Last 12 months
Inside the activity.
1 purchase rows · 12 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 4 |
| Feb 2026 | 1 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 4 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2021 Filed Mar 9, 2021 23:33 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 64,330 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000112 · edgar.xml · derivative · entry 4 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,330 Underlying: Common Stock · 64,330 shares Expires 2031-03-05 F5 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:33 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 4,218 | $56.58 | $238,654.44 |
DisclosureSEC source: 0001126328-21-000112 · edgar.xml · nonDerivative · entry 3 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 51,599 F4 · price: Grant of restricted stock units F3 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:33 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
Tax withholdingCommon Stock | 1,162 | $56.58 | $65,745.96 |
DisclosureSEC source: 0001126328-21-000112 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 47,381 F2 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F3 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 16,655 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · derivative · entry 3 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,655 Underlying: Common Stock · 16,655 shares Expires 2031-03-05 F4 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 2,224 | $56.58 | $125,833.92 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · nonDerivative · entry 2 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,087 F3 · price: Grant of restricted stock units F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:32 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,650 | $56.58 | $149,937.00 |
DisclosureSEC source: 0001126328-21-000110 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,863 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:29 UTC |
Kay Kathleen BChief Information Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 24,125 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000108 · edgar.xml · derivative · entry 2 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,125 Underlying: Common Stock · 24,125 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:29 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 3,221 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000108 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,819 F1 · price: Grant of restricted stock units Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:29 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 271,220 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000107 · edgar.xml · derivative · entry 4 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,220 Underlying: Common Stock · 271,220 shares Expires 2031-03-05 F3 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 9, 2021 23:25 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 45,265 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000105 · edgar.xml · derivative · entry 3 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,265 Underlying: Common Stock · 45,265 shares Expires 2031-03-05 F2 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 19:27 UTC Amendment |
LITTLEFIELD CHRISTOPHER JEVP, General Counsel
|
GrantEmployee Stock Options (Right to Buy) · Derivative | 31,550 | $0.00 Strike: $58.68 | $0.00 |
DisclosureSEC source: 0001126328-21-000116 · edgar.xml · derivative · entry 2 LITTLEFIELD CHRISTOPHER J · CIK 0001180573 · EVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,550 Underlying: Common Stock · 31,550 shares Expires 2031-03-05 F2 · date: This footnote corrects erroneous inforrmation from the previous filing. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning March 5, 2022. Read SEC document |
| March 05, 2021 Filed Mar 10, 2021 20:34 UTC |
Beams Mary E.Director
|
GrantCommon Stock | 648 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000117 · edgar.xml · nonDerivative · entry 1 BEAMS MALIZ E · CIK 0001255283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 648 F1 · price: Grant of restricted stock units. Read SEC document |
| February 26, 2021 Filed Mar 2, 2021 16:47 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
SaleCommon Stock | 3,496 | $57.15 | $199,796.40 |
DisclosureSEC source: 0001126328-21-000104 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,631 F1 · kind: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 24, 2019. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.09 to $57.28, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F3 · balance_after: Includes 1,367 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 25, 2021 Filed Mar 1, 2021 20:06 UTC |
Dunbar Timothy MarkRetired Officer
|
SaleCommon Stock | 10,000 | $60.40 | $604,000.00 |
DisclosureSEC source: 0001126328-21-000100 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,584 F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.24 to $60.49, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F2 · balance_after: Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:45 UTC |
Valdes Luis E.Pres - Int'l Asset Mgmt&Accum
|
GrantCommon Stock | 4,189 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000099 · edgar.xml · nonDerivative · entry 1 Valdes Luis E. · CIK 0001543399 · Pres - Int'l Asset Mgmt&Accum 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,062 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:40 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 534 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000097 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,343 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:37 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantCommon Stock | 17,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000096 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,959 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:42 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 3,496 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000098 · edgar.xml · nonDerivative · entry 1 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,127 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 1,367 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:24 UTC |
Halter Patrick GregoryPres-Principal Global Asset Mg
|
GrantCommon Stock | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000095 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Pres-Principal Global Asset Mg 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,745 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 17:15 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 2,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000094 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,739 F1 · price: Settlement of performance-based restricted stock units granted February 26, 2018. F2 · balance_after: Includes 6,651 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 18:22 UTC |
LAWLER JULIA MRetired Officer
|
SaleCommon Stock | 3,000 | $59.85 | $179,550.00 |
DisclosureSEC source: 0001126328-21-000093 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,610 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.83 to $59.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 7 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 6 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 2,470 | $0.00 Strike: $44.88 | $0.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · derivative · entry 5 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,470 shares Expires 2021-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
SaleCommon Stock | 7,410 | $53.93 | $399,621.30 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 3 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,610 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.93 to $53.96, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
Exercise / conversionCommon Stock | 7,410 | $44.88 | $332,560.80 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 18:55 UTC |
LAWLER JULIA MRetired Officer
|
SaleCommon Stock | 1,000 | $53.93 | $53,930.00 |
DisclosureSEC source: 0001126328-21-000010 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,610 F1 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:20 UTC |
