Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 286 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000159 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,285 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 79 | $39.14 | $3,092.06 |
DisclosureSEC source: 0001126328-20-000158 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,597.5 Underlying: Common Stock · 79 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000158 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,513 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:02 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 22.4 | $39.14 | $876.74 |
DisclosureSEC source: 0001126328-20-000156 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,585 Underlying: Common Stock · 22.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:04 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 208 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000157 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:01 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 815 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000155 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,387 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:00 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 206 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000154 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,937 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,482 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:58 UTC |
GELATT DANIELDirector
|
PurchaseCommon Stock | 6,083 | $35.92 | $218,501.36 |
DisclosureSEC source: 0001126328-20-000152 · edgar.xml · nonDerivative · entry 2 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 - $36.13, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:58 UTC |
GELATT DANIELDirector
|
PurchaseCommon Stock | 22,065 | $35.41 | $781,321.65 |
DisclosureSEC source: 0001126328-20-000152 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,741 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.83 - $35.81, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:59 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 92 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000153 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,002 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,053 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:57 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 149.2 | $39.14 | $5,839.69 |
DisclosureSEC source: 0001126328-20-000151 · edgar.xml · derivative · entry 2 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,068.9 Underlying: Common Stock · 149.2 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:57 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 464 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000151 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,159 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:55 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 119 | $39.14 | $4,657.66 |
DisclosureSEC source: 0001126328-20-000150 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,441 Underlying: Common Stock · 119 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:39 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 109.6 | $39.14 | $4,289.74 |
DisclosureSEC source: 0001126328-20-000145 · primary_doc.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,772 Underlying: Common Stock · 109.6 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:39 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001126328-20-000145 · primary_doc.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,968 F1 · price: Grant of restricted stock units Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:32 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 848 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000144 · primary_doc.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,298 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:15 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 95 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000143 · primary_doc.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,102 F1 · price: Grant of restricted stock units. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 19:42 UTC Amendment |
Pickerell BlairDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000169 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,962 F1 · balance_after: On June 30, 2020, two Form 4s reporting a single grant of 267 restricted stock units were filed due to an administrative error. As of June 26, 2020, the reporting person owned 18,962 shares of common stock. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 19:41 UTC Amendment |
GELATT DANIELDirector
|
GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000168 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F1 · balance_after: June 30 2020, a Form 4 reporting purchases of 22,605 and 6,083 shares of common stock was filed due to an administrative error. This was a duplication of a Form 4 filed on March 12, 2020. As of June 26, 2020, the reporting person owned 193,824 shares of common stock. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 16:48 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 1,075.3 | $44.64 | $48,001.39 |
DisclosureSEC source: 0001126328-20-000142 · edgar.xml · derivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,861.9 Underlying: Common Stock · 1,075.3 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 16:42 UTC |
HOCHSCHILD ROGER CDirector
|
GrantPhantom Stock Units · Derivative | 1,209.7 | $44.64 | $54,001.01 |
DisclosureSEC source: 0001126328-20-000141 · edgar.xml · derivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,652.8 Underlying: Common Stock · 1,209.7 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| June 05, 2020 Filed Jun 8, 2020 16:40 UTC |
DAN MICHAEL TDirector
|
GrantPhantom Stock Units · Derivative | 492.8 | $44.64 | $21,998.59 |
DisclosureSEC source: 0001126328-20-000140 · edgar.xml · derivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,919.7 Underlying: Common Stock · 492.8 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement. Read SEC document |
| May 26, 2020 Filed May 29, 2020 16:50 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 4,135 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000139 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,135 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:22 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000135 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,000 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:30 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000137 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,081 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:26 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000136 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,695 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:19 UTC |
Mills ScottDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000134 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,781 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:14 UTC |
HOCHSCHILD ROGER CDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000133 · edgar.xml · nonDerivative · entry 1 HOCHSCHILD ROGER C · CIK 0001183833 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:12 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000132 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,572 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:06 UTC |
DAN MICHAEL TDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000130 · edgar.xml · nonDerivative · entry 1 DAN MICHAEL T · CIK 0001246392 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,695 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:04 UTC |
Carter Miller JocelynDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000129 · edgar.xml · nonDerivative · entry 1 CARTER MILLER JOYCELYN · CIK 0001166855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,450 F1 · price: Grant of restricted stock units. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:01 UTC |
Auerbach JonathanDirector
|
GrantCommon Stock | 4,674 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000128 · edgar.xml · nonDerivative · entry 1 Auerbach Jonathan · CIK 0001643693 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,007 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:51 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 1,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000117 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,873 F1 · price: Settlement of performance-based restricted stock units granted February 27, 2017. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:48 UTC |
SCHOLTEN GARY PEVP & Ch Info Officer
|
GrantPhantom Stock Units · Derivative | 24.2 | $32.60 | $788.92 |
DisclosureSEC source: 0001126328-20-000114 · edgar.xml · derivative · entry 1 SCHOLTEN GARY P · CIK 0001205451 · EVP & Ch Info Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,432.5 Underlying: Common Stock · 24.2 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:50 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 191 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000116 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,629 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:49 UTC |
SHAFF KAREN EEVP, Gen'l Counsel, Secretary · 10% owner
|
GrantCommon Stock | 240 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000115 · edgar.xml · nonDerivative · entry 1 SHAFF KAREN E · CIK 0001166872 · EVP, Gen'l Counsel, Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,435 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 10,377 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:47 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000113 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,180 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,455 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:47 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantPhantom Stock Units · Derivative | 93.2 | $32.60 | $3,038.32 |
DisclosureSEC source: 0001126328-20-000112 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518.5 Underlying: Common Stock · 93.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:47 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000112 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,963 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:45 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 109 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000110 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,447 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 590 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:46 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 26.4 | $32.60 | $860.64 |
DisclosureSEC source: 0001126328-20-000111 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,563 Underlying: Common Stock · 26.4 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:44 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 252 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000109 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,194 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 5,945 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:43 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 140.5 | $32.60 | $4,580.30 |
DisclosureSEC source: 0001126328-20-000108 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,322 Underlying: Common Stock · 140.5 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:27 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 129.4 | $32.60 | $4,218.44 |
DisclosureSEC source: 0001126328-20-000106 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,662 Underlying: Common Stock · 129.4 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:27 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 968 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000106 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,407 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:55 UTC |
HELTON SANDRA LDirector
|
GrantCommon Stock | 883 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000107 · edgar.xml · nonDerivative · entry 1 HELTON SANDRA L · CIK 0001166857 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,898 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:26 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 237 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000105 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,021 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:25 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000104 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,326 F1 · price: Grant of restricted stock units. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:24 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 114.6 | $32.60 | $3,735.96 |
DisclosureSEC source: 0001126328-20-000103 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,787 Underlying: Common Stock · 114.6 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:24 UTC |
Mills ScottDirector
|
GrantCommon Stock | 188 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000103 · edgar.xml · nonDerivative · entry 1 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,107 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.