Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forge Global Holdings, Inc.FRGE · Entity 63107 | Director | June 12, 2024 | June 13, 2024 |
| GCM Grosvenor Inc.GCMG · Entity 2006 | Director | December 30, 2024 | January 02, 2025 |
| Motive Capital Corp IIMTVC · Entity 123852 | President | December 06, 2021 | December 06, 2021 |
| Phunware, Inc.PHUN · Entity 7291 | Director | January 05, 2021 | January 07, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forge Global Holdings, Inc.
Report date June 12, 2024 · Filed June 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par value per shareSEC Table I · non-derivative | Direct | 235,111 |
Reported balance
After 2024-06-12 transaction · row 1
1 source rowRow 1 · 2024-06-12 · Grant · Acquired 100,000 · Balance 235,111 F1: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year.
GCM Grosvenor Inc.
Report date December 30, 2024 · Filed January 02, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 84,783 |
Reported balance
After 2024-12-30 transaction · row 1
1 source rowRow 1 · 2024-12-30 · Exercise / conversion · Acquired 7,953 · Balance 84,783 F1: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 30,972 |
Reported balance
After 2024-12-30 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-30 · Exercise / conversion · Disposed 7,953 · Balance 30,972 F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F3: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 36,779 |
Reported balance
After 2024-12-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-31 · Grant · Acquired 5,807 · Balance 36,779 F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. |
Filing footnotes · ownership attribution and instrument terms
F1: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024.
F2: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer.
F3: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability.
Motive Capital Corp II
Report date December 06, 2021 · Filed December 06, 2021
This filing explicitly reported no securities owned.
Phunware, Inc.
Report date January 05, 2021 · Filed January 07, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 257,494 |
Reported balance
After 2021-01-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-01-05 · Grant · Acquired 108,695 · Balance 257,494 F1: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. |
| Common StockSEC Table I · non-derivative | Direct | 278,678 |
Reported balance
After 2021-01-05 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2021-01-05 · Grant · Acquired 21,184 · Balance 278,678 F2: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.
F2: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 31, 2024 Filed Jan 2, 2025 21:11 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 5,807 | $12.27 | $71,251.89 |
DisclosureSEC source: 0001628280-25-000053 · wk-form4_1735852308.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,779 Underlying: Class A Common Stock · 5,807 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 21:11 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 7,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-25-000053 · wk-form4_1735852308.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 30,972 Underlying: Class A Common Stock · 7,953 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F3 · balance_after: An award of 5,807 RSUs was granted on December 31, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 5,807 RSUs granted on December 31, 2024, 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024 and 7,376 RSUs granted on March 28, 2024, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 30, 2024 Filed Jan 2, 2025 21:11 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 7,953 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-25-000053 · wk-form4_1735852308.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 84,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,953 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 00:53 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,295 | $11.32 | $71,259.40 |
DisclosureSEC source: 0001628280-24-041800 · wk-form4_1727830408.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,925 Underlying: Class A Common Stock · 6,295 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 6,295 RSUs was granted on September 30, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024 and 7,953 RSUs granted on December 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 6,295 RSUs was granted on September 30, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024 and 7,953 RSUs granted on December 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 6,295 RSUs was granted on September 30, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024 and 7,953 RSUs granted on December 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 00:53 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-041800 · wk-form4_1727830408.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,630 Underlying: Class A Common Stock · 9,182 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,182 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2024. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,182 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2024. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,182 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2024. F3 · balance_after: An award of 6,295 RSUs was granted on September 30, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 6,295 RSUs granted on September 30, 2024, 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024 and 7,953 RSUs granted on December 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2024 Filed Oct 2, 2024 00:53 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,182 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-041800 · wk-form4_1727830408.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 76,830 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,182 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:49 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-030859 · wk-form4_1719953382.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,812 Underlying: Class A Common Stock · 9,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,450 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2024. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,450 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2024. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,450 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2024. F3 · balance_after: An award of 7,301 RSUs was granted on June 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023 and 9,182 RSUs granted on September 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2024 Filed Jul 2, 2024 20:49 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-030859 · wk-form4_1719953382.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 67,648 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,450 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 20:49 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,301 | $9.76 | $71,257.76 |
