Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Endo International plcENDP · Entity 124463 | Director | June 12, 2020 | June 16, 2020 |
| PG&E CorpPCG · Entity 3143 | Director | January 02, 2019 | January 04, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Endo International plc
Report date June 12, 2020 · Filed June 16, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | Direct | 136,575 |
Ending reported balance
After 2020-06-12 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-06-12 · Grant · Acquired 25,511 · Balance 148,820 F1: These ordinary shares were granted to Mr. Kimmel on June 12, 2020 in consideration of his services on Endo International plc's Board of Directors. Row 2 · 2020-06-12 · Tax withholding · Disposed 12,245 · Balance 136,575 F2: These shares represent ordinary shares withheld by Endo International plc to satisfy Mr. Kimmel's tax withholding obligations on shares acquired on June 12, 2020. |
| Ordinary SharesSEC Table I · non-derivative | IndirectIn Trusts | 80,000 |
Reported balance
Holding disclosure · report date 2020-06-12 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 80,000 F3: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote. |
Filing footnotes · ownership attribution and instrument terms
F1: These ordinary shares were granted to Mr. Kimmel on June 12, 2020 in consideration of his services on Endo International plc's Board of Directors.
F2: These shares represent ordinary shares withheld by Endo International plc to satisfy Mr. Kimmel's tax withholding obligations on shares acquired on June 12, 2020.
F3: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote.
PG&E Corp
Report date January 02, 2019 · Filed January 04, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom StockSEC Table II · derivative / convertible security | Direct | 13,183.85 |
Reported balance
After 2019-01-02 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2019-01-02 · Grant · Acquired 1,418.07 · Balance 13,183.85 F1: 1 for 1 F2: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. |
Filing footnotes · ownership attribution and instrument terms
F1: 1 for 1
F2: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d).
F3: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 12, 2020 Filed Jun 16, 2020 16:09 UTC | Endo International plc ENDP · Entity 124463 | Tax withholdingOrdinary Shares | 12,245 | $3.43 | $42,000.35 |
DisclosureSEC source: 0001593034-20-000052 · wf-form4_159233817467130.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,575 F2 · kind: These shares represent ordinary shares withheld by Endo International plc to satisfy Mr. Kimmel's tax withholding obligations on shares acquired on June 12, 2020. Read SEC document |
| June 12, 2020 Filed Jun 16, 2020 16:09 UTC | Endo International plc ENDP · Entity 124463 | GrantOrdinary Shares | 25,511 | $0.00 | $0.00 |
DisclosureSEC source: 0001593034-20-000052 · wf-form4_159233817467130.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,820 F1 · kind: These ordinary shares were granted to Mr. Kimmel on June 12, 2020 in consideration of his services on Endo International plc's Board of Directors. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 17:23 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 30,000 | $4.09 | $122,700.00 |
DisclosureSEC source: 0001593034-19-000044 · wf-form4_156875541536863.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trusts Disclosed balance after: 80,000 F1 · shares: These ordinary shares were sold for tax planning purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F4 · price: These ordinary shares were sold at prices ranging from $3.79 to $4.25, inclusive. See footnote 2 for additional information. F5 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote. Read SEC document |
| September 16, 2019 Filed Sep 17, 2019 17:23 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 25,000 | $4.09 | $102,250.00 |
DisclosureSEC source: 0001593034-19-000044 · wf-form4_156875541536863.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,309 F1 · shares: These ordinary shares were sold for tax planning purposes pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F3 · price: These ordinary shares were sold at prices ranging from $3.81 to $4.27, inclusive. See footnote 2 for additional information. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 16:01 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 10,000 | $3.93 | $39,300.00 |
DisclosureSEC source: 0001593034-19-000020 · wf-form4_156097447340182.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trusts Disclosed balance after: 110,000 F1 · shares: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F3 · price: These ordinary shares were sold at prices ranging from $3.84 to $4.05, inclusive. See footnote 2 for additional information. F4 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote. Read SEC document |
| June 17, 2019 Filed Jun 19, 2019 16:01 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 24,951 | $3.93 | $98,057.43 |
DisclosureSEC source: 0001593034-19-000020 · wf-form4_156097447340182.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,309 F1 · shares: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F3 · price: These ordinary shares were sold at prices ranging from $3.84 to $4.05, inclusive. See footnote 2 for additional information. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 19:32 UTC | Endo International plc ENDP · Entity 124463 | Tax withholdingOrdinary Shares | 25,829 | $4.46 | $115,197.34 |
DisclosureSEC source: 0001209191-19-037301 · doc4.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,260 F2 · kind: These shares represent ordinary shares withheld by Endo International plc to satisfy Mr. Kimmel's tax withholding obligations on shares acquired on June 12, 2019. Read SEC document |
