Tapewire

Nasdaq · USD

PGC

PEAPACK GLADSTONE FINANCIAL CORP

Export transactions ↓
Tapewire entity
1354
SEC CIK
0001050743
Parsed reports
492

Last 12 months

Inside the activity.

3 purchase rows · 8 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202601
Mar 202630
Apr 202600
May 202600
Jun 202605
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 20, 2022 Filed Mar 21, 2022 23:15 UTC GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020370 · doc4.xml · derivative · entry 4

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 23:05 UTC GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020366 · doc4.xml · derivative · entry 3

Mullen Patrick J. · CIK 0001769260 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:34 UTC GrantRestricted Stock Units · Derivative 4,076 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020348 · doc4.xml · derivative · entry 2

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,468

Underlying: Common Stock · 4,076 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:32 UTC GrantRestricted Stock Units · Derivative 2,173 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020346 · doc4.xml · derivative · entry 5

KASS STEVEN A · CIK 0001548006 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,449

Underlying: Common Stock · 2,173 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:30 UTC GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020344 · doc4.xml · derivative · entry 2

Horst Peter D. · CIK 0001768546 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:28 UTC GrantRestricted Stock Units · Derivative 1,766 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020342 · doc4.xml · derivative · entry 3

GRAMIGNA EDWARD A JR · CIK 0001561040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,802

Underlying: Common Stock · 1,766 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:26 UTC GrantRestricted Stock Units · Derivative 1,902 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020340 · doc4.xml · derivative · entry 2

DAINGERFIELD RICHARD · CIK 0001618001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,018

Underlying: Common Stock · 1,902 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:20 UTC
COLE SUSAN ADirector
GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020334 · doc4.xml · derivative · entry 2

COLE SUSAN A · CIK 0001601613 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:23 UTC GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020338 · doc4.xml · derivative · entry 2

CONSI ANTHONY J · CIK 0001236746 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F2 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F2 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 21, 2022 22:17 UTC GrantRestricted Stock Units · Derivative 1,222 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020331 · doc4.xml · derivative · entry 3

Bowser Carmen M · CIK 0001662238 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,939

Underlying: Common Stock · 1,222 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F3 · derivative.exercise_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

F3 · derivative.expiration_date: The restricted stock units vest and settle in stock in two approximately equal installments on each of the first two anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:17 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 2,771 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020743 · doc4.xml · derivative · entry 6

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,033

Underlying: Common Stock · 2,771 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:17 UTC
Waser Eric H.EVP, Head of Investment Bkg
GrantRestricted Stock Units · Derivative 1,408 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020743 · doc4.xml · derivative · entry 5

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,016

Underlying: Common Stock · 1,408 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:15 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
GrantRestricted Stock Units · Derivative 2,265 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020741 · doc4.xml · derivative · entry 5

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,265

Underlying: Common Stock · 2,265 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:15 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
GrantRestricted Stock Unit · Derivative 6,796 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020741 · doc4.xml · derivative · entry 4

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,796

Underlying: Common Stock · 6,796 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:15 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
Tax withholdingCommon Stock 1,955 $36.80 $71,944.00
Disclosure

SEC source: 0001209191-22-020741 · doc4.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,701.2547

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 1,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · derivative · entry 6

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,645

Underlying: Common Stock · 1,916 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC
Spero Vincent AEVP, Head of Comml Real Estate
GrantRestricted Stock Units · Derivative 5,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · derivative · entry 5

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,222

Underlying: Common Stock · 5,749 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:11 UTC
Spero Vincent AEVP, Head of Comml Real Estate
Tax withholdingCommon Stock 3,344 $36.80 $123,059.20
Disclosure

SEC source: 0001209191-22-020739 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,318.971

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:09 UTC
Smith Gregory MartinSEVP, President Comml Banking
GrantRestricted Stock Units · Derivative 7,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020737 · doc4.xml · derivative · entry 5

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,492

Underlying: Common Stock · 7,853 shares

Expires not disclosed

F6 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F7 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F7 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:09 UTC
Smith Gregory MartinSEVP, President Comml Banking
GrantRestricted Stock Units · Derivative 7,853 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020737 · doc4.xml · derivative · entry 4

