Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PG&E CorpPCG · Entity 3143 | Director · Non-executive Chair | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PG&E Corp
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 16,401.93 |
Reported balance
After 2019-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 2,468.49 · Balance 16,401.93 F1: 1 for 1 F2: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).
F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 02, 2019 Filed Jan 4, 2019 21:43 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 2,468.49 | $23.80 | $58,750.06 |
DisclosureSEC source: 0001127602-19-001322 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,401.93 Underlying: Common Stock · 2,468.49 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 22:01 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,280.79 | $45.87 | $58,749.84 |
DisclosureSEC source: 0001127602-18-029205 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,933.44 Underlying: Common Stock · 1,280.79 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 17:30 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,343.16 | $43.74 | $58,749.82 |
DisclosureSEC source: 0001127602-18-022808 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,652.65 Underlying: Common Stock · 1,343.16 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:18 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 5,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018734 · form4.xml · nonDerivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,446.2 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:31 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,355.87 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014036 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,309.49 Underlying: Common Stock · 1,355.87 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 23:15 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 1,004 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006455 · form4.xml · nonDerivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,404.2 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control. F2 · balance_after: This total reflects the acquisition of 16.44 RSUs on 7/17/17 and 20.62 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:47 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,320.52 | $44.49 | $58,749.93 |
DisclosureSEC source: 0001127602-18-000863 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,953.62 Underlying: Common Stock · 1,320.52 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| December 20, 2017 Filed Dec 21, 2017 22:16 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 85.06 | $51.12 | $4,348.27 |
DisclosureSEC source: 0001127602-17-035373 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director · Non-executive Chair 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,633.1 Underlying: Common Stock · 85.06 shares Expires not disclosed F1 · derivative.exercise_price: Zero starting balance for all holdings as of 6/19/2013 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 63.07 units of phantom stock acquired on 7/17/17 and 79.09 units of phantom stock acquired on 10/16/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 20:57 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 495.38 | $68.13 | $33,750.24 |
DisclosureSEC source: 0001127602-17-028986 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,468.95 Underlying: Common Stock · 495.38 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 18:50 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 514.33 | $65.62 | $33,750.33 |
DisclosureSEC source: 0001127602-17-022810 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,910.51 Underlying: Common Stock · 514.33 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:00 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 19.43 | $67.89 | $1,319.10 |
DisclosureSEC source: 0001127602-17-020057 · form4.xml · derivative · entry 2 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,396.18 Underlying: Common Stock · 19.43 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1 F4 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F5 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F5 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F6 · balance_after: This amount includes 49.93 units of phantom stock acquired on 4/17/17 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:00 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020057 · form4.xml · nonDerivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,364.14 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a change in control. F2 · balance_after: This total reflects the acquisition of 17.87 RSUs on 7/15/16, 19.27 RSUs on 10/17/16, 18.99 RSUs on 1/17/17, and 17.52 RSUs on 4/17/17 pursuant to a dividend reinvestment feature of the LTIP. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 15:32 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 450.86 | $66.54 | $30,000.22 |
DisclosureSEC source: 0001127602-17-014270 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,326.82 Underlying: Common Stock · 450.86 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 49.38 units of phantom stock acquired on January 17, 2017 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:41 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 600.46 | $60.37 | $36,249.77 |
DisclosureSEC source: 0001127602-17-001158 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,826.58 Underlying: Common Stock · 600.46 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 45.25 units of phantom stock acquired on Oct. 17, 2016 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:03 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 602.56 | $60.16 | $36,250.01 |
DisclosureSEC source: 0001127602-16-064363 · form4.xml · derivative · entry 1 KELLY RICHARD C · CIK 0001027001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,180.87 Underlying: Common Stock · 602.56 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 37.81 units of phantom stock acquired on July 15, 2016 pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.