DisclosureSEC source: 0001628280-24-030859 · wk-form4_1719953382.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,262 Underlying: Class A Common Stock · 7,301 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 7,301 RSUs was granted on June 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023 and 9,182 RSUs granted on September 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 7,301 RSUs was granted on June 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023 and 9,182 RSUs granted on September 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 7,301 RSUs was granted on June 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,301 RSUs granted on June 28, 2024, 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023 and 9,182 RSUs granted on September 29, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 12, 2024 Filed Jun 13, 2024 19:13 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-028127 · wk-form4_1718320389.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 235,111 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 21:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-014151 · wk-form4_1712006922.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,961 Underlying: Class A Common Stock · 9,123 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2023 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,123 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2024. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2023 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,123 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2024. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2023 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,123 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2024. F3 · balance_after: An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2024 Filed Apr 1, 2024 21:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,123 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-014151 · wk-form4_1712006922.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,198 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2023 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,123 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2024. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 21:28 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,376 | $9.66 | $71,252.16 |
DisclosureSEC source: 0001628280-24-014151 · wk-form4_1712006922.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,084 Underlying: Class A Common Stock · 7,376 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 7,376 RSUs was granted on March 28, 2024 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,376 RSUs granted on March 28, 2024, 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023 and 9,450 RSUs granted on June 30, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 30, 2023 Filed Jan 2, 2024 22:40 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 8,213 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-000097 · wk-form4_1704235214.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,708 Underlying: Class A Common Stock · 8,213 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on December 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 8,213 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2023. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on December 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 8,213 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2023. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on December 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 8,213 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2023. F3 · balance_after: An award of 7,953 RSUs was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023 and 9,123 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 30, 2023 Filed Jan 2, 2024 22:40 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 8,213 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-24-000097 · wk-form4_1704235214.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on December 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 8,213 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on December 30, 2023. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| December 29, 2023 Filed Jan 2, 2024 22:40 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,953 | $8.96 | $71,258.88 |
DisclosureSEC source: 0001628280-24-000097 · wk-form4_1704235214.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,921 Underlying: Class A Common Stock · 7,953 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 7,953 RSUs was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023 and 9,123 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 7,953 RSUs was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023 and 9,123 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 7,953 RSUs was granted on December 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 7,953 RSUs granted on December 29, 2023, 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023 and 9,123 RSUs granted on March 31, 2023, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:27 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 7,922 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 45,968 Underlying: Class A Common Stock · 7,922 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023. F3 · balance_after: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:27 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 7,922 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,862 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on September 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 7,922 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on September 30, 2023. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 21:27 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 9,182 | $7.76 | $71,252.32 |
DisclosureSEC source: 0001628280-23-033669 · wk-form4_1696368460.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,890 Underlying: Class A Common Stock · 9,182 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: An award of 9,182 RSUs was granted on September 29, 2023 pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,182 RSUs granted on September 29, 2023, 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023 and 8,213 RSUs granted on December 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 9,450 | $7.54 | $71,253.00 |
DisclosureSEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,708 Underlying: Class A Common Stock · 9,450 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: This award of RSUs was granted pursuant to the Issuer's Amended and Restated 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,450 RSUs granted on June 30, 2023, 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022 and 7,922 RSUs granted on September 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 9,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,258 Underlying: Class A Common Stock · 9,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023. Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 9,125 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-024121 · wf-form4_168841597298254.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on June 30, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 9,125 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on June 30, 2023. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| June 14, 2023 Filed Jun 16, 2023 21:34 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 111,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-022588 · wf-form4_168696565537059.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 135,111 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's common stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/4th of the shares subject to the award shall vest and settle on the first Quarterly Vesting Date occurring after the grant date and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year. F2 · balance_after: All of these securities consist of RSUs. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 23:06 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 9,123 | $7.81 | $71,250.63 |
DisclosureSEC source: 0001628280-23-010758 · wf-form4_168064957661678.xml · derivative · entry 3 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,383 Underlying: Class A Common Stock · 9,123 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022, 7,922 RSUs granted on September 30, 2022 and 9,125 RSUs granted on June 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022, 7,922 RSUs granted on September 30, 2022 and 9,125 RSUs granted on June 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F3 · balance_after: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. For 9,123 RSUs granted on March 31, 2023, 8,213 RSUs granted on December 30, 2022, 7,922 RSUs granted on September 30, 2022 and 9,125 RSUs granted on June 30, 2022, shares of Class A Common Stock in settlement of vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 23:06 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionRestricted Stock Units · Derivative | 6,437 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-010758 · wf-form4_168064957661678.xml · derivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,260 Underlying: Class A Common Stock · 6,437 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 6,437 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2023. F1 · derivative.exercise_date: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 6,437 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2023. F1 · derivative.expiration_date: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 6,437 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 23:06 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | Exercise / conversionClass A Common Stock | 6,437 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-23-010758 · wf-form4_168064957661678.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,815 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: This award of Restricted Stock Units ("RSUs") was granted on March 31, 2022 pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and was fully vested as of the date of grant. 6,437 shares of Class A Common Stock of the Issuer were delivered to the Reporting Person in settlement of this award on March 31, 2023. F2 · price: Each RSU represents the contingent right to receive one share of Class A Common Stock of the Issuer. Read SEC document |
