Syllantavos Georgios

SEC source: 0002003131-26-000006 · primary_doc.xml · nonDerivative · entry 1

Syllantavos Georgios · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,083

F1 · shares: The Company granted a restricted stock award of 71,577 shares of common stock, 25% of the shares vest in each of March 31, 2026, June 30, 2026, September 30, 2026 and December 31, 2026.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for December 1, 2025 to December 31, 2025.

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 3

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,506

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,317

SEC source: 0001333845-25-000003 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,206

SEC source: 0001213900-25-008987 · ownership.xml · derivative · entry 2

Syllantavos George · CIK 0001333845 · Director · Co-CEO and CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 182,500

Underlying: Class A Ordinary Shares, par value $0.0001 · 182,500 shares

Expires not disclosed

F1 · security: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant.

F2 · price: The Private Units were purchased for $10.00 per unit.

F4 · derivative.exercise_date: The warrants included in the Private Units will become exercisable at any time commencing 30 days after the completion of the Company's initial business combination.

F5 · derivative.expiration_date: The warrants will expire five years after the completion of the Company's initial business combination, at 5:00 p.m., New York City time, or earlier upon redemption or liquidation.

F3 · ownership.nature: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC.

SEC source: 0001213900-25-008987 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director · Co-CEO and CFO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By Stellar V Sponsor LLC

Disclosed balance after: 365,000

F1 · security: Simultaneously with the consummation of the Company's initial public offering, Stellar V Sponsor LLC (the "Sponsor") acquired, at a price of $10.00 per unit, 365,000 units (the "Private Units") in a private placement for an aggregate purchase price of $3,650,000. Each Private Unit consists of one Class A ordinary share, par value $0.0001, and one-half of one warrant.

F2 · price: The Private Units were purchased for $10.00 per unit.

F3 · ownership.nature: Held by the Sponsor. Prokopios (Akis) Tsirigakis and George Syllantavos are the managing members of Stellar V Sponsor LLC. Prokopios (Akis) Tsirigakis and George Syllantavos have voting and investment discretion with respect to the ordinary shares held of record by Stellar V Sponsor LLC.

SEC source: 0001498233-25-000011 · wk-form4_1736288890.xml · derivative · entry 3

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires 2025-02-06

F3 · security: Pursuant to a warrant agreement and in connection with the Merger, such warrants automatically ceased to represent a warrant exercisable for shares of Common Stock and became a warrant exercisable as of the Effective Time for a period of 30 days solely for a cash amount equal to $0.0104 per warrant.

F3 · price: Pursuant to a warrant agreement and in connection with the Merger, such warrants automatically ceased to represent a warrant exercisable for shares of Common Stock and became a warrant exercisable as of the Effective Time for a period of 30 days solely for a cash amount equal to $0.0104 per warrant.

F3 · derivative.exercise_date: Pursuant to a warrant agreement and in connection with the Merger, such warrants automatically ceased to represent a warrant exercisable for shares of Common Stock and became a warrant exercisable as of the Effective Time for a period of 30 days solely for a cash amount equal to $0.0104 per warrant.

F3 · derivative.underlying_shares: Pursuant to a warrant agreement and in connection with the Merger, such warrants automatically ceased to represent a warrant exercisable for shares of Common Stock and became a warrant exercisable as of the Effective Time for a period of 30 days solely for a cash amount equal to $0.0104 per warrant.

F4 · ownership.nature: The warrants reported herein are held by Magellan Investments Corp., of which the Reporting Person is the president and the sole director, and accordingly the Reporting Person is deemed the beneficial owner of the warrants held by Magellan Investments Corp. and to have sole voting and dispositive control over such securities.

SEC source: 0001498233-25-000011 · wk-form4_1736288890.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · price: Represents restricted stock units ("RSUs") that were outstanding immediately prior to the Effective Time, whether or not vested, which, pursuant to the Merger Agreement, were cancelled, and converted into the right to receive (without interest) an amount in cash, less any withholding taxes, determined by multiplying (i) $3.17 by (ii) the number of shares of Common Stock underlying such RSU award immediately prior to the Effective Time; provided that receipt of the cash consideration for unvested RSUs will remain subject to the vesting conditions applicable to such RSU prior to the Effective Time.

