Tapewire

Nasdaq · USD

PENG

Penguin Solutions, Inc.

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Tapewire entity
4377
SEC CIK
0001616533
Parsed reports
444

Last 12 months

Inside the activity.

0 purchase rows · 34 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202603
Mar 202601
Apr 202605
May 2026010
Jun 2026010
Jul 202602
Aug 202603
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2023 Filed Jun 22, 2023 18:41 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001140361-23-031012 · form4.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 70,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vested and became exercisable over three years beginning January 1, 2020.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:41 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001140361-23-031012 · form4.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:41 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 7,500 $27.00 $202,506.00
Disclosure

SEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,511

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $26.83 to $27.20. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

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June 20, 2023 Filed Jun 22, 2023 18:41 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 5,000 $10.78 $53,900.00
Disclosure

SEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 213,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 20, 2023 Filed Jun 22, 2023 18:41 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0001140361-23-031012 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pellegrino ThierrySVP, Pres, IPS
SaleOrdinary Shares 3,029 $25.00 $75,725.00
Disclosure

SEC source: 0001140361-23-030088 · form4.xml · nonDerivative · entry 1

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 71,922

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $10.78 $0.00
Disclosure

SEC source: 0001140361-23-030087 · form4.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2029-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

F4 · derivative.exercise_date: The option vested and became exercisable as to 25% on January 1, 2020, and the remaining shares vest monthly and become exercisable over three years beginning January 1, 2020.

F5 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $9.20 $0.00
Disclosure

SEC source: 0001140361-23-030087 · form4.xml · derivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 102,500

Underlying: Ordinary Shares · 10,000 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 15,000 $25.00 $375,006.00
Disclosure

SEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,511

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.00 to $25.01. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 5,000 $10.78 $53,900.00
Disclosure

SEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 220,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 16:45 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 10,000 $9.20 $91,950.00
Disclosure

SEC source: 0001140361-23-030087 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 215,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,500 $9.20 Strike: $9.20 $22,987.50
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · derivative · entry 6

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Ordinary Shares · 2,500 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

Read SEC document
May 22, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 2,500 $20.00 $50,000.00
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 4

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,511

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

Read SEC document
May 22, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 2,500 $9.20 $22,987.50
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 3

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 208,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 5,000 $9.20 Strike: $9.20 $45,975.00
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · derivative · entry 5

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Ordinary Shares · 5,000 shares

Expires 2030-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

F2 · derivative.exercise_date: The option vested and became exercisable as to 25% on March 12, 2021, and the remaining shares vest monthly and become exercisable over three years beginning March 12, 2021.

F3 · balance_after: On February 1, 2022, the Issuer paid a share dividend of one (1) ordinary share for every one (1) ordinary share owned to shareholders of record as of January 25, 2022. The numbers in this Form 4 have been adjusted for the share dividend, which was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 thereunder.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
SaleOrdinary Shares 5,000 $20.00 $100,000.00
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 205,511

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on January 13, 2023.

Read SEC document
May 19, 2023 Filed May 23, 2023 21:04 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Exercise / conversionOrdinary Shares 5,000 $9.20 $45,975.00
Disclosure

SEC source: 0001140361-23-026317 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 210,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:05 UTC
Pellegrino ThierrySVP, Pres, IPS
SaleOrdinary Shares 2,764 $15.98 $44,165.13
Disclosure

SEC source: 0001140361-23-019970 · form4.xml · nonDerivative · entry 2

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,951

F2 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person on October 11, 2022.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.81 to $16.11, inclusive. The reporting persons undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:05 UTC
Pellegrino ThierrySVP, Pres, IPS
Tax withholdingOrdinary Shares 2,452 $16.35 $40,090.20
Disclosure

SEC source: 0001140361-23-019970 · form4.xml · nonDerivative · entry 1

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,715

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:03 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 1,384 $16.35 $22,628.40
Disclosure

SEC source: 0001140361-23-019969 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 205,511

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 24, 2023 21:03 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 4,954 $16.35 $80,997.90
Disclosure

