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person · Reporting owner

Aune Matt

Disclosed activity across 2 companies

Tapewire entity
34751
SEC CIK
0001760462

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Phunware, Inc.PHUN · Entity 7291Chief Financial OfficerMay 18, 2023May 23, 2023
Premier Air Charter Holdings Inc.PREM · Entity 8598Chief Financial OfficerJune 22, 2026June 29, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Phunware, Inc.

Report date May 18, 2023 · Filed May 23, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect518,231 Ending reported balance After 2023-05-19 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2023-05-18 · Exercise / conversion · Acquired 18,750 · Balance 533,663

Row 2 · 2023-05-19 · Tax withholding · Disposed 15,432 · Balance 518,231

F1: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2: The shares were sold in multiple transactions with prices ranging from $0.6154 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2023-05-18 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2023-05-18 · Exercise / conversion · Disposed 18,750 · Balance 0

F3: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2: The shares were sold in multiple transactions with prices ranging from $0.6154 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

F3: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

Premier Air Charter Holdings Inc.

Report date June 22, 2026 · Filed June 29, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,000 Reported balance Holding disclosure · report date 2026-06-22 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 10,000

Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $0.06 · Expires 2031-06-22DirectNot disclosed Reported balance Holding disclosure · report date 2026-06-22 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F1: In connection with his appointment, and pursuant to the Company's 2025 Omnibus Equity Incentive Plan (the "Plan"), the Company granted Mr. Aune a nonstatutory stock option to purchase 1,500,000 shares of the Company's common stock (the "Option") under an Employee Nonstatutory Stock Option Agreement dated June 22, 2026 (the "Option Agreement"). The Option has an exercise price of $0.059 per share and a term of five years from the date of grant. Subject to Mr. Aune's continued employment, the Option vests in four equal annual installments of 25% of the underlying shares, with the first installment vesting on the first anniversary of the grant date and an additional 25% vesting on each of the three successive anniversaries. The Option Agreement also permits a cashless (net) exercise and is otherwise subject to the terms and conditions of the Plan and the Option Agreement.

Filing footnotes · ownership attribution and instrument terms

F1: In connection with his appointment, and pursuant to the Company's 2025 Omnibus Equity Incentive Plan (the "Plan"), the Company granted Mr. Aune a nonstatutory stock option to purchase 1,500,000 shares of the Company's common stock (the "Option") under an Employee Nonstatutory Stock Option Agreement dated June 22, 2026 (the "Option Agreement"). The Option has an exercise price of $0.059 per share and a term of five years from the date of grant. Subject to Mr. Aune's continued employment, the Option vests in four equal annual installments of 25% of the underlying shares, with the first installment vesting on the first anniversary of the grant date and an additional 25% vesting on each of the three successive anniversaries. The Option Agreement also permits a cashless (net) exercise and is otherwise subject to the terms and conditions of the Plan and the Option Agreement.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 19, 2023 Filed May 23, 2023 00:37 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 15,432 $0.63 $9,699.01
Disclosure

SEC source: 0001628280-23-019367 · wf-form4_168480222324068.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,231

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $0.6154 to $0.6289. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:37 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019367 · wf-form4_168480222324068.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

Read SEC document
May 18, 2023 Filed May 23, 2023 00:37 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-019367 · wf-form4_168480222324068.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 533,663

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2023 Filed May 11, 2023 21:45 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 11,279 $0.59 $6,627.54
Disclosure

SEC source: 0001628280-23-017672 · wf-form4_168384151582710.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 514,913

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $0.5872 to $0.6001. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
March 10, 2023 Filed Mar 14, 2023 23:08 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 35,762 $0.78 $27,765.62
Disclosure

SEC source: 0001628280-23-007924 · wf-form4_167883530673743.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 526,192

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $0.7568 to $0.7773. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 00:58 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007108 · wf-form4_167832351100489.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 561,954

F2 · shares: On March 6, 2023, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-third of the RSUs vest on March 6, 2023 and 1/9 of the RSUs will equal installments on May 18, 2023, August 18, 2023, November 18, 2023, May 18, 2024, August 18, 2024 and November 18, 2024. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

Read SEC document
March 06, 2023 Filed Mar 9, 2023 00:58 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 27,125 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-007108 · wf-form4_167832351100489.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,954

F1 · shares: On March 6, 2023, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation for accrued bonus for fiscal year 2022. The RSUs vest immediately and will be delivered to the reporting person shortly following this date.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 23:08 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 4,590 $0.00 Strike: $0.55 $0.00
Disclosure

SEC source: 0001628280-23-004906 · wf-form4_167719370113934.xml · derivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,590 shares

Expires 2023-03-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2023 Filed Feb 23, 2023 23:08 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 4,590 $0.55 $2,539.19
Disclosure

SEC source: 0001628280-23-004906 · wf-form4_167719370113934.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 434,829

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 22:07 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 4,000 $0.91 $3,638.00
Disclosure

SEC source: 0001628280-22-031304 · wf-form4_167001882266669.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,239

F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")

F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.