SEC source: 0001498233-25-000011 · wk-form4_1736288890.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: Disposed of in accordance with the terms of the Agreement and Plan of Merger, dated as of July 29, 2024 (the "Merger Agreement"), entered into by and among the Issuer, KOITO MANUFACTURING CO., LTD. ("Parent") and Project Camaro Merger Sub, Inc. ("Merger Sub"). Pursuant to the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger") on January 7, 2025 (the "Effective Time"). At the Effective Time, each share of Common Stock that was outstanding as of immediately prior to the Effective Time (other than certain exceptions) was automatically cancelled and converted into the right to receive $3.17 in cash, without interest.

SEC source: 0002003131-25-000002 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,206

F1 · shares: The Company granted a restricted stock award of 40,453 shares of common stock, 25% of the shares vest in each of March 31, 2025, June 30, 2025, September 30, 2025 and December 31, 2025.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 31, 2024.

SEC source: 0002003131-24-000006 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,753

F1 · shares: The Company granted a restricted stock award of 20,161 shares of common stock, 50% of the shares were fully vested on grant, and 25% of the shares vest in each of September 30, 2024 and December 31, 2024.

F2 · price: The per share price was based on the average daily closing price of BEEM's common stock for November 29, 2024 to December 29, 2024.

SEC source: 0001498233-24-000069 · wk-form4_1718657010.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,592

F1 · security: The Issuer awarded the Reporting Person 10,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest on the first to occur of (i) June 17, 2025, or (ii) on the day immediately preceding the Issuer's first annual meeting of stockholders to occur after June 17, 2024.

SEC source: 0001203320-23-000008 · primary_doc.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 592

F1 · shares: The Company granted Mr. Syllantavos a restricted stock award of 592 shares of common stock which will vest on December 31, 2023.

SEC source: 0001213900-23-041586 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 535,923

F1 · security: The Issuer awarded the Reporting Person 100,000 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest on the first to occur of (i) May 18, 2024, or (ii) on the day immediately preceding the Issuer's first annual meeting of stockholders to occur after May 19, 2023.

SEC source: 0001104659-22-081346 · tm2221491-22_4seq1.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,550

F3 · security: As of July 18, 2022, the Reporting Person resigned as a director of the Issuer and is therefore no longer subject to reporting obligations under Section 16 of the Securities Exchange Act of 1934, as amended. The Reporting Person did not have any transactions in the Issuer's securities during the time that he was a Section 16 reporting person other than those previously disclosed in the Initial Statement of Beneficial Ownership of Securities on Form 3, filed on January 27, 2021.

F1 · kind: Pursuant to that certain Securities Assignment Agreement, dated October 28, 2020 (the "Assignment Agreement") by and between ITHAX Acquisition Sponsor LLC, a Delaware limited liability company (the "Sponsor") and the Reporting Person, the Sponsor agreed to transfer to the Reporting Person four percent of the Class B ordinary shares, par value $0.001 per share, of the Issuer (as defined below) (the "Class B Ordinary Shares"), held by the Sponsor, with such percentage including the 10,000 Class B Ordinary Shares transferred to the Reporting Person on October 28, 2020, promptly following the consummation of the business combination (the "Business Combination") of Mondee Holdings, Inc., a Delaware corporation, formerly known as ITHAX Acquisition Corp., a Cayman Islands exempted company (the "Issuer"), pursuant to that certain Business Combination Agreement, as amended, dated December 20, 2021, by and among the parties thereto.

F2 · shares: In connection with the Business Combination, all of the outstanding the Class B Ordinary Shares automatically converted into shares of Class A common stock, par value $0.0001 (the "Class A Common Stock"), on a one-for-one basis for no additional consideration. Thus, on July 18, 2022, the Sponsor transferred 206,550 shares of Class A Common Stock pursuant to the Assignment Agreement.

