PFG

SEC source: 0001062993-22-024338 · form4.xml · nonDerivative · entry 1

Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,833

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 349 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

SEC source: 0001062993-22-024340 · form4.xml · derivative · entry 5

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,748

Underlying: Common Stock · 13 shares

Expires not disclosed

F5 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F6 · derivative.exercise_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.

F6 · derivative.expiration_date: Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.

SEC source: 0001062993-22-024340 · form4.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,988

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 6,526 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

SEC source: 0001062993-22-024334 · form4.xml · nonDerivative · entry 1

Friedrich Amy Christine · CIK 0001707433 · President - USIS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,794

F1 · price: Grant of restricted stock units.

F2 · balance_after: Includes 8,044 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

SEC source: 0001062993-22-024332 · form4.xml · nonDerivative · entry 1

Kay Kathleen B · CIK 0001751660 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,092

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024318 · form4.xml · nonDerivative · entry 1

Nordin Diane C · CIK 0001369224 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,472

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024316 · form4.xml · nonDerivative · entry 1

RIVERA ALFREDO · CIK 0001676976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,185

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024314 · form4.xml · nonDerivative · entry 1

Richer Clare Stack · CIK 0001451084 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,697

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024312 · form4.xml · nonDerivative · entry 1

Pickerell Blair · CIK 0001315141 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,983

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024310 · form4.xml · nonDerivative · entry 1

Muruzabal Claudio · CIK 0001872135 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,521

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024307 · form4.xml · nonDerivative · entry 1

Mitchell H Elizabeth · CIK 0001295482 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,434

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024305 · form4.xml · derivative · entry 2

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,450

Underlying: Common Stock · 96 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and will be settled on the reporting person's retirement.

SEC source: 0001062993-22-024305 · form4.xml · nonDerivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,723

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024303 · form4.xml · derivative · entry 2

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,525

Underlying: Common Stock · 149 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

SEC source: 0001062993-22-024303 · form4.xml · nonDerivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,441

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024299 · form4.xml · derivative · entry 2

DAN MICHAEL T · CIK 0001246392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,364

Underlying: Common Stock · 106 shares

Expires not disclosed

F2 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F3 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

SEC source: 0001062993-22-024299 · form4.xml · nonDerivative · entry 1

DAN MICHAEL T · CIK 0001246392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,614

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024297 · form4.xml · nonDerivative · entry 1

CARTER MILLER JOYCELYN · CIK 0001166855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,552

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024295 · form4.xml · nonDerivative · entry 1

BEAMS MALIZ E · CIK 0001255283 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,759

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-024293 · form4.xml · nonDerivative · entry 1

Auerbach Jonathan · CIK 0001643693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,867

F1 · price: Grant of restricted stock units.

SEC source: 0001062993-22-023798 · form4.xml · derivative · entry 10

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,990 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023798 · form4.xml · derivative · entry 9

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 133,990 shares

Expires 2030-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023798 · form4.xml · derivative · entry 8

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,890 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023798 · form4.xml · nonDerivative · entry 4

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,661

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.95 to $89.65, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023798 · form4.xml · nonDerivative · entry 3

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,951

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.95 to $88.94, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023798 · form4.xml · nonDerivative · entry 2

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,531

SEC source: 0001062993-22-023798 · form4.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,551

SEC source: 0001062993-22-023791 · form4.xml · derivative · entry 1

DAN MICHAEL T · CIK 0001246392 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,258

Underlying: Common Stock · 326 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

SEC source: 0001062993-22-023788 · form4.xml · derivative · entry 1

HOCHSCHILD ROGER C · CIK 0001183833 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,376

Underlying: Common Stock · 795 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

SEC source: 0001062993-22-023786 · form4.xml · derivative · entry 1

Mills Scott · CIK 0001559855 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,354

Underlying: Common Stock · 703 shares

Expires not disclosed

F1 · derivative.exercise_price: The units convert to common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

F2 · derivative.expiration_date: The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.

SEC source: 0001062993-22-023740 · form4.xml · derivative · entry 10

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,890

Underlying: Common Stock · 114,360 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023740 · form4.xml · derivative · entry 9

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,250 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023740 · form4.xml · derivative · entry 8

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 116,250 shares

Expires 2029-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023740 · form4.xml · nonDerivative · entry 4

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,661

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.80 to $90.85, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023740 · form4.xml · nonDerivative · entry 3

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,763

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.72 to $90.57, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023740 · form4.xml · nonDerivative · entry 2

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,576

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.72 to $89.71, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023740 · form4.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 461,521

SEC source: 0001062993-22-023737 · form4.xml · derivative · entry 4

Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 25,992 shares

Expires 2031-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-023737 · form4.xml · nonDerivative · entry 3

Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,745

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $89.73 to $90.57, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023737 · form4.xml · nonDerivative · entry 2

Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,467

F1 · shares: Pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.71 to $89.70, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-023737 · form4.xml · nonDerivative · entry 1

Halter Patrick Gregory · CIK 0001579709 · President and CEO - PAM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,737

SEC source: 0001062993-22-021337 · form4.xml · derivative · entry 6

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-021337 · form4.xml · derivative · entry 5

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-021337 · form4.xml · derivative · entry 4

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,530 shares

Expires 2024-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001062993-22-021337 · form4.xml · nonDerivative · entry 2

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,903

F1 · shares: The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 20, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.58, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F3 · balance_after: Includes 341 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

SEC source: 0001062993-22-021337 · form4.xml · nonDerivative · entry 1

STRABLE-SOETHOUT DEANNA D · CIK 0001278726 · EVP & Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,493

SEC source: 0001062993-22-021024 · form4.xml · nonDerivative · entry 1

HELTON SANDRA L · CIK 0001166857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,747

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.03, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-021005 · form4.xml · nonDerivative · entry 1

HELTON SANDRA L · CIK 0001166857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,245

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.24, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

SEC source: 0001062993-22-021022 · form4a.xml · nonDerivative · entry 1

HELTON SANDRA L · CIK 0001166857 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,747

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.00 to $80.24, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

F2 · balance_after: Amendment filed to correct a prior inadvertent administrative error in Box 5 as shown on report filed 8/18/22 and subsequent filings, being corrected now.

SEC source: 0001062993-22-020620 · form4.xml · derivative · entry 19

Houston Daniel Joseph · CIK 0001326278 · Director · Chairman, President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,180 shares

Expires 2026-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.