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,612

Underlying: Common Stock · 7,853 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F5 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F5 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:09 UTC
Smith Gregory MartinSEVP, President Comml Banking
Tax withholdingCommon Stock 1,190 $36.80 $43,792.00
Disclosure

SEC source: 0001209191-22-020737 · doc4.xml · nonDerivative · entry 1

Smith Gregory Martin · CIK 0001778117 · SEVP, President Comml Banking

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,856.0194

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:05 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
GrantRestricted Stock Units · Derivative 1,480 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020735 · doc4.xml · derivative · entry 3

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839

Underlying: Common Stock · 1,480 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:05 UTC
ROSSI FRANCESCO SSVP/Chief Accounting Officer
Tax withholdingCommon Stock 644 $36.80 $23,699.20
Disclosure

SEC source: 0001209191-22-020735 · doc4.xml · nonDerivative · entry 1

ROSSI FRANCESCO S · CIK 0001644190 · SVP/Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,119.4922

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:02 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 5,703 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020733 · doc4.xml · derivative · entry 7

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,127

Underlying: Common Stock · 5,703 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 18:02 UTC
PLANTE ROBERT A.EVP, Chief Operating Officer
GrantRestricted Stock Units · Derivative 5,703 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020733 · doc4.xml · derivative · entry 6

PLANTE ROBERT A. · CIK 0001702724 · EVP, Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,217

Underlying: Common Stock · 5,703 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:55 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 18,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020731 · doc4.xml · derivative · entry 7

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,080

Underlying: Common Stock · 18,374 shares

Expires not disclosed

F8 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F9 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F9 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:55 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GrantRestricted Stock Units · Derivative 18,374 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020731 · doc4.xml · derivative · entry 6

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,225

Underlying: Common Stock · 18,374 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F7 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F7 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:51 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 1,570 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020729 · doc4.xml · derivative · entry 6

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,666

Underlying: Common Stock · 1,570 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:51 UTC
Hemhauser MaureenEVP & Chief Risk Officer
GrantRestricted Stock Units · Derivative 4,712 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020729 · doc4.xml · derivative · entry 5

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,104

Underlying: Common Stock · 4,712 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:51 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 371 $36.80 $13,652.80
Disclosure

SEC source: 0001209191-22-020729 · doc4.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,886

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:48 UTC
Chalkan LisaEVP, Chief Credit Officer
GrantRestricted Stock Units · Derivative 1,657 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020727 · doc4.xml · derivative · entry 3

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,024

Underlying: Common Stock · 1,657 shares

Expires not disclosed

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F4 · derivative.exercise_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

F4 · derivative.expiration_date: The restricted stock units vest and settle in stock in three approximately equal installments on each of the first three anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:48 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 2,676 $36.80 $98,476.80
Disclosure

SEC source: 0001209191-22-020727 · doc4.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,990

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · derivative · entry 6

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,524

Underlying: Common Stock · 8,684 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
GrantRestricted Stock Units · Derivative 8,684 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · derivative · entry 5

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,768

Underlying: Common Stock · 8,684 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:42 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Tax withholdingCommon Stock 5,166 $36.80 $190,108.80
Disclosure

SEC source: 0001209191-22-020725 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,069

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 12,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · derivative · entry 6

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,694

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F7 · derivative.exercise_price: Each restricted stock unit represents the right to receive one share of common stock of Peapack-Gladstone Financial Corporation subject to certain performance conditions. The units will cliff vest, after three years, if the conditions are met.

F8 · derivative.exercise_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

F8 · derivative.expiration_date: The restricted stock units will cliff vest on the third anniversary of the grant date subject to certain performance conditions being satisfied.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
GrantRestricted Stock Unit · Derivative 12,588 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · derivative · entry 5

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,452

Underlying: Common Stock · 12,588 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of Peapack-Gladstone Financial Corporation.

F6 · derivative.exercise_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

F6 · derivative.expiration_date: The restricted stock units vest and settle in stock in five approximately equal installments on each of the first five anniversaries of the grant date.