Read SEC document
November 21, 2022 Filed Nov 22, 2022 22:20 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 12,575 $1.09 $13,760.82
Disclosure

SEC source: 0001628280-22-030698 · wf-form4_166915563013983.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 426,239

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $1.08 to $1.0948. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 22:20 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030698 · wf-form4_166915563013983.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

Read SEC document
November 18, 2022 Filed Nov 22, 2022 22:20 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030698 · wf-form4_166915563013983.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,814

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 09, 2022 Filed Nov 15, 2022 02:05 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 16,642 $1.29 $21,429.90
Disclosure

SEC source: 0001628280-22-029940 · wf-form4_166847791216704.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,064

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $1.2522 to $1.2937. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 19, 2022 Filed Aug 22, 2022 21:51 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 12,719 $1.43 $18,218.70
Disclosure

SEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,706

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $1.381 to $1.4348. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:51 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on the date notated in Table I, Box 2 above for a RSU grant previously awarded to the Reporting Person. The RSUs will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

Read SEC document
August 18, 2022 Filed Aug 22, 2022 21:51 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-023436 · wf-form4_166120508603678.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,425

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2022 Filed Aug 12, 2022 20:46 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 13,667 $1.78 $24,276.69
Disclosure

SEC source: 0001628280-22-022708 · wf-form4_166033714444496.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,675

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 20:15 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 4,000 $1.19 $4,760.00
Disclosure

SEC source: 0001628280-22-016169 · wf-form4_165428728756863.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 444,342

F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")

F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.

Read SEC document
May 19, 2022 Filed May 20, 2022 20:25 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 12,257 $1.40 $17,161.03
Disclosure

SEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,342

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $1.4001 to $1.4005. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F4 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.

F4 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.

Read SEC document
May 18, 2022 Filed May 20, 2022 20:25 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-015054 · wf-form4_165307831098505.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 452,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2022 Filed May 12, 2022 22:01 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 43,812 $1.60 $70,037.86
Disclosure

SEC source: 0001628280-22-014160 · wf-form4_165239287232583.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 433,849

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

F2 · price: The shares were sold in multiple transactions with prices ranging from $1.555 to $1.5998. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 14:27 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 4,000 $1.19 $4,760.00
Disclosure

SEC source: 0001628280-21-024487 · wf-form4_163854164494938.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 477,661

F1 · shares: Reflects shares of common stock acquired pursuant to the Issuer's 2018 Employee Stock Purchase Plan (the "ESPP")

F2 · price: In accordance with the ESPP, the shares were purchased at price per share equal to 85% of the lesser of the Issuer's closing stock price on (i) the first trading day of the applicable offering period and (ii) the last trading day of each purchase period in the applicable offering period.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:38 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of shares of the Issuer's common stock that were delivered to the Reporting Person on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:38 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 6,628 $3.81 $25,236.77
Disclosure

SEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,661

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

Read SEC document
November 19, 2021 Filed Nov 24, 2021 02:38 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-024084 · wf-form4_163772151618414.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 19, 2021 Filed Aug 20, 2021 20:31 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 6,956 $0.85 $5,880.60
Disclosure

SEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,539

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

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August 18, 2021 Filed Aug 20, 2021 20:31 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,750

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

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August 18, 2021 Filed Aug 20, 2021 20:31 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-017422 · wf-form4_162949143192877.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2021 Filed May 21, 2021 00:26 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Common Stock · 18,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

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May 18, 2021 Filed May 21, 2021 00:26 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 7,228 $1.27 $9,166.55
Disclosure

SEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 449,745

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

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May 18, 2021 Filed May 21, 2021 00:26 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 18,750 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-010818 · wf-form4_162155678731351.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 456,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 22:13 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 264,662 $0.00 $0.00
Disclosure

SEC source: 0001628280-21-001557 · wf-form4_161256320729114.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 438,223

F1 · security: On February 4, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. One-quarter of the RSUs vest on May 9, 2022 and 1/12 of the RSUs will vest quarterly in equal installments beginning on August 8, 2022 with the final vesting date occurring on May 8, 2025. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

