricted Stock Units · Derivative | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-014600 · wf-form4_157505365457660.xml · derivative · entry 2 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 7,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units vest into common stock on a one-for-one basis F2 · derivative.exercise_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. F2 · derivative.expiration_date: On May 8, 2019, the reporting person was granted 15,000 restricted stock units, vesting in two equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. Read SEC document |
| July 01, 2019 Filed Nov 29, 2019 13:54 UTC | Phunware, Inc. PHUN · Entity 7291 | Exercise / conversionCommon Stock | 7,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014600 · wf-form4_157505365457660.xml · nonDerivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units vest into common stock on a one-for-one basis Read SEC document |
| May 08, 2019 Filed May 24, 2019 17:45 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantRestricted Stock Units · Derivative | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-009606 · ownership.xml · derivative · entry 1 Mayor Kathy · CIK 0001760429 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock · 15,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. F2 · derivative.expiration_date: The restricted stock units will vest in a series of 2 equal installments beginning on July 1, 2019, so that the restricted stock units will become fully vested on December 26, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.