Last 12 months
Inside the activity.
0 purchase rows · 34 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 5 |
| May 2026 | 0 | 10 |
| Jun 2026 | 0 | 10 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 3 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 05, 2021 Filed Apr 8, 2021 21:30 UTC |
Pacheco Jack AEVP, COO, Pres SMART Mem
|
Tax withholdingOrdinary Shares | 515 | $48.55 | $25,003.25 |
DisclosureSEC source: 0000950103-21-005387 · dp149232_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,291 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
| April 01, 2021 Filed Apr 9, 2021 01:32 UTC |
Kuykendall AnneVP, General Counsel
|
GrantOrdinary Shares | 19,556 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-005388 · dp149231_4-kuykendall.xml · nonDerivative · entry 1 Kuykendall Anne · CIK 0001855880 · VP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,556 F1 · shares: Represents restricted stock units ("RSUs") that will vest as follows subject to the Reporting Person's continued service through each vesting date: (i) 25% of the RSUs on April 20, 2022 and (ii) the remainder in equal quarterly installments thereafter each equal to 6.25% of the number of RSUs in the original award, with the vesting dates occurring on the 20th day of each July, October, January and April until the total number of RSUs in the award has vested. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:53 UTC |
Pacheco Jack AEVP, CFO, COO, Pres SMART Mem
|
SaleOrdinary Shares | 400 | $46.89 | $18,755.00 |
DisclosureSEC source: 0000950103-21-004483 · dp148245_4-pacheco.xml · nonDerivative · entry 2 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,806 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.77 to $47.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 22, 2021 Filed Mar 23, 2021 20:53 UTC |
Pacheco Jack AEVP, CFO, COO, Pres SMART Mem
|
SaleOrdinary Shares | 3,350 | $46.17 | $154,678.88 |
DisclosureSEC source: 0000950103-21-004483 · dp148245_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,206 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.67 to $46.62. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:40 UTC |
Kim KiWanEVP & Pres. EM
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-004524 · dp148325_4-kim.xml · derivative · entry 4 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Ordinary Shares · 12,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:40 UTC |
Kim KiWanEVP & Pres. EM
|
SaleOrdinary Shares | 1,539 | $46.82 | $72,048.75 |
DisclosureSEC source: 0000950103-21-004524 · dp148325_4-kim.xml · nonDerivative · entry 3 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,750 F2 · price: This transaction was executed in multiple trades at prices ranging from $46.63 to $47.01. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:40 UTC |
Kim KiWanEVP & Pres. EM
|
SaleOrdinary Shares | 10,961 | $46.14 | $505,691.22 |
DisclosureSEC source: 0000950103-21-004524 · dp148325_4-kim.xml · nonDerivative · entry 2 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,289 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.62 to $46.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 22, 2021 Filed Mar 24, 2021 21:40 UTC |
Kim KiWanEVP & Pres. EM
|
Exercise / conversionOrdinary Shares | 12,500 | $21.55 | $269,375.00 |
DisclosureSEC source: 0000950103-21-004524 · dp148325_4-kim.xml · nonDerivative · entry 1 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,250 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,630 Underlying: Ordinary Shares · 3,250 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC |
Marten AlanSenior Vice President
|
SaleOrdinary Shares | 3,250 | $45.95 | $149,343.35 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 F1 · price: This transaction was executed in multiple trades at prices ranging from $45.63 to $46.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 15, 2021 Filed Mar 17, 2021 17:31 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionOrdinary Shares | 3,250 | $11.55 | $37,537.50 |
DisclosureSEC source: 0000950103-21-004174 · dp147957_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,916 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:03 UTC |
Kim KiWanEVP & Pres. EM
|
SaleOrdinary Shares | 825 | $49.48 | $40,821.00 |
DisclosureSEC source: 0000950103-21-002920 · dp146701_4-kim.xml · nonDerivative · entry 2 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,750 F2 · price: This transaction was executed in multiple trades at prices ranging from $49.32 to $49.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 22, 2021 Filed Feb 24, 2021 22:03 UTC |
Kim KiWanEVP & Pres. EM
|
SaleOrdinary Shares | 3,610 | $48.90 | $176,518.53 |
DisclosureSEC source: 0000950103-21-002920 · dp146701_4-kim.xml · nonDerivative · entry 1 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,575 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.32 to $49.27. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 3,242 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,880 Underlying: Ordinary Shares · 3,242 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC |
Marten AlanSenior Vice President
