Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Phunware, Inc.PHUN · Entity 7291 | Director | August 31, 2023 | September 01, 2023 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Phunware, Inc.
Report date August 31, 2023 · Filed September 01, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 50,000 |
Reported balance
After 2023-08-31 transaction · row 1
1 source rowRow 1 · 2023-08-31 · Sale · Disposed 25,188 · Balance 50,000 F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.291 to $0.3039. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. |
| Common StockSEC Table I · non-derivative | IndirectBy Wavemaker Partners II LP (f/k/a Siemer Ventures II LP) | 555,007 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 555,007 F2: The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization. |
| Common StockSEC Table I · non-derivative | IndirectBy Wavemaker Partners III LP | 164,386 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 164,386 F2: The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization. |
| Common StockSEC Table I · non-derivative | IndirectBy Kmeleon International Limited | 329,037 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 329,037 F2: The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization. |
| Common StockSEC Table I · non-derivative | IndirectBy Wavemaker Phunware Partners LP | 184,296 |
Reported balance
Holding disclosure · report date 2023-08-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 184,296 F2: The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.291 to $0.3039. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.
F2: The Reporting Person is the managing partner of the referenced entity and accordingly is deemed the beneficial owner of the shares held by this organization.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 31, 2023 Filed Sep 1, 2023 16:07 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 25,188 | $0.30 | $7,488.39 |
DisclosureSEC source: 0001628280-23-031263 · wk-form4_1693598835.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions with prices ranging from $0.291 to $0.3039. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 18, 2022 Filed Nov 22, 2022 17:21 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 16,080 | $1.13 | $18,172.01 |
DisclosureSEC source: 0001628280-22-030702 · wf-form4_166915570152556.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,361 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.13 to $1.1301. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| November 14, 2022 Filed Nov 16, 2022 17:41 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 69,828 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-030185 · wf-form4_166863848236910.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,441 F1 · shares: On November 14, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on February 11, 2023, and quarterly thereafter until the final vesting date of November 11, 2023. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| December 08, 2021 Filed Dec 16, 2022 16:15 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 27,173 | $3.13 | $85,173.77 |
DisclosureSEC source: 0001628280-22-032112 · wf-form4_167122531170748.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,188 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $3.09 to $3.18. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| December 02, 2021 Filed Feb 24, 2022 19:55 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 21,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-003894 · wf-form4_164575052306111.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,613 F1 · security: On December 2, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 2, 2022, and quarterly thereafter until the final vesting date of December 2, 2022. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| November 15, 2021 Filed Nov 17, 2021 17:04 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 55,983 | $4.10 | $229,530.30 |
DisclosureSEC source: 0001628280-21-023722 · wf-form4_163718664825254.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,173 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| May 19, 2021 Filed May 20, 2021 20:28 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 46,204 | $1.28 | $59,145.74 |
DisclosureSEC source: 0001628280-21-010822 · wf-form4_162155689438118.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,156 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.28 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:17 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 30,000 | $1.35 | $40,542.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 4 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,360 F4 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.35 to $1.365. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 18, 2021 Filed May 19, 2021 16:17 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 3,700 | $1.38 | $5,106.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 3 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,360 F3 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:17 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 50,000 | $1.27 | $63,740.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 2 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,060 F2 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.27 to $1.285. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| May 17, 2021 Filed May 19, 2021 16:17 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 30,000 | $1.32 | $39,618.00 |
DisclosureSEC source: 0001628280-21-010692 · wf-form4_162145543791687.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,060 F1 · price: The price reported Table 1, box 4 above is a weighted average price. The shares were sold in multiple transactions with prices ranging from $1.32 to $1.335. The reporting person undertakes to provide to Phunware, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares disposed at each separate price within the ranges set forth in this Form 4. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:02 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 15,795 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000267 · wf-form4_161006414691577.xml · nonDerivative · entry 2 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 243,060 F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 19:02 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 108,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-21-000267 · wf-form4_161006414691577.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 227,265 F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date. Read SEC document |
| August 18, 2020 Filed Aug 20, 2020 19:18 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 6,371 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-012959 · wf-form4_159796552132144.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,570 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:46 UTC | Phunware, Inc. PHUN · Entity 7291 | SaleCommon Stock | 21,694 | $1.51 | $32,757.94 |
DisclosureSEC source: 0001628280-20-008321 · wf-form4_159018757043935.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,199 F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed. Read SEC document |
| May 18, 2020 Filed May 20, 2020 19:23 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 21,694 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-008156 · wf-form4_159001700008681.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,893 F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date. Read SEC document |
| December 05, 2019 Filed Dec 12, 2019 17:18 UTC | Phunware, Inc. PHUN · Entity 7291 | GrantCommon Stock | 112,199 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-015022 · wf-form4_157618908863697.xml · nonDerivative · entry 1 Manlunas Eric · CIK 0001796571 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,199 F1 · security: On December 5, 2019, the reporting person was granted 112,199 restricted stock units, each of which represents a contingent right to receive one share of Phunware,Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.