Read SEC document
March 20, 2022 Filed Mar 23, 2022 17:37 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 5,155 $36.80 $189,704.00
Disclosure

SEC source: 0001209191-22-020723 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,957

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:06 UTC
Vorcheimer Stuart M.EVP, Comm & Ind Lndg
Tax withholdingCommon Stock 192 $37.22 $7,146.24
Disclosure

SEC source: 0001209191-22-018710 · doc4.xml · nonDerivative · entry 1

Vorcheimer Stuart M. · CIK 0001854833 · EVP, Comm & Ind Lndg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,551.2547

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · balance_after: Includes shares received through dividend reinvestment since the last filing.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:15 UTC
Waser Eric H.EVP, Head of Investment Bkg
Tax withholdingCommon Stock 192 $37.22 $7,146.24
Disclosure

SEC source: 0001209191-22-018712 · doc4.xml · nonDerivative · entry 1

Waser Eric H. · CIK 0001634922 · EVP, Head of Investment Bkg

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,124

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:04 UTC
Spero Vincent AEVP, Head of Comml Real Estate
Tax withholdingCommon Stock 197 $37.22 $7,332.34
Disclosure

SEC source: 0001209191-22-018708 · doc4.xml · nonDerivative · entry 1

Spero Vincent A · CIK 0001477501 · EVP, Head of Comml Real Estate

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,674.971

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:57 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 27 $37.22 $1,004.94
Disclosure

SEC source: 0001209191-22-018704 · doc4.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,336

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 15:01 UTC
KENNEDY DOUGLAS LDirector · President & CEO
Tax withholdingCommon Stock 221 $37.22 $8,225.62
Disclosure

SEC source: 0001209191-22-018706 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,169.749

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:55 UTC
Chalkan LisaEVP, Chief Credit Officer
Tax withholdingCommon Stock 130 $37.22 $4,838.60
Disclosure

SEC source: 0001209191-22-018702 · doc4.xml · nonDerivative · entry 1

Chalkan Lisa · CIK 0001699868 · EVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,675

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:48 UTC
CARFORA JEFFREY JSEVP & Chief Financial Officer
Tax withholdingCommon Stock 109 $37.22 $4,056.98
Disclosure

SEC source: 0001209191-22-018699 · doc4.xml · nonDerivative · entry 1

CARFORA JEFFREY J · CIK 0001201447 · SEVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,270

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
March 11, 2022 Filed Mar 15, 2022 14:46 UTC
BABCOCK JOHN PSEVP & Pres of Priv Wealth Mgt
Tax withholdingCommon Stock 192 $37.22 $7,146.24
Disclosure

SEC source: 0001209191-22-018697 · doc4.xml · nonDerivative · entry 1

BABCOCK JOHN P · CIK 0001602623 · SEVP & Pres of Priv Wealth Mgt

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,058

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 21:58 UTC
Hemhauser MaureenEVP & Chief Risk Officer
Tax withholdingCommon Stock 44 $37.72 $1,659.68
Disclosure

SEC source: 0001209191-22-014828 · doc4.xml · nonDerivative · entry 1

Hemhauser Maureen · CIK 0001786533 · EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,295

F1 · kind: Shares withheld to satisfy tax withholding obligations arising from settlement of restricted stock units.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 16:52 UTC
KENNEDY DOUGLAS LDirector · President & CEO
GiftCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-007671 · doc4.xml · nonDerivative · entry 1

KENNEDY DOUGLAS L · CIK 0001560350 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,722.749

F1 · price: A gift involves no payment of consideration; therefore, no price is necessary.

F2 · ownership.direct: 18,284 shares held in trust.

Read SEC document
December 30, 2021 Filed Jan 3, 2022 15:41 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $10.72 Not disclosed
Disclosure

SEC source: 0001209191-22-000040 · doc4.xml · derivative · entry 5

SMITH PHILIP W III · CIK 0001236756 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Option grant has no purchase or sale price.

F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

Read SEC document
December 13, 2021 Filed Dec 23, 2021 17:02 UTC Exercise / conversionStock Option (right to buy) · Derivative 2,500 Not disclosed Strike: $10.72 Not disclosed
Disclosure

SEC source: 0001209191-21-071041 · doc4.xml · derivative · entry 3

MEYERCORD F DUFFIELD · CIK 0001037985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2022-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Option grant has no purchase or sale price.

F4 · derivative.exercise_date: The options are exercisable in four equal annual installments on January 3, 2013, 2014, 2015 and 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.