SEC source: 0001140361-23-019969 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,895

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:54 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 4,287 $16.35 $70,092.45
Disclosure

SEC source: 0001140361-23-019965 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,045

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:54 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 13,945 $16.35 $228,000.75
Disclosure

SEC source: 0001140361-23-019965 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 819,332

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:56 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,080 $16.35 $34,008.00
Disclosure

SEC source: 0001140361-23-019966 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,273

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:50 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 4,781 $16.35 $78,169.35
Disclosure

SEC source: 0001140361-23-019963 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,714

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
April 20, 2023 Filed Apr 25, 2023 00:48 UTC
Kuykendall AnneVP, General Counsel
Tax withholdingOrdinary Shares 1,542 $16.35 $25,211.70
Disclosure

SEC source: 0001140361-23-019962 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · VP, General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,820

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 20:20 UTC
Ingram BryanDirector
GrantOrdinary Shares 8,417 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007086 · form4.xml · nonDerivative · entry 1

Ingram Bryan · CIK 0001469468 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,277

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 10, 2023 Filed Feb 14, 2023 20:20 UTC
FURR RANDY WDirector
GrantOrdinary Shares 8,417 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007085 · form4.xml · nonDerivative · entry 1

FURR RANDY W · CIK 0001245699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,381

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:20 UTC GrantOrdinary Shares 8,417 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007088 · form4.xml · nonDerivative · entry 1

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,417

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:20 UTC GrantOrdinary Shares 8,417 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007089 · form4.xml · nonDerivative · entry 1

NAYYAR SANDEEP · CIK 0001230307 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,193

F1 · shares: Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 10, 2023 Filed Feb 15, 2023 01:20 UTC GrantOrdinary Shares 8,417 $0.00 $0.00
Disclosure

SEC source: 0001140361-23-007087 · form4.xml · nonDerivative · entry 1

Straub Maximiliane C · CIK 0001696393 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,723

F1 · shares: . Represents a restricted stock unit award that is scheduled to vest in full on the earlier of February 10, 2024 or the date of the annual meeting of the shareholders at which the reporting person's term expires, subject to the reporting person's continued service through the vesting date.

Read SEC document
February 02, 2023 Filed Feb 2, 2023 23:53 UTC GiftOrdinary Shares 1,348 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-001732 · doc1.xml · nonDerivative · entry 5

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 4,584

F2 · ownership.direct: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees.

F2 · ownership.nature: Shares held by the 2001 Herscher Family Trust U/A/D 6/14/2001, for which the Reporting Person and her spouse serve as co-trustees.

Read SEC document
February 02, 2023 Filed Feb 2, 2023 23:53 UTC GiftOrdinary Shares 1,348 $0.00 $0.00
Disclosure

SEC source: 0001567619-23-001732 · doc1.xml · nonDerivative · entry 4

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:53 UTC SaleOrdinary Shares 900 $16.67 $15,003.00
Disclosure

SEC source: 0001567619-23-001732 · doc1.xml · nonDerivative · entry 3

HERSCHER PENNY · CIK 0001232019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,348

F1 · kind: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 18:08 UTC
Pellegrino ThierrySVP, Pres, IPS
SaleOrdinary Shares 2,764 $16.62 $45,937.68
Disclosure

SEC source: 0001140361-23-002597 · form4.xml · nonDerivative · entry 2

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,167

F2 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 18:08 UTC
Pellegrino ThierrySVP, Pres, IPS
Tax withholdingOrdinary Shares 2,798 $16.54 $46,278.92
Disclosure

SEC source: 0001140361-23-002597 · form4.xml · nonDerivative · entry 1

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,931

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

Read SEC document
January 20, 2023 Filed Jan 24, 2023 18:08 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 2,580 $16.54 $42,673.20
Disclosure

SEC source: 0001140361-23-002601 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,849

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2023 Filed Jan 24, 2023 23:08 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 4,287 $16.54 $70,906.98
Disclosure

SEC source: 0001140361-23-002598 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 833,277

