Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PRINCIPAL FINANCIAL GROUP INC
Report date February 22, 2021 · Filed February 24, 2021
Section 16 reporting ended · disclosed 2021-02-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 48,610 |
Reported balance
After 2021-02-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-02-22 · Sale · Disposed 3,000 · Balance 48,610 F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.83 to $59.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,388 |
Reported balance
Holding disclosure · report date 2021-02-22 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,388 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.83 to $59.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2021 Filed Feb 24, 2021 18:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 3,000 | $59.85 | $179,550.00 |
DisclosureSEC source: 0001126328-21-000093 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,610 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.83 to $59.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 7 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 6 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 5 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 7,410 | $53.93 | $399,621.30 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 3 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,610 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $53.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Exercise / conversionCommon Stock | 7,410 | $44.88 | $332,560.80 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $53.93 | $53,930.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,610 F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 18:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-21-000001 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 18:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 94 | $51.10 | $4,803.40 |
DisclosureSEC source: 0001126328-21-000001 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,610 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:04 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000233 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,704 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 15:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-20-000215 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,111 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 18, 2020 Filed Nov 20, 2020 17:24 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 11,000 | $50.00 | $550,000.00 |
DisclosureSEC source: 0001126328-20-000214 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,111 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 81 | $38.63 | $3,129.03 |
DisclosureSEC source: 0001126328-20-000197 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,679 Underlying: Common Stock · 81 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 25, 2020 Filed Sep 29, 2020 20:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 105 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000197 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,618 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 79 | $39.14 | $3,092.06 |
DisclosureSEC source: 0001126328-20-000158 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,597.5 Underlying: Common Stock · 79 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 23:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 102 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000158 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,513 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 93.2 | $32.60 | $3,038.32 |
DisclosureSEC source: 0001126328-20-000112 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,518.5 Underlying: Common Stock · 93.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 21:47 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 120 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000112 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,963 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | Tax withholdingCommon Stock | 1,526 | $46.81 | $71,432.06 |
DisclosureSEC source: 0001126328-20-000090 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,843 F1 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 24, 2020 Filed Feb 26, 2020 22:21 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 34,230 | $0.00 Strike: $51.73 | $0.00 |
DisclosureSEC source: 0001126328-20-000080 · edgar.xml · derivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,230 Underlying: Common Stock · 34,230 shares Expires 2030-02-24 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 24, 2021. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 53.9 | $54.76 | $2,951.56 |
DisclosureSEC source: 0001126328-19-000273 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,425.4 Underlying: Common Stock · 53.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 21:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 124 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000273 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,843 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 02, 2019 Filed Dec 4, 2019 16:57 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $54.63 | $54,630.00 |
DisclosureSEC source: 0001126328-19-000248 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| November 01, 2019 Filed Nov 4, 2019 20:38 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $53.94 | $53,940.00 |
DisclosureSEC source: 0001126328-19-000238 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| October 01, 2019 Filed Oct 3, 2019 19:40 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $57.56 | $57,560.00 |
DisclosureSEC source: 0001126328-19-000236 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,714 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 564 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. F3 · balance_after: Corrects prior administrative error. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 51 | $57.37 | $2,925.87 |
DisclosureSEC source: 0001126328-19-000229 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,371.4 Underlying: Common Stock · 51 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 21:01 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 117 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000229 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,719 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 03, 2019 Filed Sep 4, 2019 19:02 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $52.95 | $52,950.00 |
DisclosureSEC source: 0001126328-19-000214 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,602 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| August 01, 2019 Filed Aug 2, 2019 14:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $57.99 | $57,990.00 |
DisclosureSEC source: 0001126328-19-000205 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,602 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| July 01, 2019 Filed Jul 2, 2019 22:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $58.54 | $58,540.00 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,602 F3 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 49.1 | $57.92 | $2,843.87 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · derivative · entry 4 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,320.4 Underlying: Common Stock · 49.1 shares Expires not disclosed F4 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F5 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F5 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 22:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 113 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000192 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,602 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 569 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 03, 2019 Filed Jun 3, 2019 21:11 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $51.50 | $51,500.00 |
DisclosureSEC source: 0001126328-19-000170 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| May 01, 2019 Filed May 1, 2019 21:19 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $57.25 | $57,250.00 |
DisclosureSEC source: 0001126328-19-000146 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| April 01, 2019 Filed Apr 2, 2019 21:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $50.74 | $50,740.00 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,049 F2 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 56.1 | $50.19 | $2,815.66 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · derivative · entry 4 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,271.3 Underlying: Common Stock · 56.1 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 129 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000127 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,049 F1 · price: Grant of restricted stock units. Read SEC document |
| March 01, 2019 Filed Mar 4, 2019 17:31 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $52.38 | $52,380.00 |
DisclosureSEC source: 0001126328-19-000105 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2019 Filed Feb 27, 2019 22:18 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 33,000 | $0.00 Strike: $53.09 | $0.00 |
DisclosureSEC source: 0001126328-19-000098 · edgar.xml · derivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Common Stock · 33,000 shares Expires 2029-02-25 F1 · derivative.exercise_date: The option vests in three equal annual installments beginning February 25, 2020. Read SEC document |
| February 01, 2019 Filed Feb 5, 2019 17:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $50.17 | $50,170.00 |
DisclosureSEC source: 0001126328-19-000033 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 18, 2019 Filed Jan 22, 2019 21:34 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-19-000024 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,920 F1 · kind: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 2, 2018 and modified on November 7, 2018. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 63.9 | $43.56 | $2,783.48 |
DisclosureSEC source: 0001126328-19-000015 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,215.1 Underlying: Common Stock · 63.9 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 22:03 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 688 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000015 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,920 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 817 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:28 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 46.2 | $58.59 | $2,706.86 |
DisclosureSEC source: 0001126328-18-000263 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,151.3 Underlying: Common Stock · 46.2 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:28 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000263 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,222 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 807 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 49.7 | $52.95 | $2,631.62 |
DisclosureSEC source: 0001126328-18-000205 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,105.1 Underlying: Common Stock · 49.7 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 536 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000205 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,718 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 800 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantPhantom Stock Units · Derivative | 42 | $60.91 | $2,558.22 |
DisclosureSEC source: 0001126328-18-000133 · edgar.xml · derivative · entry 2 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,055.5 Underlying: Common Stock · 42 shares Expires not disclosed F3 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F4 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 21:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 426 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000133 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,819 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 437 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 22:13 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantEmployee Stock Option (Right to Buy) · Derivative | 9,430 | $0.00 Strike: $63.98 | $0.00 |
DisclosureSEC source: 0001126328-18-000105 · edgar.xml · derivative · entry 3 LAWLER JULIA M · CIK 0001213419 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,430 Underlying: Common Stock · 9,430 shares Expires 2018-02-26 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning February 26, 2019. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.