|
SaleOrdinary Shares | 3,242 | $47.85 | $155,144.29 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 F1 · price: This transaction was executed in multiple trades at prices ranging from $47.50 to $48.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 16, 2021 Filed Feb 18, 2021 17:15 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionOrdinary Shares | 3,242 | $11.55 | $37,445.10 |
DisclosureSEC source: 0000950103-21-002508 · dp146309_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,908 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC |
Rizvi KenSVP and CFO
|
GrantOrdinary Shares | 4,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 3 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,827 F3 · shares: Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of SMART equaling or exceeding $94.34 (which is 200% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC |
Rizvi KenSVP and CFO
|
GrantOrdinary Shares | 4,985 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 2 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,842 F2 · shares: Represents a grant of 4,985 RSUs with restrictions generally lapsing and shares vesting in four equal tranches of 25% on April 20, 2022 and each of the first three anniversaries of that date, subject to (x) continued service through each vesting date, and (y) the closing price of an ordinary share of the Issuer, SMART Global Holdings, Inc. ("SMART") equaling or exceeding $70.76 (which is 150% of the closing price of an ordinary share of SMART on the grant date) for at least 60 consecutive trading days at any time during the one-year period preceding (i) that vesting date or (ii) the year preceding any subsequent annual vesting date if the price appreciation performance condition is not met in a prior year. Read SEC document |
| February 15, 2021 Filed Feb 18, 2021 02:17 UTC |
Rizvi KenSVP and CFO
|
GrantOrdinary Shares | 49,857 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002462 · dp146304_4-rizvi.xml · nonDerivative · entry 1 Rizvi Ken · CIK 0001846472 · SVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,857 F1 · shares: Represents restricted share units ("RSUs") that will vest as to 25% on 4/20/2022, and the remaining RSUs will thereafter vest in equal quarterly installments over the subsequent three years. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:56 UTC |
PATEL MUKESHDirector
|
GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002435 · dp146211_4-patel.xml · nonDerivative · entry 1 PATEL MUKESH · CIK 0001008034 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,763 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:54 UTC |
Ingram BryanDirector
|
GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002434 · dp146212_4-ingram.xml · nonDerivative · entry 1 Ingram Bryan · CIK 0001469468 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,778 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 18:48 UTC |
FURR RANDY WDirector
|
GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002431 · dp146215_4-furr.xml · nonDerivative · entry 1 FURR RANDY W · CIK 0001245699 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,830 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:50 UTC |
NAYYAR SANDEEPDirector
|
GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002432 · dp146214_4-nayyar.xml · nonDerivative · entry 1 NAYYAR SANDEEP · CIK 0001230307 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,236 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 23:51 UTC |
Straub Maximiliane CDirector
|
GrantOrdinary Shares | 2,543 | $0.00 | $0.00 |
DisclosureSEC source: 0000950103-21-002433 · dp146213_4-straub.xml · nonDerivative · entry 1 Straub Maximiliane C · CIK 0001696393 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,001 F1 · shares: 100% of the RSUs vest on February 12, 2022. F2 · balance_after: Includes Restricted Stock Units. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:31 UTC |
Kim KiWanEVP & Pres. EM
|
Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 12,500 | $0.00 Strike: $21.55 | $0.00 |
DisclosureSEC source: 0000950103-21-002103 · dp145964_4-kim.xml · derivative · entry 3 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,500 Underlying: Ordinary Shares · 12,500 shares Expires 2029-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on 1/22/2020, and the remaining shares will vest monthly and become exercisable over four years. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:31 UTC |
Kim KiWanEVP & Pres. EM
|
SaleOrdinary Shares | 12,500 | $42.91 | $536,393.75 |
DisclosureSEC source: 0000950103-21-002103 · dp145964_4-kim.xml · nonDerivative · entry 2 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,185 F1 · price: This transaction was executed in multiple trades at prices ranging from $41.61 to $42.43. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 08, 2021 Filed Feb 10, 2021 22:31 UTC |
Kim KiWanEVP & Pres. EM
|
Exercise / conversionOrdinary Shares | 12,500 | $21.55 | $269,375.00 |
DisclosureSEC source: 0000950103-21-002103 · dp145964_4-kim.xml · nonDerivative · entry 1 Kim KiWan · CIK 0001707037 · EVP & Pres. EM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,685 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:53 UTC |
