Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INCPFG · Entity 3209 | Director | June 26, 2020 | July 01, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRINCIPAL FINANCIAL GROUP INC
Report date June 26, 2020 · Filed July 01, 2020 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 193,824 |
Reported balance
After 2020-06-26 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2020-06-26 · Grant · Acquired 0 · Balance 193,824 F1: June 30 2020, a Form 4 reporting purchases of 22,605 and 6,083 shares of common stock was filed due to an administrative error. This was a duplication of a Form 4 filed on March 12, 2020. As of June 26, 2020, the reporting person owned 193,824 shares of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: June 30 2020, a Form 4 reporting purchases of 22,605 and 6,083 shares of common stock was filed due to an administrative error. This was a duplication of a Form 4 filed on March 12, 2020. As of June 26, 2020, the reporting person owned 193,824 shares of common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 26, 2020 Filed Jun 30, 2020 22:58 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | PurchaseCommon Stock | 6,083 | $35.92 | $218,501.36 |
DisclosureSEC source: 0001126328-20-000152 · edgar.xml · nonDerivative · entry 2 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 - $36.13, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jun 30, 2020 22:58 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | PurchaseCommon Stock | 22,065 | $35.41 | $781,321.65 |
DisclosureSEC source: 0001126328-20-000152 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,741 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.83 - $35.81, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 26, 2020 Filed Jul 1, 2020 19:41 UTC Amendment | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000168 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F1 · balance_after: June 30 2020, a Form 4 reporting purchases of 22,605 and 6,083 shares of common stock was filed due to an administrative error. This was a duplication of a Form 4 filed on March 12, 2020. As of June 26, 2020, the reporting person owned 193,824 shares of common stock. Read SEC document |
| March 27, 2020 Filed Mar 31, 2020 19:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 978 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000100 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 194,802 F1 · price: Grant of restricted stock units. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 13:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | PurchaseCommon Stock | 6,083 | $35.92 | $218,501.36 |
DisclosureSEC source: 0001126328-20-000095 · edgar.xml · nonDerivative · entry 2 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,824 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.83 - $36.13, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| March 10, 2020 Filed Mar 12, 2020 13:00 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | PurchaseCommon Stock | 22,065 | $35.41 | $781,321.65 |
DisclosureSEC source: 0001126328-20-000095 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,741 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.83 - $35.81, inclusive. The reporting person undertakes to provide to Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| February 27, 2020 Filed Mar 2, 2020 19:27 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 21,174 | $47.23 | $1,000,048.02 |
DisclosureSEC source: 0001126328-20-000087 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,676 Read SEC document |
| December 27, 2019 Filed Dec 31, 2019 20:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 566 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000262 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,502 F1 · price: Grant of restricted stock units. Read SEC document |
| September 27, 2019 Filed Oct 1, 2019 19:56 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 535 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000219 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,936 F1 · price: Grant of restricted stock units. Read SEC document |
| June 28, 2019 Filed Jul 2, 2019 20:53 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000181 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 143,401 F1 · price: Grant of restricted stock units. F2 · balance_after: Corrects prior inadvertent administrative error. Read SEC document |
| May 21, 2019 Filed May 23, 2019 19:16 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000159 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,867 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2019 Filed Apr 2, 2019 21:05 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 557 | $48.10 | $26,791.70 |
DisclosureSEC source: 0001126328-19-000115 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,885 Read SEC document |
| March 29, 2019 Filed Apr 5, 2019 21:00 UTC Amendment | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000133 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,885 F1 · price: Grant of restricted stock units. F2 · price: Amendment filed to correct previously reported acquisition price. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 21:45 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 634 | $48.10 | $30,495.40 |
DisclosureSEC source: 0001126328-19-000004 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,328 Read SEC document |
| December 28, 2018 Filed Apr 5, 2019 20:59 UTC Amendment | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 634 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-19-000132 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,328 F1 · price: Grant of restricted stock units. F2 · price: Amendment filed to correct previously reported acquisition price. Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 21:22 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | PurchaseCommon Stock | 25,000 | $48.10 | $1,202,500.00 |
DisclosureSEC source: 0001126328-18-000279 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,694 Read SEC document |
| September 28, 2018 Filed Oct 2, 2018 20:15 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 458 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000251 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,694 F1 · price: Grant of restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 3, 2018 20:44 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 493 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000194 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,236 F1 · price: Grant of restricted stock units. Read SEC document |
| May 22, 2018 Filed May 23, 2018 20:41 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000163 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,743 F1 · price: Grant of restricted stock units. Read SEC document |
| March 29, 2018 Filed Apr 2, 2018 20:37 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 394 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000122 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,991 F1 · price: Grant of restricted stock units. Read SEC document |
| December 28, 2017 Filed Jan 2, 2018 22:29 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 321 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-18-000004 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,597 F1 · price: Grant of restricted stock units. Read SEC document |
| September 29, 2017 Filed Oct 3, 2017 19:32 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 339 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000229 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,276 F1 · price: Grant of restricted stock units. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:07 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 331 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000175 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,937 F1 · price: Grant of restricted stock units. Read SEC document |
| May 16, 2017 Filed May 18, 2017 14:20 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 2,032 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000134 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,606 F1 · price: Grant of restricted stock units. Read SEC document |
| March 31, 2017 Filed Apr 4, 2017 19:12 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 312 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-17-000089 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,574 F1 · price: Grant of restricted stock units. Read SEC document |
| December 27, 2016 Filed Dec 29, 2016 21:45 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 318 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000640 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,262 F1 · price: Grant of restricted stock units. Read SEC document |
| September 30, 2016 Filed Oct 4, 2016 20:17 UTC | PRINCIPAL FINANCIAL GROUP INC PFG · Entity 3209 | GrantCommon Stock | 342 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-16-000564 · edgar.xml · nonDerivative · entry 1 GELATT DANIEL · CIK 0001166856 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,944 F1 · price: Grant of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.