Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PG&E CorpPCG · Entity 3143 | VP and Controller | March 01, 2021 | March 04, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PG&E Corp
Report date March 01, 2021 · Filed March 04, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,967 |
Reported balance
After 2021-03-01 transaction · row 1
1 source rowRow 1 · 2021-03-01 · Tax withholding · Disposed 486 · Balance 7,967 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trustee of PG&E Corporation Retirement Savings Plan | 259.18 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 259.18 F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/2021. |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trustee of PG&E Corporation Retirement Savings Plan for spouse | 663.3 |
Reported balance
Holding disclosure · report date 2021-03-01 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 663.3 F2: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person's spouse in the PG&E Corporation Stock Fund of the PG&E Corporation RSP. That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/2021. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/2021.
F2: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person's spouse in the PG&E Corporation Stock Fund of the PG&E Corporation RSP. That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/2021.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2021 Filed Mar 4, 2021 01:33 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 486 | $10.97 | $5,331.42 |
DisclosureSEC source: 0001127602-21-009312 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,967 Read SEC document |
| March 02, 2020 Filed Mar 4, 2020 18:40 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 728 | $15.05 | $10,956.40 |
DisclosureSEC source: 0001127602-20-009317 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:54 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 278 | $17.85 | $4,962.30 |
DisclosureSEC source: 0001127602-20-007408 · form4.xml · nonDerivative · entry 2 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,181 Read SEC document |
| February 20, 2020 Filed Feb 25, 2020 00:54 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 679 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-007408 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,459 F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/19. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| August 08, 2019 Filed Aug 12, 2019 22:39 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 137 | $18.51 | $2,535.87 |
DisclosureSEC source: 0001127602-19-026464 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,780 Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 23:11 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 922 | $17.91 | $16,513.02 |
DisclosureSEC source: 0001127602-19-010018 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,917 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:03 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 211 | $17.74 | $3,743.14 |
DisclosureSEC source: 0001127602-19-007574 · form4.xml · nonDerivative · entry 2 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,839 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 23:03 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 514 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007574 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,050 F1 · shares: Performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/18. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 17:24 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 73 | $44.09 | $3,218.57 |
DisclosureSEC source: 0001127602-18-025114 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,536 Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:15 UTC | PG&E Corp PCG · Entity 3143 | GrantStock Option (Right to Buy) · Derivative | 6,354 | $0.00 Strike: $41.26 | $0.00 |
DisclosureSEC source: 0001127602-18-010155 · form4.xml · derivative · entry 5 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,354 Underlying: Common Stock · 6,354 shares Expires 2028-03-01 F4 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan. F5 · derivative.exercise_date: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:15 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 3,545 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010155 · form4.xml · nonDerivative · entry 2 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,609 F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:15 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 623 | $41.26 | $25,704.98 |
DisclosureSEC source: 0001127602-18-010155 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,064 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:50 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 21 | $40.01 | $840.21 |
DisclosureSEC source: 0001127602-18-007758 · form4.xml · nonDerivative · entry 2 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,687 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:50 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 51 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007758 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,708 F1 · shares: Performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 22:18 UTC | PG&E Corp PCG · Entity 3143 | SaleCommon Stock | 700 | $56.82 | $39,774.00 |
DisclosureSEC source: 0001127602-17-032701 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,657 F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 trading plan, entered into on May 25, 2017. Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 22:12 UTC | PG&E Corp PCG · Entity 3143 | SaleCommon Stock | 700 | $69.62 | $48,734.00 |
DisclosureSEC source: 0001127602-17-026422 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,357 F1 · kind: Transaction pursuant to reporting person's 10b5-1 plan instruction. Read SEC document |
| August 08, 2017 Filed Aug 9, 2017 21:50 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 79 | $69.25 | $5,470.75 |
DisclosureSEC source: 0001127602-17-025367 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,057 Read SEC document |
| May 05, 2017 Filed May 9, 2017 15:00 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 1,788 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017307 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,136 F1 · date: Pursuant to the PG&E Corporation Equity Grant Date Policy, which is described in the proxy statement filed by PG&E Corporation with the Securities Exchange Commission on April 18, 2017, the grant date of restricted stock units (RSUs) and performance shares approved on February 14, 2017 was May 5, 2017, instead of March 1, 2017. F2 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:27 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 2,012 | $65.85 | $132,490.20 |
DisclosureSEC source: 0001127602-17-009984 · form4.xml · nonDerivative · entry 2 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,348 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:27 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 2,776 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009984 · form4.xml · nonDerivative · entry 1 Thomason David S. · CIK 0001676160 · VP and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,360 F1 · shares: Performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/16. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.