person · Reporting owner
Tsirigakis Prokopios Akis
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Cepton, Inc.GCACU · Entity 84328 | Director · Co-Chief Executive Officer | January 29, 2021 | January 29, 2021 |
| Phunware, Inc.PHUN · Entity 7291 | Director | November 27, 2019 | November 29, 2019 |
| Stellar V Capital Corp. (Cayman Islands)SVCC · Entity 6199 | Director · CEO, President and COB · 10% owner | January 31, 2025 | January 31, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Cepton, Inc.
Report date January 29, 2021 · Filed January 29, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-29 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-248087) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: These shares of Class B common stock are held by Nautilus Carriers LLC of which the Reporting Person is a managing member. The Reporting Person disclaims beneficial ownership over any securities owned by Nautilus Carriers LLC in which the Reporting Person does not have any pecuniary interest. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-248087) under the heading "Description of Securities-Founder Shares," the shares of Class B common stock will automatically convert into shares of Class A common stock at the time of the registrant's initial business combination on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: These shares of Class B common stock are held by Nautilus Carriers LLC of which the Reporting Person is a managing member. The Reporting Person disclaims beneficial ownership over any securities owned by Nautilus Carriers LLC in which the Reporting Person does not have any pecuniary interest.
Phunware, Inc.
Report date November 27, 2019 · Filed November 29, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,508,843 |
Reported balance
After 2019-11-27 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2019-11-27 · Sale · Disposed 1,346,071 · Balance 1,508,843 F1: The reported securities are held by Dominium Investments, Inc. ("Dominium"). Dominium holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Dominium. On November 27, 2019, the reporting person (i) sold 100% of his interests in Dominium for an aggregate purchase price of $2,000,000.00, and (ii) resigned all of his positions as officer, director, and employee, with Dominium. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Dominium. F2: The reported securities are held by Astra Maritime Corp., of which the reporting person is the sole officer, director, and shareholder. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported securities are held by Dominium Investments, Inc. ("Dominium"). Dominium holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Dominium. On November 27, 2019, the reporting person (i) sold 100% of his interests in Dominium for an aggregate purchase price of $2,000,000.00, and (ii) resigned all of his positions as officer, director, and employee, with Dominium. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Dominium.
F2: The reported securities are held by Astra Maritime Corp., of which the reporting person is the sole officer, director, and shareholder.
Stellar V Capital Corp. (Cayman Islands)
Report date January 31, 2025 · Filed January 31, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Ordinary Shares, par value $0.0001SEC Table I · non-derivative | IndirectBy Stellar V Sponsor LLC | 365,000 |
Reported balance
After 2025-01-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-01-31 · Purchase · Acquired 365,000 · Balance 365,000 F1: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. F2: The Private Units were purchased for $10.00 per unit. F3: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC. |
| WarrantSEC Table II · derivative / convertible security · Conversion / exercise price $11.50 | IndirectSee Footnote | 182,500 |
Reported balance
After 2025-01-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-31 · Purchase · Acquired 182,500 · Balance 182,500 F1: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. F2: The Private Units were purchased for $10.00 per unit. F4: The warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination. F5: The warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. F3: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant.
F2: The Private Units were purchased for $10.00 per unit.
F3: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC.
F4: The warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination.
F5: The warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2025 Filed Jan 31, 2025 23:27 UTC | Stellar V Capital Corp. (Cayman Islands) SVCC · Entity 6199 | PurchaseWarrant · Derivative | 182,500 | Not disclosed Strike: $11.50 | Not disclosed |
DisclosureSEC source: 0001213900-25-008988 · ownership.xml · derivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · CEO, President and COB · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 182,500 Underlying: Class A Ordinary Shares, par value $0.0001 · 182,500 shares Expires not disclosed F1 · security: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. F2 · price: The Private Units were purchased for $10.00 per unit. F4 · derivative.exercise_date: The warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination. F5 · derivative.expiration_date: The warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation. F3 · ownership.nature: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC. Read SEC document |
| January 31, 2025 Filed Jan 31, 2025 23:27 UTC | Stellar V Capital Corp. (Cayman Islands) SVCC · Entity 6199 | PurchaseClass A Ordinary Shares, par value $0.0001 | 365,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-25-008988 · ownership.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · CEO, President and COB · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Stellar V Sponsor LLC Disclosed balance after: 365,000 F1 · security: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant. F2 · price: The Private Units were purchased for $10.00 per unit. F3 · ownership.nature: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC. Read SEC document |
| November 27, 2019 Filed Nov 29, 2019 13:53 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 1,346,071 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-19-014598 · wf-form4_157505360268956.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,508,843 F1 · price: The reported securities are held by Dominium Investments, Inc. ("Dominium"). Dominium holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Dominium. On November 27, 2019, the reporting person (i) sold 100% of his interests in Dominium for an aggregate purchase price of $2,000,000.00, and (ii) resigned all of his positions as officer, director, and employee, with Dominium. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Dominium. F2 · balance_after: The reported securities are held by Astra Maritime Corp., of which the reporting person is the sole officer, director, and shareholder. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrants to Purchase Common Stock · Derivative | 1,250,000 | $0.50 Strike: $11.50 | $625,000.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · derivative · entry 4 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,250,000 shares Expires 2023-12-26 F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrants to Purchase Common Stock · Derivative | 1,464,724 | $0.50 Strike: $11.50 | $732,362.