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PG&E Corp

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3143
SEC CIK
0001004980
Parsed reports
503

Last 12 months

Inside the activity.

2 purchase rows · 13 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202510
Dec 202500
Jan 202600
Feb 202603
Mar 202603
Apr 202602
May 202600
Jun 202602
Jul 202602
Aug 202600
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2018 Filed Mar 5, 2018 22:18 UTC
SIMON JOHN REVP and General Counsel
GiftCommon Stock 6,282 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010165 · form4.xml · nonDerivative · entry 3

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,888.42

F2 · balance_after: Includes 160.39 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:18 UTC
SIMON JOHN REVP and General Counsel
GrantCommon Stock 24,540 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010165 · form4.xml · nonDerivative · entry 2

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,170.42

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:18 UTC
SIMON JOHN REVP and General Counsel
Tax withholdingCommon Stock 3,371 $41.26 $139,087.46
Disclosure

SEC source: 0001127602-18-010165 · form4.xml · nonDerivative · entry 1

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,630.42

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:15 UTC
Thomason David S.VP and Controller
GrantStock Option (Right to Buy) · Derivative 6,354 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0001127602-18-010155 · form4.xml · derivative · entry 5

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,354

Underlying: Common Stock · 6,354 shares

Expires 2028-03-01

F4 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F5 · derivative.exercise_date: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:15 UTC
Thomason David S.VP and Controller
GrantCommon Stock 3,545 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010155 · form4.xml · nonDerivative · entry 2

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,609

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:15 UTC
Thomason David S.VP and Controller
Tax withholdingCommon Stock 623 $41.26 $25,704.98
Disclosure

SEC source: 0001127602-18-010155 · form4.xml · nonDerivative · entry 1

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,064

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:11 UTC GrantStock Option (Right to Buy) · Derivative 17,596 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0001127602-18-010150 · form4.xml · derivative · entry 4

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596

Underlying: Common Stock · 17,596 shares

Expires 2028-03-01

F3 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F4 · derivative.exercise_date: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:11 UTC GrantCommon Stock 9,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010150 · form4.xml · nonDerivative · entry 2

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,701

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:11 UTC Tax withholdingCommon Stock 1,294 $41.26 $53,390.44
Disclosure

SEC source: 0001127602-18-010150 · form4.xml · nonDerivative · entry 1

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,885

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:09 UTC
Malnight Steven E.SVP, Strategy and Policy
GrantStock Option (Right to Buy) · Derivative 17,596 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0001127602-18-010143 · form4.xml · derivative · entry 4

Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,596

Underlying: Common Stock · 17,596 shares

Expires 2028-03-01

F3 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F4 · derivative.exercise_date: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:09 UTC
Malnight Steven E.SVP, Strategy and Policy
GrantCommon Stock 9,816 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010143 · form4.xml · nonDerivative · entry 2

Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,432

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:09 UTC
Malnight Steven E.SVP, Strategy and Policy
Tax withholdingCommon Stock 1,844 $41.26 $76,083.44
Disclosure

SEC source: 0001127602-18-010143 · form4.xml · nonDerivative · entry 1

Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,616

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC
Kane JulieSVP, Chief Compliance Officer
GrantStock Option (Right to Buy) · Derivative 15,641 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · derivative · entry 4

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,641

Underlying: Common Stock · 15,641 shares

Expires 2028-03-01

F3 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F4 · derivative.exercise_date: One-third of stock options are exercisable on the first business day of March 2019, 2020, and 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC
Kane JulieSVP, Chief Compliance Officer
GrantCommon Stock 8,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,538

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC
Kane JulieSVP, Chief Compliance Officer
Tax withholdingCommon Stock 1,039 $41.26 $42,869.14
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,812

Read SEC document
February 23, 2018 Filed Feb 26, 2018 23:09 UTC Tax withholdingCommon Stock 1,566 $41.14 $64,425.24
Disclosure

SEC source: 0001127602-18-008488 · form4.xml · nonDerivative · entry 1

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,179

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:10 UTC
Williams Geisha JCEO and President
GiftCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007784 · form4.xml · nonDerivative · entry 4

Williams Geisha J · CIK 0001419570 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Williams Family Trust

Disclosed balance after: 41,935

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:10 UTC
Williams Geisha JCEO and President
GiftCommon Stock 253 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007784 · form4.xml · nonDerivative · entry 3

Williams Geisha J · CIK 0001419570 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,664.31

F2 · balance_after: Includes 4,282.32 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program, and reflects the acquisition of 42.06 SISOPs on 10/16/17 upon the conversion of dividend equivalents received on that date. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:10 UTC
Williams Geisha JCEO and President
Tax withholdingCommon Stock 171 $40.01 $6,841.71
Disclosure

SEC source: 0001127602-18-007784 · form4.xml · nonDerivative · entry 2

Williams Geisha J · CIK 0001419570 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,917.31