| June 12, 2019 Filed Jun 14, 2019 19:32 UTC | Endo International plc ENDP · Entity 124463 | GrantOrdinary Shares | 53,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037301 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 199,089 F1 · kind: These ordinary shares were granted to Mr. Kimmel on June 12, 2019 in consideration of his services on Endo International plc's Board of Directors. Read SEC document |
| January 02, 2019 Filed Jan 4, 2019 21:31 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 1,418.07 | $23.80 | $33,750.07 |
DisclosureSEC source: 0001127602-19-001309 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,183.85 Underlying: Common Stock · 1,418.07 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| October 01, 2018 Filed Oct 2, 2018 21:48 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 735.77 | $45.87 | $33,749.77 |
DisclosureSEC source: 0001127602-18-029192 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,765.78 Underlying: Common Stock · 735.77 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:22 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 14,000 | $15.90 | $222,600.00 |
DisclosureSEC source: 0001209191-18-046794 · doc4.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 120,000 F1 · shares: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F4 · price: These ordinary shares were sold at prices ranging from $15.24 to $16.22, inclusive. See footnote 2 for additional information. F5 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and holds shared power of disposition and vote. Read SEC document |
| August 14, 2018 Filed Aug 15, 2018 16:22 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 12,074 | $15.90 | $191,976.60 |
DisclosureSEC source: 0001209191-18-046794 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,277 F1 · shares: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · price: These ordinary shares were sold in multiple transactions. The prices in this Table I represent weighted average prices. Mr. Kimmel undertakes to provide, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein to Endo International plc, any security holder of Endo International plc or the staff of the Securities and Exchange Commission. F3 · price: These ordinary shares were sold at prices ranging from $15.24 to $16.24, inclusive. See footnote 2 for additional information. Read SEC document |
| July 02, 2018 Filed Jul 5, 2018 17:34 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 771.61 | $43.74 | $33,750.22 |
DisclosureSEC source: 0001127602-18-022812 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030.01 Underlying: Common Stock · 771.61 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:12 UTC | Endo International plc ENDP · Entity 124463 | Tax withholdingOrdinary Shares | 15,019 | $7.67 | $115,195.73 |
DisclosureSEC source: 0001209191-18-037213 · doc4.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,351 F2 · kind: These shares represent ordinary shares withheld by Endo International plc to satisfy Mr. Kimmel's tax withholding obligations on shares acquired on June 8, 2018. Read SEC document |
| June 08, 2018 Filed Jun 12, 2018 16:12 UTC | Endo International plc ENDP · Entity 124463 | GrantOrdinary Shares | 31,291 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-037213 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,370 F1 · kind: These ordinary shares were granted to Mr. Kimmel on June 8, 2018 in consideration of his services on Endo International plc's Board of Directors. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:25 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 3,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018757 · form4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,165.46 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a certain change in control. F2 · balance_after: This total includes the acquisition of 70.38 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the PG&E Corporation Long-Term Incentive Plan. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:37 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 778.9 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-014040 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,258.4 Underlying: Common Stock · 778.9 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 00:40 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 758.6 | $44.49 | $33,750.11 |
DisclosureSEC source: 0001127602-18-000856 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,479.5 Underlying: Common Stock · 758.6 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 80.97 units of phantom stock acquired on 10/16/17, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 4,000 | $6.90 | $27,600.00 |
DisclosureSEC source: 0001209191-17-061437 · doc4.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 136,140 F3 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.63 to $7.09, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 16:03 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 5,134 | $6.90 | $35,424.60 |
DisclosureSEC source: 0001209191-17-061437 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,939 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $6.63 to $7.10, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan. Read SEC document |
| October 02, 2017 Filed Oct 3, 2017 22:19 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 477.03 | $68.13 | $32,500.05 |
DisclosureSEC source: 0001127602-17-029045 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,639.93 Underlying: Common Stock · 477.03 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| September 05, 2017 Filed Sep 6, 2017 14:48 UTC | PG&E Corp PCG · Entity 3143 | PurchaseCommon Stock | 4,000 | $69.68 | $278,720.00 |
DisclosureSEC source: 0001127602-17-027006 · form4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · GST Taxable Marital Trust Disclosed balance after: 4,000 F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 instruction. F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $69.59 to $69.94, inclusive. For all transactions reported in this Form 4 utilizing a weighted avererage share price, the reporting person undertakes to provide the issuer, any security holder of the issuer, o rthe staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 18:53 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 495.28 | $65.62 | $32,500.27 |