Dunbar Timothy MarkRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,709 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-21-000002 · edgar.xml · derivative · entry 6 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,709 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:20 UTC |
Dunbar Timothy MarkRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,708 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-21-000002 · edgar.xml · derivative · entry 5 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,708 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:20 UTC |
Dunbar Timothy MarkRetired Officer
|
Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 3,708 | $0.00 Strike: $34.26 | $0.00 |
DisclosureSEC source: 0001126328-21-000002 · edgar.xml · derivative · entry 4 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,708 shares Expires 2021-02-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:20 UTC |
Dunbar Timothy MarkRetired Officer
|
SaleCommon Stock | 11,125 | $51.11 | $568,598.75 |
DisclosureSEC source: 0001126328-21-000002 · edgar.xml · nonDerivative · entry 2 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,884 F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.04 to $51.18, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. F1 · balance_after: Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| February 03, 2021 Filed Feb 5, 2021 21:20 UTC |
Dunbar Timothy MarkRetired Officer
|
Exercise / conversionCommon Stock | 11,125 | $34.26 | $381,142.50 |
DisclosureSEC source: 0001126328-21-000002 · edgar.xml · nonDerivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · Retired Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,009 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 3,678 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 18:31 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 1,000 | $50.00 | $50,000.00 |
DisclosureSEC source: 0001126328-21-000001 · edgar.xml · nonDerivative · entry 2 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,610 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| January 06, 2021 Filed Jan 8, 2021 18:31 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
SaleCommon Stock | 94 | $51.10 | $4,803.40 |
DisclosureSEC source: 0001126328-21-000001 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,610 F1 · kind: Effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 1, 2020. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 29, 2020 Filed Feb 8, 2021 20:30 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GiftCommon Stock | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-21-000009 · edgar.xml · nonDerivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,898 F1 · shares: On December 29, 2020, the reporting person transferred 125,000 shares of Principal Financial Group, Inc. common stock to a family trust of which the reporting person is trustee. The reporting person and members of his immediate family are the sole beneficiaries of the trust. F2 · balance_after: Includes 5,238 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:27 UTC |
STRABLE-SOETHOUT DEANNA DEVP & Chief Financial Officer
|
GrantCommon Stock | 137 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000241 · edgar.xml · nonDerivative · entry 2 STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 48,543 F2 · balance_after: Includes 1,387 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:20 UTC |
Schaaf Renee V.President - RIS
|
GrantCommon Stock | 31 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000240 · edgar.xml · nonDerivative · entry 1 Schaaf Renee V. · CIK 0001770198 · President - RIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,809 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,980 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:19 UTC |
Kay Kathleen BChief Information Officer
|
GrantCommon Stock | 176 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000239 · edgar.xml · nonDerivative · entry 1 Kay Kathleen B · CIK 0001751660 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:17 UTC |
Houston Daniel JosephDirector · Chairman, President & CEO
|
GrantPhantom Stock Units · Derivative | 19 | $47.50 | $902.50 |
DisclosureSEC source: 0001126328-20-000238 · edgar.xml · derivative · entry 1 Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,627 Underlying: Common Stock · 19 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:16 UTC |
Halter Patrick GregoryChief Executive Officer, PGI
|
GrantCommon Stock | 78 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000237 · edgar.xml · nonDerivative · entry 1 Halter Patrick Gregory · CIK 0001579709 · Chief Executive Officer, PGI 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,202 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,080 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:14 UTC |
Friedrich Amy ChristinePresident - USIS
|
GrantCommon Stock | 181 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000236 · edgar.xml · nonDerivative · entry 1 Friedrich Amy Christine · CIK 0001707433 · President - USIS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,499 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 6,651 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:12 UTC |
Dunbar Timothy MarkPresident - Global Asset Mgmt
|
GrantPhantom Stock Units · Derivative | 101 | $47.50 | $4,797.50 |
DisclosureSEC source: 0001126328-20-000235 · edgar.xml · derivative · entry 1 Dunbar Timothy Mark · CIK 0001565742 · President - Global Asset Mgmt 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,664 Underlying: Common Stock · 101 shares Expires not disclosed F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F2 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:04 UTC |
LAWLER JULIA MEVP & Chief Risk Officer
|
GrantCommon Stock | 86 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000233 · edgar.xml · nonDerivative · entry 1 LAWLER JULIA M · CIK 0001213419 · EVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,704 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 1,012 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 20:10 UTC |
McCullum Kenneth A.SVP & Chief Risk Officer
|
GrantCommon Stock | 220 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000234 · edgar.xml · nonDerivative · entry 1 McCullum Kenneth A. · CIK 0001830834 · SVP & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,513 F1 · price: Grant of restricted stock units. F2 · balance_after: Includes 2,628 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:58 UTC |
Tallett Elizabeth EDirector
|
GrantPhantom Stock Units · Derivative | 93 | $47.50 | $4,417.50 |
DisclosureSEC source: 0001126328-20-000232 · edgar.xml · derivative · entry 2 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,978 Underlying: Common Stock · 93 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:58 UTC |
Tallett Elizabeth EDirector
|
GrantCommon Stock | 752 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000232 · edgar.xml · nonDerivative · entry 1 Tallett Elizabeth E · CIK 0001192460 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,636 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:56 UTC |
Pickerell BlairDirector
|
GrantCommon Stock | 227 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000230 · edgar.xml · nonDerivative · entry 1 Pickerell Blair · CIK 0001315141 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,464 Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:57 UTC |
Richer Clare StackDirector
|
GrantCommon Stock | 50 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000231 · edgar.xml · nonDerivative · entry 1 Richer Clare Stack · CIK 0001451084 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,305 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:55 UTC |
Nordin Diane CDirector
|
GrantCommon Stock | 146 | $0.00 | $0.00 |
DisclosureSEC source: 0001126328-20-000229 · edgar.xml · nonDerivative · entry 1 Nordin Diane C · CIK 0001369224 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,494 F1 · price: Grant of restricted stock units. Read SEC document |
| December 21, 2020 Filed Dec 23, 2020 19:52 UTC |
Mills ScottDirector
|
GrantPhantom Stock Units · Derivative | 95 | $47.50 | $4,512.50 |
DisclosureSEC source: 0001126328-20-000228 · edgar.xml · derivative · entry 2 Mills Scott · CIK 0001559855 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,317 Underlying: Common Stock · 95 shares Expires not disclosed F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis. F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.