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:10 UTC
Williams Geisha JCEO and President
GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007784 · form4.xml · nonDerivative · entry 1

Williams Geisha J · CIK 0001419570 · CEO and President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,088.31

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:06 UTC
STAVROPOULOS NICKOLASPresident & COO, PG&E Company
GiftCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007782 · form4.xml · nonDerivative · entry 4

STAVROPOULOS NICKOLAS · CIK 0001195025 · President & COO, PG&E Company

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Stavropoulos Family Trust

Disclosed balance after: 25,228

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:06 UTC
STAVROPOULOS NICKOLASPresident & COO, PG&E Company
GiftCommon Stock 277 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007782 · form4.xml · nonDerivative · entry 3

STAVROPOULOS NICKOLAS · CIK 0001195025 · President & COO, PG&E Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,661

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:06 UTC
STAVROPOULOS NICKOLASPresident & COO, PG&E Company
Tax withholdingCommon Stock 147 $40.01 $5,881.47
Disclosure

SEC source: 0001127602-18-007782 · form4.xml · nonDerivative · entry 2

STAVROPOULOS NICKOLAS · CIK 0001195025 · President & COO, PG&E Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,938

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:06 UTC
STAVROPOULOS NICKOLASPresident & COO, PG&E Company
GrantCommon Stock 424 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007782 · form4.xml · nonDerivative · entry 1

STAVROPOULOS NICKOLAS · CIK 0001195025 · President & COO, PG&E Company

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,085

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:01 UTC
SIMON JOHN REVP and General Counsel
GiftCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007776 · form4.xml · nonDerivative · entry 4

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Indirect · Held by Simon Family Trust

Disclosed balance after: 21,167

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:01 UTC
SIMON JOHN REVP and General Counsel
GiftCommon Stock 142 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007776 · form4.xml · nonDerivative · entry 3

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,001.42

F2 · balance_after: Includes 160.39 Special Incentive Stock Ownership Premiums (SISOPs) (phantom stock) awarded pursuant to the PG&E Corporation Executive Stock Ownership Program, and reflects the acquisition of 1.58 SISOPs acquired on 10/16/17 upon the conversion of dividend equivalents received on that date. SISOPs vest three years after the date of grant subject to accelerated vesting upon certain events. Unvested SISOPs are subject to forfeiture if certain stock ownership targets are not met. Vested SISOPs are automatically payable in an equal number of shares following termination of employment.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:01 UTC
SIMON JOHN REVP and General Counsel
Tax withholdingCommon Stock 98 $40.01 $3,920.98
Disclosure

SEC source: 0001127602-18-007776 · form4.xml · nonDerivative · entry 2

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,143.42

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:01 UTC
SIMON JOHN REVP and General Counsel
GrantCommon Stock 240 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007776 · form4.xml · nonDerivative · entry 1

SIMON JOHN R · CIK 0001199412 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,241.42

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:04 UTC
Wells Jason P.SVP and CFO
Tax withholdingCommon Stock 41 $40.01 $1,640.41
Disclosure

SEC source: 0001127602-18-007779 · form4.xml · nonDerivative · entry 2

Wells Jason P. · CIK 0001661849 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,447

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:04 UTC
Wells Jason P.SVP and CFO
GrantCommon Stock 99 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007779 · form4.xml · nonDerivative · entry 1

Wells Jason P. · CIK 0001661849 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,488

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:57 UTC
Malnight Steven E.SVP, Strategy and Policy
Tax withholdingCommon Stock 81 $40.01 $3,240.81
Disclosure

SEC source: 0001127602-18-007767 · form4.xml · nonDerivative · entry 2

Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,460

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:57 UTC
Malnight Steven E.SVP, Strategy and Policy
GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007767 · form4.xml · nonDerivative · entry 1

Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,541

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for performance cycle ended on 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:59 UTC Tax withholdingCommon Stock 47 $40.01 $1,880.47
Disclosure

SEC source: 0001127602-18-007771 · form4.xml · nonDerivative · entry 2

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,745

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:59 UTC GrantCommon Stock 113 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007771 · form4.xml · nonDerivative · entry 1

MISTRY DINYAR B · CIK 0001188499 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,792

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP) for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:55 UTC
Kane JulieSVP, Chief Compliance Officer
Tax withholdingCommon Stock 69 $40.01 $2,760.69
Disclosure

SEC source: 0001127602-18-007764 · form4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,851

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:55 UTC
Kane JulieSVP, Chief Compliance Officer
GrantCommon Stock 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007764 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,920

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:50 UTC
Thomason David S.VP and Controller
Tax withholdingCommon Stock 21 $40.01 $840.21
Disclosure

SEC source: 0001127602-18-007758 · form4.xml · nonDerivative · entry 2

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,687

Read SEC document
February 20, 2018 Filed Feb 22, 2018 21:50 UTC
Thomason David S.VP and Controller
GrantCommon Stock 51 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007758 · form4.xml · nonDerivative · entry 1

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,708

F1 · shares: Performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
February 13, 2018 Filed Feb 15, 2018 23:15 UTC
KELLY RICHARD CDirector · Non-executive Chair
GrantCommon Stock 1,004 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-006455 · form4.xml · nonDerivative · entry 1

KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,404.2

F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control.