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2023 Filed Jan 24, 2023 23:08 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 14,305 $16.54 $236,604.70
Disclosure

SEC source: 0001140361-23-002598 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 837,564

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

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January 20, 2023 Filed Jan 24, 2023 23:09 UTC
Kuykendall AnneVP, General Counsel
Tax withholdingOrdinary Shares 1,817 $16.54 $30,053.18
Disclosure

SEC source: 0001140361-23-002602 · form4.xml · nonDerivative · entry 1

Kuykendall Anne · CIK 0001855880 · VP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,362

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2023 Filed Jan 24, 2023 23:08 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,456 $16.54 $40,622.24
Disclosure

SEC source: 0001140361-23-002600 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,353

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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January 20, 2023 Filed Jan 24, 2023 23:08 UTC
Rizvi KenSVP and CFO
Tax withholdingOrdinary Shares 5,061 $16.54 $83,708.94
Disclosure

SEC source: 0001140361-23-002599 · form4.xml · nonDerivative · entry 1

Rizvi Ken · CIK 0001846472 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,495

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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November 15, 2022 Filed Nov 17, 2022 18:40 UTC
Pellegrino ThierrySVP, Pres, IPS
SaleOrdinary Shares 8,426 $17.23 $145,161.44
Disclosure

SEC source: 0001567619-22-020579 · doc1.xml · nonDerivative · entry 1

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,729

F1 · shares: The transactions reported herein were effected pursuant to a previously established Rule 10b5-1 Plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.01 to $17.58, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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October 20, 2022 Filed Oct 24, 2022 21:12 UTC
Pellegrino ThierrySVP, Pres, IPS
Tax withholdingOrdinary Shares 2,865 $13.00 $37,245.00
Disclosure

SEC source: 0001140361-22-038271 · form4.xml · nonDerivative · entry 1

Pellegrino Thierry · CIK 0001855572 · SVP, Pres, IPS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,155

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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October 20, 2022 Filed Oct 24, 2022 21:12 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 1,984 $13.00 $25,792.00
Disclosure

SEC source: 0001140361-22-038275 · form4.xml · nonDerivative · entry 2

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 214,429

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share units. No shares were sold.

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October 20, 2022 Filed Oct 24, 2022 21:12 UTC
Pacheco Jack AEVP, COO, Pres, Mem Solutions
Tax withholdingOrdinary Shares 7,918 $13.00 $102,934.00
Disclosure

SEC source: 0001140361-22-038275 · form4.xml · nonDerivative · entry 1

Pacheco Jack A · CIK 0001344018 · EVP, COO, Pres, Mem Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216,413

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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October 20, 2022 Filed Oct 25, 2022 01:12 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 92,964 $13.00 $1,208,532.00
Disclosure

SEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 3

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 851,869

F3 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of performance share awards. No shares were sold.

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October 20, 2022 Filed Oct 25, 2022 01:12 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 10,456 $13.00 $135,928.00
Disclosure

SEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 2

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 944,833

F2 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

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October 20, 2022 Filed Oct 25, 2022 01:12 UTC
Adams MarkDirector · President and CEO
Tax withholdingOrdinary Shares 13,945 $13.00 $181,285.00
Disclosure

SEC source: 0001140361-22-038273 · form4.xml · nonDerivative · entry 1

Adams Mark · CIK 0001349123 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,289

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share awards. No shares were sold.

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October 20, 2022 Filed Oct 25, 2022 01:12 UTC
Clark Joseph GatesPresident, LED Solutions
Tax withholdingOrdinary Shares 2,097 $13.00 $27,261.00
Disclosure

SEC source: 0001140361-22-038274 · form4.xml · nonDerivative · entry 1

Clark Joseph Gates · CIK 0001944970 · President, LED Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,809

F1 · kind: Reflects shares surrendered to the Issuer to satisfy tax withholding obligations in connection with vesting of restricted share units. No shares were sold.

F2 · balance_after: This amount includes 545 shares purchased by the reporting person in the Issuer's Employee Stock Purchase Plan on October 14, 2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.