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · derivative · entry 3 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Common Stock · 1,464,724 shares Expires 2023-12-26 F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,135,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,854,914 F2 · shares: On February 22, 2019, the reporting person exercised a warrant to purchase 1,250,000 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 114,057 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,135,943 shares F2 · price: On February 22, 2019, the reporting person exercised a warrant to purchase 1,250,000 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 114,057 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,135,943 shares F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| February 22, 2019 Filed Mar 25, 2019 20:57 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 1,331,074 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-004812 · ownership.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 1,718,971 F1 · shares: On February 22, 2019, the reporting person exercised a warrant to purchase 1,464,424 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 1,331,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,331,074 shares F1 · price: On February 22, 2019, the reporting person exercised a warrant to purchase 1,464,424 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 1,331,074 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,331,074 shares F3 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F3 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 664,742 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 6 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,354,873 Underlying: Common Stock · 664,742 shares Expires 2021-08-23 F7 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants. F7 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 664,724 warrants. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherWarrant · Derivative | 295,113 | $0.00 Strike: $11.50 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 5 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,690,131 Underlying: Common Stock · 295,113 shares Expires 2021-08-23 F6 · shares: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider. F6 · price: To facilitate the Business Combination, the Sponsors agreed to assign 250,000 of the warrants it previously held to certain investor and 45,113 of such warrants to certain service provider. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantWarrant · Derivative | 3,985,244 | $0.50 Strike: $11.50 | $1,992,622.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · derivative · entry 4 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,244 Underlying: Common Stock · 3,985,244 shares Expires 2021-08-23 F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 317,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 3 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 387,897 F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 317,371 Sponsor Shares at no cost. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 91,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 705,268 F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 91,689 Sponsor Shares to certain service providers. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Dec 28, 2018 21:36 UTC | Phunware, Inc. PHUN · Entity 7291 | OtherCommon Stock | 126,368 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-18-018009 · ownership.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner Astra Maritime Corp · CIK 0001522338 · Former Principal Stockholder Dominium Investments Inc · CIK 0001681829 · Former Principal Stockholder Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 796,957 F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Astra Maritime Corp. and Dominium Investments Inc. (the "Sponsors") agreed to assign an aggregate of 126,368 shares of common stock issued to them in 2016 (the "Sponsor Shares") to certain investor. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Feb 14, 2019 16:41 UTC Amendment | Phunware, Inc. PHUN · Entity 7291 | OtherWarrants to Purchase Common Stock · Derivative | 352,473 | $0.50 Strike: $11.50 | $176,236.50 |
DisclosureSEC source: 0001213900-19-002596 · ownership.xml · derivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,714,724 Underlying: Common Stock · 352,473 shares Expires 2023-12-26 F4 · shares: The Sponsors were transferred 352,473 warrants to purchase common stock by George Syllantavos. F4 · derivative.underlying_shares: The Sponsors were transferred 352,473 warrants to purchase common stock by George Syllantavos. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| December 26, 2018 Filed Feb 14, 2019 16:41 UTC Amendment | Phunware, Inc. PHUN · Entity 7291 | OtherWarrants to Purchase Common Stock · Derivative | 1,992,622 | $0.50 Strike: $11.50 | $996,311.00 |
DisclosureSEC source: 0001213900-19-002596 · ownership.xml · derivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,362,251 Underlying: Common Stock · 1,992,622 shares Expires 2023-12-26 F1 · shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error. F1 · derivative.expiration_date: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error. F1 · derivative.underlying_shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error. F3 · balance_after: The number of shares underlying the warrants was previously listed on the Form 4 filed for the Reporting Person on December 28, 2018, as 4,354,873 shares as a result of typographical error as explained in item (1) above. F2 · ownership.direct: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. F2 · ownership.nature: Prokopios (Akis) Tsirigakis is the sole officer and director Astra Maritime Corp and Dominium Investments Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:28 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 41,634 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 2 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner Astra Maritime Corp · CIK 0001522338 · 10% owner Dominium Investments Inc · CIK 0001681829 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,176 F2 · kind: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. F2 · price: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 41,634 shares of common stock of the issuer were returned by Dominium Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Dominium Investments Inc. Read SEC document |
| September 28, 2016 Filed Sep 30, 2016 17:28 UTC | Phunware, Inc. STLRU · Entity 7291 | OtherCommon Stock | 35,222 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-16-017214 · f4092816tsirigakis_stellarac.xml · nonDerivative · entry 1 Tsirigakis Prokopios Akis · CIK 0001333844 · Director · Co-CEO, Chairman and President · 10% owner Astra Maritime Corp · CIK 0001522338 · 10% owner Dominium Investments Inc · CIK 0001681829 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 423,149 F1 · kind: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. F1 · price: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 35,222 shares of common stock of the issuer were returned by Astra Maritime Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. Prokopios (Akis) Tsirigakis is the sole officer and director of Astra Maritime Corp. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.