| December 30, 2022 Filed Jan 4, 2023 00:53 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 8,213 | $7.61 | $62,500.93 |
DisclosureSEC source: 0001628280-23-000158 · wf-form4_167279359940479.xml · derivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,697 Underlying: Class A Common Stock · 8,213 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 31,697 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 31,697 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 31,697 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 23:22 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 7,922 | $7.89 | $62,504.58 |
DisclosureSEC source: 0001628280-22-025904 · wf-form4_166483929912834.xml · derivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,484 Underlying: Class A Common Stock · 7,922 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 23,484 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 23,484 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 23,484 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 17:00 UTC | Forge Global Holdings, Inc. FRGE · Entity 63107 | GrantCommon Stock, $0.0001 par value per share | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-097077 · tm2224922-1_4seq1.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,000 F1 · shares: These shares represent restricted stock units granted under the Forge Global Holdings, Inc. 2022 Stock Option and Incentive Plan (the "Plan"). Each unit represents a right to receive one share of the Issuer's Common Stock. Subject to the Reporting Person's continued Service Relationship (as defined in the Plan) through each applicable vesting date, 1/12th of the shares subject to the award shall vest and settle beginning on the first Quarterly Vesting Date occurring after the date the Reporting Person's service as a non-employee member of the Board of Directors of the Issuer commenced and each Quarterly Vesting Date thereafter, or as soon as practicable following such applicable vesting date. Quarterly Vesting Dates are defined as March 1, June 1, September 1, and December 1 of a given year. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 21:53 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 9,125 | $6.85 | $62,506.25 |
DisclosureSEC source: 0001628280-22-018408 · wf-form4_165671238770327.xml · derivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,562 Underlying: Class A Common Stock · 9,125 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 15,562 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 15,562 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 15,562 vested RSUs will be delivered upon the earliest to occur of the anniversary of the grant, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| March 31, 2022 Filed Apr 1, 2022 21:02 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 6,437 | $9.71 | $62,503.27 |
DisclosureSEC source: 0001628280-22-008173 · wf-form4_164884694537473.xml · derivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,437 Underlying: Class A Common Stock · 6,437 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 6,437 vested RSUs will be delivered upon the earliest to occur of March 31, 2023, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · derivative.expiration_date: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 6,437 vested RSUs will be delivered upon the earliest to occur of March 31, 2023, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. F2 · balance_after: This award of RSUs was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Shares of Class A Common Stock in settlement of 6,437 vested RSUs will be delivered upon the earliest to occur of March 31, 2023, the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Shares of Class A Common Stock in settlement of 10,000 vested RSUs will be delivered upon the earliest to occur of the Reporting Person's "separation from service" from the Issuer, a "change in control event" of the Issuer or the Reporting Person's death or disability. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 21:29 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 5,953 | $10.50 | $62,506.50 |
DisclosureSEC source: 0001628280-22-000085 · wf-form4_164124532615393.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,378 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:23 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 5,426 | $11.52 | $62,507.52 |
DisclosureSEC source: 0001628280-21-019469 · wf-form4_163311979077531.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,425 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:26 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantClass A Common Stock | 5,999 | $10.42 | $62,509.58 |
DisclosureSEC source: 0001628280-21-013358 · wf-form4_162517091973137.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,999 F1 · kind: This award of Class A Common Stock of the Issuer was granted pursuant to the Issuer's 2020 Incentive Award Plan, in lieu of quarterly cash compensation at the election of the Reporting Person, and is fully vested as of the date of grant. Read SEC document |
| March 01, 2021 Filed Mar 2, 2021 22:10 UTC | GCM Grosvenor Inc. GCMG · Entity 2006 | GrantRestricted Stock Units · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001819796-21-000015 · wf-form4_161472298964869.xml · derivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Class A Common Stock · 10,000 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents the contingent right to receive one share of Class A Common Stock of the Issuer. F2 · derivative.exercise_date: 10,000 RSUs will vest on November 17, 2021. F2 · derivative.expiration_date: 10,000 RSUs will vest on November 17, 2021. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 21,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000269 · wf-form4_161006419261809.xml · nonDerivative · entry 2 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,678 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:03 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000269 · wf-form4_161006419261809.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 257,494 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:19 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 8,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012961 · wf-form4_159796555417165.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,799 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| May 18, 2020 Filed May 20, 2020 19:24 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 14,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008158 · wf-form4_159001704438531.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,254 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 18:05 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 125,523 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-002474 · wf-form4_158284470152114.xml · nonDerivative · entry 1 MASTERS BLYTHE · CIK 0001648686 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,523 F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock vests in four (4) equal quarterly installments beginning on March 26, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.