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November 18, 2020 Filed Nov 20, 2020 22:09 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 43,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-016677 · wf-form4_160591012716102.xml · derivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,250

Underlying: Common Stock · 43,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

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November 18, 2020 Filed Nov 20, 2020 22:09 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 43,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-016677 · wf-form4_160591012716102.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 173,561

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:17 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 43,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,833

Underlying: Common Stock · 43,583 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F3 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F3 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on on the date notated in Table I, Box 2 above for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

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August 18, 2020 Filed Aug 20, 2020 23:17 UTC Phunware, Inc. PHUN · Entity 7291 Tax withholdingCommon Stock 15,508 $1.29 $20,039.44
Disclosure

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,978

F1 · shares: Represents shares surrendered by the Reporting Person for withholding of taxes pursuant to the terms of the Issuer's 2018 Equity Incentive Plan.

Read SEC document
August 18, 2020 Filed Aug 20, 2020 23:17 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 43,583 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-012954 · wf-form4_159796542753775.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 18, 2020 Filed May 20, 2020 23:21 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionRestricted Stock Units · Derivative 81,084 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008151 · wf-form4_159001688876117.xml · derivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,416

Underlying: Common Stock · 81,084 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

F2 · derivative.expiration_date: The restricted stock units (RSUs) represent the amount of RSUs that vested on May 18, 2020 for previous RSUs granted to the Reporting Person. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after the vesting date.

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May 18, 2020 Filed May 20, 2020 23:21 UTC Phunware, Inc. PHUN · Entity 7291 Exercise / conversionCommon Stock 81,084 $0.00 $0.00
Disclosure

SEC source: 0001628280-20-008151 · wf-form4_159001688876117.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,903

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 21:28 UTC Phunware, Inc. PHUN · Entity 7291 GrantRestricted Stock Units · Derivative 225,000 $0.00 $0.00
Disclosure

SEC source: 0001628280-19-009494 · wf-form4_156460846809144.xml · derivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,500

Underlying: Common Stock · 225,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in a series of ten installments beginning on May 18, 2020, such that the restricted stock units will become fully vested on May 18, 2023. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

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May 08, 2019 Filed May 24, 2019 21:38 UTC Phunware, Inc. PHUN · Entity 7291 GrantRestricted Stock Units · Derivative 74,500 $0.00 $0.00
Disclosure

SEC source: 0001213900-19-009593 · ownership.xml · derivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,500

Underlying: Common Stock · 74,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Phunware, Inc. common stock.

F2 · derivative.exercise_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

F2 · derivative.expiration_date: The restricted stock units will vest in a series of six equal installments beginning on May 18, 2020, so that the restricted stock units will become fully vested on November 18, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date.

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February 19, 2019 Filed Mar 26, 2019 00:53 UTC Phunware, Inc. PHUN · Entity 7291 OtherWarrant (right to buy) · Derivative 7,122 $0.00 Strike: $11.50 $0.00
Disclosure

SEC source: 0001213900-19-004804 · ownership.xml · derivative · entry 4

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,122 shares

Expires 2023-12-26

F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 7,122 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 441 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,681 shares

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February 19, 2019 Filed Mar 26, 2019 00:53 UTC Phunware, Inc. PHUN · Entity 7291 OtherWarrant (right to buy) · Derivative 2,712 $0.00 Strike: $9.22 $0.00
Disclosure

SEC source: 0001213900-19-004804 · ownership.xml · derivative · entry 3

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,712 shares

Expires 2023-01-25

F2 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 132 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,580 shares

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February 19, 2019 Filed Mar 26, 2019 00:53 UTC Phunware, Inc. PHUN · Entity 7291 OtherCommon Stock 2,580 $9.22 $23,787.60
Disclosure

SEC source: 0001213900-19-004804 · ownership.xml · nonDerivative · entry 2

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,819

F2 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 2,712 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 132 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 2,580 shares

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February 19, 2019 Filed Mar 26, 2019 00:53 UTC Phunware, Inc. PHUN · Entity 7291 OtherCommon Stock 6,681 $11.50 $76,831.50
Disclosure

SEC source: 0001213900-19-004804 · ownership.xml · nonDerivative · entry 1

Aune Matt · CIK 0001760462 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,239

F1 · ownership.direct: On February 19, 2019, the reporting person exercised a warrant to purchase 7,122 shares of Phunware, Inc. common stock for $9.22 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 441 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 6,681 shares

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.