F2 · balance_after: This total reflects the acquisition of 16.44 RSUs on 7/17/17 and 20.62 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:47 UTC
KELLY RICHARD CDirector · Non-executive Chair
GrantPhantom Stock · Derivative 1,320.52 $44.49 $58,749.93
Disclosure

SEC source: 0001127602-18-000863 · form4.xml · derivative · entry 1

KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,953.62

Underlying: Common Stock · 1,320.52 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:44 UTC GrantPhantom Stock · Derivative 674.31 $44.49 $30,000.05
Disclosure

SEC source: 0001127602-18-000860 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,060.24

Underlying: Common Stock · 674.31 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 19.11 units of phantom stock acquired on 10/16/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:43 UTC GrantPhantom Stock · Derivative 955.27 $44.49 $42,499.96
Disclosure

SEC source: 0001127602-18-000858 · form4.xml · derivative · entry 1

MILLER FORREST E · CIK 0001201835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,490.94

Underlying: Common Stock · 955.27 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This total includes 175.39 units of phantom stock acquired on 10/16/17, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 00:40 UTC GrantPhantom Stock · Derivative 758.6 $44.49 $33,750.11
Disclosure

SEC source: 0001127602-18-000856 · form4.xml · derivative · entry 1

KIMMEL ROGER H · CIK 0001034272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,479.5

Underlying: Common Stock · 758.6 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 80.97 units of phantom stock acquired on 10/16/17, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

Read SEC document
December 20, 2017 Filed Dec 21, 2017 22:16 UTC
KELLY RICHARD CDirector · Non-executive Chair
GrantPhantom Stock · Derivative 85.06 $51.12 $4,348.27
Disclosure

SEC source: 0001127602-17-035373 · form4.xml · derivative · entry 1

KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,633.1

Underlying: Common Stock · 85.06 shares

Expires not disclosed

F1 · derivative.exercise_price: Zero starting balance for all holdings as of 6/19/2013

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F4 · balance_after: This amount includes 63.07 units of phantom stock acquired on 7/17/17 and 79.09 units of phantom stock acquired on 10/16/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors.

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November 15, 2017 Filed Nov 17, 2017 22:18 UTC
Thomason David S.VP and Controller
SaleCommon Stock 700 $56.82 $39,774.00
Disclosure

SEC source: 0001127602-17-032701 · form4.xml · nonDerivative · entry 1

Thomason David S. · CIK 0001676160 · VP and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,657

F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 trading plan, entered into on May 25, 2017.

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October 02, 2017 Filed Oct 3, 2017 22:19 UTC GrantPhantom Stock · Derivative 477.03 $68.13 $32,500.05
Disclosure

SEC source: 0001127602-17-029045 · form4.xml · derivative · entry 1

KIMMEL ROGER H · CIK 0001034272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,639.93

Underlying: Common Stock · 477.03 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

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October 02, 2017 Filed Oct 3, 2017 20:57 UTC GrantPhantom Stock · Derivative 495.38 $68.13 $33,750.24
Disclosure

SEC source: 0001127602-17-028986 · form4.xml · derivative · entry 1

KELLY RICHARD C · CIK 0001027001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,468.95

Underlying: Common Stock · 495.38 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

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October 02, 2017 Filed Oct 3, 2017 20:54 UTC GrantPhantom Stock · Derivative 678.85 $68.13 $46,250.05
Disclosure

SEC source: 0001127602-17-028981 · form4.xml · derivative · entry 1

MILLER FORREST E · CIK 0001201835 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,360.28

Underlying: Common Stock · 678.85 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

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October 02, 2017 Filed Oct 3, 2017 20:41 UTC GrantPhantom Stock · Derivative 440.33 $68.13 $29,999.68
Disclosure

SEC source: 0001127602-17-028966 · form4.xml · derivative · entry 1

Mullins Eric D. · CIK 0001524717 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,366.82

Underlying: Common Stock · 440.33 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1

F2 · shares: Phantom stock acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under Rule 16b-3(d).

F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.

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September 15, 2017 Filed Sep 18, 2017 23:42 UTC
Wells Jason P.SVP and CFO
Tax withholdingCommon Stock 357 $70.28 $25,089.96
Disclosure

SEC source: 0001127602-17-027651 · form4.xml · nonDerivative · entry 1

Wells Jason P. · CIK 0001661849 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,389

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.