SHAH AJAYDirector · Executive Chairman
|
GiftOrdinary Shares | 5,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002988 · doc4.xml · nonDerivative · entry 3 SHAH AJAY · CIK 0001008036 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 542,185 F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family. F3 · ownership.nature: These securities are held through trusts for the benefit of Mr. Shah and his family. F11 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, that Mr. Shah is the beneficial owner of any equity securities in excess of his pecuniary interest, and Mr. Shah disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein, if any. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:53 UTC |
SHAH AJAYDirector · Executive Chairman
|
GiftOrdinary Shares | 5,234 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-002988 · doc4.xml · nonDerivative · entry 2 SHAH AJAY · CIK 0001008036 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,813 F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family. F2 · ownership.direct: These securities are held by Mr. Shah directly. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 17:53 UTC |
SHAH AJAYDirector · Executive Chairman
|
Tax withholdingOrdinary Shares | 3,078 | $41.28 | $127,059.84 |
DisclosureSEC source: 0000899243-21-002988 · doc4.xml · nonDerivative · entry 1 SHAH AJAY · CIK 0001008036 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,047 F1 · kind: Reflects shares withheld from delivery by SMART Global Holdings, Inc. (the "Issuer") in connection with the satisfaction of tax withholding obligations upon vesting of a portion of the restricted stock units granted to Mr. Shah in May 2019. No shares were sold by Mr. Shah. The shares delivered upon vesting were transferred by Mr. Shah to a trust for the benefit of Mr. Shah and his family. F2 · ownership.direct: These securities are held by Mr. Shah directly. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionEmployee Stock Options (right to buy) · Derivative | 2,800 | $0.00 Strike: $11.55 | $0.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · derivative · entry 3 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,122 Underlying: Ordinary Shares · 2,800 shares Expires 2026-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC |
Marten AlanSenior Vice President
|
SaleOrdinary Shares | 2,800 | $40.00 | $112,000.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · nonDerivative · entry 2 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,666 Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 20:12 UTC |
Marten AlanSenior Vice President
|
Exercise / conversionOrdinary Shares | 2,800 | $11.55 | $32,340.00 |
DisclosureSEC source: 0000950103-21-000791 · dp144624_4-marten.xml · nonDerivative · entry 1 Marten Alan · CIK 0001344019 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,466 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 4,411 | $40.30 | $177,763.30 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 8 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 28,738 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 3,970 | $40.30 | $159,991.00 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 7 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 33,149 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 362,256 | $40.30 | $14,598,916.80 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 6 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 2,360,179 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 326,030 | $40.30 | $13,139,009.00 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 5 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 2,722,435 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 3,930 | $40.30 | $158,379.00 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 4 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 25,610 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 3,537 | $40.30 | $142,541.10 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 3 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 29,540 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 729,403 | $40.30 | $29,394,940.90 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 2 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 4,752,228 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 17:03 UTC |
SLTA Sumeru (GP) Cayman, L.P.10% owner
Silver Lake Sumeru Fund Cayman, L.P.10% owner
SHAH AJAYDirector · Executive Chairman
|
SaleOrdinary Shares | 656,463 | $40.30 | $26,455,458.90 |