F1 · price: Pursuant to that certain Securities Assignment Agreement, dated October 28, 2020 (the "Assignment Agreement") by and between ITHAX Acquisition Sponsor LLC, a Delaware limited liability company (the "Sponsor") and the Reporting Person, the Sponsor agreed to transfer to the Reporting Person four percent of the Class B ordinary shares, par value $0.001 per share, of the Issuer (as defined below) (the "Class B Ordinary Shares"), held by the Sponsor, with such percentage including the 10,000 Class B Ordinary Shares transferred to the Reporting Person on October 28, 2020, promptly following the consummation of the business combination (the "Business Combination") of Mondee Holdings, Inc., a Delaware corporation, formerly known as ITHAX Acquisition Corp., a Cayman Islands exempted company (the "Issuer"), pursuant to that certain Business Combination Agreement, as amended, dated December 20, 2021, by and among the parties thereto.

SEC source: 0001213900-22-037188 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,923

F1 · security: The Issuer awarded the Reporting Person 76,923 time-based restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of the Issuer's common stock, that will vest on the first to occur of (i) June 30, 2023, or (ii) on the day immediately preceding the Issuer's first annual meeting of stockholders to occur after June 30, 2022.

SEC source: 0001213900-22-007759 · ownership.xml · derivative · entry 3

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 617,500

Underlying: Common Stock · 617,500 shares

Expires 2027-02-10

F2 · price: The Sponsor acquired these warrants for a purchase price of $1.00 per warrant in connection with GCAC's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination.

F3 · ownership.nature: The warrants reported herein are held by Magellan Investments Corp., of which the Reporting Person is the president and the sole director, and accordingly the Reporting Person is deemed the beneficial owner of the warrants held by Magellan Investments Corp. and to have sole voting and dispositive control over such securities.

SEC source: 0001213900-22-007759 · ownership.xml · derivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 359,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

F1 · kind: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

F1 · price: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

F1 · derivative.exercise_date: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

F1 · derivative.expiration_date: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

SEC source: 0001213900-22-007759 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,000

F1 · kind: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

F1 · price: Shares of Class B common stock of Growth Capital Acquisition Corp. ("GCAC" and, upon consummation of GCAC's business combination (the "Business Combination") with Cepton Technologies, Inc., GCAC as the surviving issuer as renamed Cepton, Inc. (the "Issuer")) held by the Reporting Person automatically converted into shares of the Issuer's common stock, par value $0.00001 per share ("Common Stock"), on February 10, 2022, upon the consummation of the Business Combination, on a one-for-one basis, subject to adjustment for stock splits, stock dividends, reorganizations, recapitalizations and the like, and certain anti-dilution rights. The shares of Class B common stock did not have an expiration date. The securities reported herein were distributed to the Reporting Person by Nautilus Carriers LLC, one of the sponsors in GCAC's initial public offering of which the Reporting Person is a member (the "Sponsor"), in connection with the Sponsor's pro rata distribution of the securities to its members.

SEC source: 0001628280-21-018851 · wf-form4_163191141627410.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,757

F1 · price: The price reported in Table I, box 4 above is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.9983 to $1.0001. The Reporting Person undertakes to provide upon request to the SEC, the Issuer or any security holder of the Issuer, full information regarding the number of shares sold at each separate price.

SEC source: 0001628280-21-018229 · wf-form4_163113221221153.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,757

F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

SEC source: 0001628280-21-011726 · wf-form4_162309689152843.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,757

F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

SEC source: 0001628280-21-000271 · wf-form4_161006423471987.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 199,789

F2 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs were granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the third quarter of 2020. The RSUs vest immediately and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-21-000271 · wf-form4_161006423471987.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,781

F1 · security: On January 5, 2021, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on March 4, 2021, and quarterly thereafter until the final vesting date of December 4, 2021. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

SEC source: 0001628280-20-012963 · wf-form4_159796559232776.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,086

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the second quarter of 2020. The restricted stock vests on August 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-008699 · wf-form4_159079109000325.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,839

F1 · price: The price reported in Table I, box 4 above reflects the actual per share sales price of the shares disposed.