DisclosureSEC source: 0001127602-17-022813 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,102.25 Underlying: Common Stock · 495.28 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| June 09, 2017 Filed Jun 12, 2017 21:41 UTC | Endo International plc ENDP · Entity 124463 | GrantOrdinary Shares | 27,851 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-039331 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,073 F1 · kind: These ordinary shares were granted to Mr. Kimmel on June 9, 2017 in consideration of his services on Endo International plc's Board of Directors. F2 · balance_after: This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:04 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 12.96 | $67.89 | $879.85 |
DisclosureSEC source: 0001127602-17-020063 · form4.xml · derivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,606.97 Underlying: Common Stock · 12.96 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1 F4 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F5 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F5 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F6 · balance_after: This amount includes 51.50 units of phantom stock acquired on 4/17/17, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:04 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-020063 · form4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,830.96 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of the director's elected term, or a director's death, disability, or termination following a certain change in control. F2 · balance_after: This total includes the acquisition of 54.47 RSUs on 7/15/16, 58.72 RSUs on 10/17/16, 57.87 RSUs on 1/17/17, and 53.40 RSUs on 4/17/17 pursuant to a dividend reinvestment feature of the LTIP. Read SEC document |
| April 03, 2017 Filed Apr 5, 2017 15:39 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 450.86 | $66.54 | $30,000.22 |
DisclosureSEC source: 0001127602-17-014274 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,542.51 Underlying: Common Stock · 450.86 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 51.89 units of phantom stock acquired on January 17, 2017, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 22:44 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 496.94 | $60.37 | $30,000.27 |
DisclosureSEC source: 0001127602-17-001161 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,039.76 Underlying: Common Stock · 496.94 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 48.64 units of phantom stock acquired on Oct. 17, 2016, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 14:00 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 50 | $18.21 | $910.50 |
DisclosureSEC source: 0001209191-16-150439 · doc4.xml · nonDerivative · entry 4 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 188,000 F3 · price: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 14:00 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 6,950 | $17.37 | $120,721.50 |
DisclosureSEC source: 0001209191-16-150439 · doc4.xml · nonDerivative · entry 3 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 188,050 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.92, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F4 · balance_after: This number represents ordinary shares indirectly held by Mr. Kimmel. These ordinary shares are held in trusts for which Mr. Kimmel serves as trustee and as to which shares Mr. Kimmel holds either sole or shared power of disposition and vote. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 14:00 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 50 | $18.21 | $910.50 |
DisclosureSEC source: 0001209191-16-150439 · doc4.xml · nonDerivative · entry 2 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,362 F3 · price: These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan. Read SEC document |
| November 15, 2016 Filed Nov 16, 2016 14:00 UTC | Endo International plc ENDP · Entity 124463 | SaleOrdinary Shares | 6,950 | $17.37 | $120,721.50 |
DisclosureSEC source: 0001209191-16-150439 · doc4.xml · nonDerivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,412 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $17.09 to $17.92, inclusive. Mr. Kimmel undertakes to provide to Endo International plc, any security holder of Endo International plc, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein. These sales of ordinary shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended. F2 · balance_after: This number represents ordinary shares, of which 48,362 have been deferred under Endo International plc's directors deferred compensation plan. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 21:08 UTC | PG&E Corp PCG · Entity 3143 | GrantPhantom Stock · Derivative | 498.67 | $60.16 | $29,999.99 |
DisclosureSEC source: 0001127602-16-064371 · form4.xml · derivative · entry 1 KIMMEL ROGER H · CIK 0001034272 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,494.18 Underlying: Common Stock · 498.67 shares Expires not disclosed F1 · derivative.exercise_price: 1 for 1 F2 · shares: Phantom stock is acquired upon deferral of compensation under the Deferred Compensation Plan for Non-Employee Directors, exempt under rule 16b-3(d). F3 · derivative.exercise_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F3 · derivative.expiration_date: Phantom stock is payable in accordance with the terms of the Deferred Compensation Plan for Non-Employee Directors. F4 · balance_after: This amount includes 41.67 units of phantom stock acquired on July 15, 2016, pursuant to a dividend reinvestment feature of the Deferred Compensation Plan for Non-Employee Directors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.