DisclosureSEC source: 0000899243-21-001174 · doc4.xml · nonDerivative · entry 1 SILVER LAKE SUMERU (OFFSHORE) AIV GP, LTD. · CIK 0001696894 · 10% owner SLTA Sumeru (GP) Cayman, L.P. · CIK 0001706811 · 10% owner Silver Lake Technology Associates Sumeru Cayman, L.P. · CIK 0001706523 · 10% owner Silver Lake Sumeru Fund Cayman, L.P. · CIK 0001706809 · 10% owner Silver Lake Technology Investors Sumeru Cayman, L.P. · CIK 0001706812 · 10% owner SHAH AJAY · CIK 0001008036 · Director · Executive Chairman Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 5,481,631 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F10 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 4,411 | $40.30 | $177,763.30 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 8 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 28,738 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 3,970 | $40.30 | $159,991.00 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 7 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors Sumeru Cayman, L.P. Disclosed balance after: 33,149 F5 · ownership.nature: These securities are directly held by Silver Lake Technology Investors Sumeru Cayman, L.P. ("SLTI Sumeru Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 362,256 | $40.30 | $14,598,916.80 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 6 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 2,360,179 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 326,030 | $40.30 | $13,139,009.00 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 5 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Sumeru Fund Cayman, L.P. Disclosed balance after: 2,722,435 F4 · ownership.nature: These securities are directly held by Silver Lake Sumeru Fund Cayman, L.P. ("SLS Cayman"). F6 · ownership.nature: Silver Lake Technology Associates Sumeru Cayman, L.P. ("SLTA Sumeru Cayman") is the general partner of SLS Cayman and SLTI Sumeru Cayman. SLTA Sumeru (GP) Cayman, L.P. ("SLTA Sumeru GP Cayman") is the general partner of SLTA Sumeru Cayman, and the general partner of SLTA Sumeru GP Cayman is Silver Lake Sumeru (Offshore) AIV GP, Ltd. ("SL Sumeru Offshore Ltd."). F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 3,930 | $40.30 | $158,379.00 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 4 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 25,610 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
|
SaleOrdinary Shares | 3,537 | $40.30 | $142,541.10 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 3 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Technology Investors III Cayman, L.P. Disclosed balance after: 29,540 F2 · ownership.nature: These securities are directly held by Silver Lake Technology Investors III Cayman, L.P. ("SLTI III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
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SaleOrdinary Shares | 729,403 | $40.30 | $29,394,940.90 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 2 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 4,752,228 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 07, 2021 Filed Jan 8, 2021 16:55 UTC |
Hao KennethDirector
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SaleOrdinary Shares | 656,463 | $40.30 | $26,455,458.90 |
DisclosureSEC source: 0000899243-21-001171 · doc4.xml · nonDerivative · entry 1 Silver Lake (Offshore) AIV GP III, Ltd. · CIK 0001487793 · 10% owner Silver Lake Technology Associates III Cayman, L.P. · CIK 0001623274 · 10% owner Silver Lake Partners III Cayman (AIV III), L.P. · CIK 0001487788 · 10% owner Silver Lake Technology Investors III Cayman, L.P. · CIK 0001487789 · 10% owner Hao Kenneth · CIK 0001415357 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held through Silver Lake Partners III Cayman (AIV III), L.P. Disclosed balance after: 5,481,631 F1 · ownership.nature: These securities are directly held by Silver Lake Partners III Cayman (AIV III), L.P. ("SLP III Cayman"). F3 · ownership.nature: Silver Lake Technology Associates III Cayman, L.P. ("SLTA III Cayman") is the general partner of SLP III Cayman and SLTI III Cayman. Silver Lake (Offshore) AIV GP III, Ltd. is the general partner of SLTA III Cayman. F7 · ownership.nature: Messrs. Kenneth Hao and Ajay Shah each serves as a director of the Issuer, and Mr. Shah serves as Executive Chairman of the Board, and also each serves as a director of SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. and each may be deemed to beneficially own any securities beneficially owned by SL Sumeru Offshore Ltd. and/or Silver Lake (Offshore) AIV GP III, Ltd. but each disclaims beneficial ownership of such securities, except to the extent of his respective pecuniary interest therein. F8 · ownership.nature: This filing shall not be deemed an admission that for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, that the Reporting Persons are the beneficial owners of any equity securities in excess of their respective pecuniary interests, and each Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein, if any. Read SEC document |
| January 05, 2021 Filed Jan 7, 2021 17:16 UTC |
Pacheco Jack AEVP, CFO, COO, Pres SMART Mem
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Tax withholdingOrdinary Shares | 616 | $38.64 | $23,802.24 |
DisclosureSEC source: 0000950103-21-000209 · dp144018_4-pacheco.xml · nonDerivative · entry 1 Pacheco Jack A · CIK 0001344018 · EVP, CFO, COO, Pres SMART Mem 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,556 F1 · shares: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted stock units. No shares were sold. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.