SEC source: 0001628280-20-008160 · wf-form4_159001708906064.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,464

F1 · security: The reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during the first quarter of 2020. The restricted stock vests on May 18, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-20-002475 · wf-form4_158284472244748.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,852

F1 · security: On February 25, 2020, the reporting person was granted the number of restricted stock units in Table I, box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock was granted in lieu of cash compensation of accrued board fees from their service on the Phunware, Inc.'s board during fiscal year 2019. The restricted stock vests on February 26, 2020 and will be delivered to the reporting person shortly following this date.

SEC source: 0001628280-19-014889 · wf-form4_157593413007301.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,099

F1 · security: On December 5, 2019, the reporting person was granted 56,099 restricted stock units, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The restricted stock units vest in four equal quarterly installments beginning on March 5, 2020.

SEC source: 0001628280-19-014597 · wf-form4_157505357921906.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,407,436

F1 · price: The reported securities are held by Firmus Investments, Inc. ("Firmus"). Firmus holds assets in addition to the reported securities. Prior to November 27, 2019, the reporting person was the sole shareholder of Firmus. On November 27, 2019, the reporting person (i) sold 100% of his interests in Firmus for an aggregate purchase price of $2,820,000.00 and (ii) resigned all of his positions as officer, director, and employee, with Firmus. Accordingly, as of the closing of such sale, the reporting person has no beneficial ownership in any Phunware, Inc. securities held by Firmus.

F2 · balance_after: The reported securities are held by Magellan Investments Corp., of which the reporting person is the sole officer, director, and shareholder.

SEC source: 0001213900-19-004810 · ownership.xml · derivative · entry 4

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,695,124 shares

Expires 2023-12-26

F1 · derivative.underlying_shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,695,124 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 104,779 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,590,345 shares

F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-004810 · ownership.xml · derivative · entry 3

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 1,301,724 shares

Expires 2023-12-26

F2 · derivative.underlying_shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,301,724 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 80,462 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,221,262 shares

F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-004810 · ownership.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,191,099

F2 · shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,301,724 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 80,462 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,221,262 shares

F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-004810 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,969,837

F1 · shares: On February 19, 2019, the reporting person exercised a warrant to purchase 1,695,124 shares of Phunware, Inc. common stock for $11.50 a share. The reporting person paid the exercise price on a cashless basis, resulting in Phunware, Inc.'s withholding of 104,779 of the warrant shares to pay the exercise price and issuing to the reporting person the remaining 1,590,345 shares

F3 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F3 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 5

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 5,532,092

Underlying: Common Stock · 1,546,848 shares

Expires 2021-08-23

F6 · shares: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants.

F6 · price: In connection with conversion of promissory notes previously issued to the Sponsors, the Sponsors were issued an aggregate of 1,546,848 warrants.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

SEC source: 0001213900-18-018008 · ownership.xml · derivative · entry 4

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,985,244

Underlying: Common Stock · 3,985,244 shares

Expires 2021-08-23

F5 · shares: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F5 · price: The Sponsors acquired these warrants for a purchase price of $0.50 per warrant in connection with the Issuer's initial public offering. The warrants become eligible for exercise 30 days following the consummation of the Business Combination. Because the exercise of the warrants was contingent upon the closing of the Issuer's initial business combination, these warrants were not reported at the time of acquisition. The acquisition is being reported now in connection with the consummation of the Business Combination on December 26, 2018.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 3

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 379,490

F4 · shares: In connection with the Business Combination, the Sponsors agreed to forfeit an aggregate of 310,495 Sponsor Shares at no cost.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 689,985

F3 · shares: In connection with the Business Combination, the Sponsors agreed to assign an aggregate of 89,702 Sponsor Shares to certain service providers.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

