Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PG&E CorpPCG · Entity 3143 | SVP EnergySupply&Policy, PG&E | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PG&E Corp
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 29,576 |
Reported balance
After 2019-03-01 transaction · row 1
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 2,334 · Balance 29,576 |
| Common StockSEC Table I · non-derivative | IndirectHeld by Trustee of PG&E Corporation Retirement Savings Plan | 2,361.31 |
Reported balance
Holding disclosure · report date 2019-03-01 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 2,361.31 F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investment component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/19. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investment component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/19.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2019 Filed Mar 5, 2019 23:02 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 2,334 | $17.91 | $41,801.94 |
DisclosureSEC source: 0001127602-19-010008 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP EnergySupply&Policy, PG&E 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,576 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:47 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 546 | $17.74 | $9,686.04 |
DisclosureSEC source: 0001127602-19-007564 · form4.xml · nonDerivative · entry 2 Malnight Steven E. · CIK 0001619647 · SVP EnergySupply&Policy, PG&E 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,910 Read SEC document |
| February 19, 2019 Filed Feb 21, 2019 22:47 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 1,335 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-007564 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP EnergySupply&Policy, PG&E 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,456 F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for performance cycle ended on 12/31/18. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| September 04, 2018 Filed Sep 6, 2018 22:13 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 6,382 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-026982 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP EnergySupply&Policy, PG&E 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,121 F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan and as disclosed in Form 8-K dated 8/20/18. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis. Read SEC document |
| March 06, 2018 Filed Mar 8, 2018 23:07 UTC | PG&E Corp PCG · Entity 3143 | SaleCommon Stock | 1,693 | $41.93 | $70,987.49 |
DisclosureSEC source: 0001127602-18-010776 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,739 F1 · kind: Transaction pursuant to reporting person's 10b5-1 plan instruction, entered into on May 8, 2017. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:09 UTC | PG&E Corp PCG · Entity 3143 | GrantStock Option (Right to Buy) · Derivative | 17,596 | $0.00 Strike: $41.26 | $0.00 |
DisclosureSEC source: 0001127602-18-010143 · form4.xml · derivative · entry 4 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,596 Underlying: Common Stock · 17,596 shares Expires 2028-03-01 F3 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan. F4 · derivative.exercise_date: One-third of stock options is exercisable on the first business day of March 2019, 2020, and 2021. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:09 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 9,816 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-010143 · form4.xml · nonDerivative · entry 2 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,432 F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis. Read SEC document |
| March 01, 2018 Filed Mar 5, 2018 22:09 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 1,844 | $41.26 | $76,083.44 |
DisclosureSEC source: 0001127602-18-010143 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,616 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:57 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 81 | $40.01 | $3,240.81 |
DisclosureSEC source: 0001127602-18-007767 · form4.xml · nonDerivative · entry 2 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,460 Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 21:57 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 197 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-007767 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,541 F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for performance cycle ended on 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
| August 14, 2017 Filed Aug 15, 2017 21:16 UTC | PG&E Corp PCG · Entity 3143 | SaleCommon Stock | 5,000 | $68.98 | $344,900.00 |
DisclosureSEC source: 0001127602-17-025668 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,344 F1 · kind: Transaction pursuant to reporting person's 10b5-1 plan instruction. Read SEC document |
| May 05, 2017 Filed May 9, 2017 14:52 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 4,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-017300 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,344 F1 · date: Pursuant to the PG&E Corporation Equity Grant Date Policy, which is described in the proxy statement filed by PG&E Corporation with the Securities Exchange Commission on April 18, 2017, the grant date of restricted stock units (RSUs) and performance shares approved on February 14, 2017 was May 5, 2017, instead of March 1, 2017. F2 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis. Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:24 UTC | PG&E Corp PCG · Entity 3143 | Tax withholdingCommon Stock | 5,529 | $65.85 | $364,084.65 |
DisclosureSEC source: 0001127602-17-009982 · form4.xml · nonDerivative · entry 2 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,577 Read SEC document |
| March 01, 2017 Filed Mar 3, 2017 18:24 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 7,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-009982 · form4.xml · nonDerivative · entry 1 Malnight Steven E. · CIK 0001619647 · SVP, Strategy and Policy 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,106 F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for performance cycle ended on 12/31/16. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.