SEC source: 0001213900-18-018008 · ownership.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director · 10% owner

Magellan Investments Corp · CIK 0001681513 · Former Principal Stockholder

Firmus Investments Inc · CIK 0001681512 · Former Principal Stockholder

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 779,687

F1 · shares: To facilitate the business combination (the "Business Combination") between Stellar Acquisition III Inc. (the "Issuer") and Phunware Inc. ("Phunware") consummated on December 26, 2018, Magellan Investments Corp. and Firmus Investments Inc. (the "Sponsors") agreed to assign an aggregate of 123,632 shares of common stock issued to the Sponsors in 2016 (the "Sponsor Shares") to certain investor.

F2 · ownership.direct: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of each of the Sponsors and accordingly is deemed the beneficial owner of the shares held by the Sponsors and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 3

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,996,850

Underlying: Common Stock · 190,149 shares

Expires 2023-12-26

F5 · shares: To facilitate the business combination (the "Business Combination") between Phunware, Inc. (formerly Stellar Acquisition III Inc.) and Phunware OpCo, Inc. (formerly Phunware, Inc.) consummated on December 26, 2018, the Sponsors agreed to assign 190,149 of the warrants it previously held to certain service providers.

F5 · derivative.underlying_shares: To facilitate the business combination (the "Business Combination") between Phunware, Inc. (formerly Stellar Acquisition III Inc.) and Phunware OpCo, Inc. (formerly Phunware, Inc.) consummated on December 26, 2018, the Sponsors agreed to assign 190,149 of the warrants it previously held to certain service providers.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 2

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,186,997

Underlying: Common Stock · 352,473 shares

Expires 2023-12-26

F4 · shares: The Reporting Person transferred 352,473 warrants to purchase common stock to Prokopios (Akis) Tsirigakis.

F4 · derivative.underlying_shares: The Reporting Person transferred 352,473 warrants to purchase common stock to Prokopios (Akis) Tsirigakis.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-19-002592 · ownership.xml · derivative · entry 1

Syllantavos George · CIK 0001333845 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,539,470

Underlying: Common Stock · 1,992,622 shares

Expires 2023-12-26

F1 · shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.expiration_date: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F1 · derivative.underlying_shares: The number of derivative securities (and underlying securities) acquired on December 26, 2018 and listed on the Form 4 filed for the Reporting Person on December 28, 2018 was incorrectly listed as 3,985,244 shares and provided an expiration date of 8/23/2021 as a result of a typographical error.

F3 · balance_after: The number of shares underlying the warrants was previously listed on the Form 4 filed for the Reporting Person on December 28, 2018, as 5,532,092 shares as a result of typographical error.

F2 · ownership.direct: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

F2 · ownership.nature: George Syllantavos is the sole officer and director of Magellan Investments Corp. and Firmus Investments, Inc. (the "Sponsors") and accordingly is deemed the beneficial owner of the shares held by these organizations and has sole voting and dispositive control over such securities.

SEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 2

Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner

Magellan Investments Corp · CIK 0001681513 · 10% owner

Firmus Investments Inc · CIK 0001681512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 460,162

F2 · kind: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

F2 · price: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

F2 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 38,303 shares of common stock of the issuer were returned by Firmus Investments Inc. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Firmus Investments Inc.

SEC source: 0001213900-16-017212 · f4092816syllantavos_stellar.xml · nonDerivative · entry 1

Syllantavos George · CIK 0001333845 · Director · Co-CEO, CFO and Secretary · 10% owner

Magellan Investments Corp · CIK 0001681513 · 10% owner

Firmus Investments Inc · CIK 0001681512 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 443,157

F1 · kind: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.

F1 · price: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.

F1 · ownership.nature: As contemplated in connection with the initial public offering of the issuer, 36,387 shares of common stock of the issuer were returned by Magellan Investments Corp. to the issuer for no consideration and cancelled because the underwriters' over-allotment option was not exercised in full. George Syllantavos is the sole officer and director of Magellan Investments Corp.