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person · Reporting owner

Kane Julie

Disclosed activity across 3 companies

Tapewire entity
88492
SEC CIK
0001640728

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Heliogen, Inc.HLGN · Entity 78373DirectorAugust 01, 2024August 05, 2024
PG&E CorpPCG · Entity 3143SVP, Chief Compliance OfficerMarch 01, 2019March 05, 2019
SIGA TECHNOLOGIES INCSIGA · Entity 6205DirectorJune 14, 2022June 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Heliogen, Inc.

Report date August 01, 2024 · Filed August 05, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect8,266 Reported balance After 2024-08-01 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2024-08-01 · Grant · Acquired 2,142 · Balance 8,266

F1: Consists of 2,142 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 1, 2025 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

F2: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

F3: Also includes 1,154 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Consists of 2,142 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 1, 2025 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

F2: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

F3: Also includes 1,154 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

PG&E Corp

Report date March 01, 2019 · Filed March 05, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect15,181 Reported balance After 2019-03-01 transaction · row 1
1 source row

Row 1 · 2019-03-01 · Tax withholding · Disposed 2,045 · Balance 15,181

Common StockSEC Table I · non-derivativeIndirectHeld by Trustee of PG&E Corporation Retirement Savings Plan1,549.52 Reported balance Holding disclosure · report date 2019-03-01 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,549.52

F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/19.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the approximate number of shares of PG&E Corporation common stock held for the reporting person in the PG&E Corporation Stock Fund of the PG&E Corporation Retirement Savings Plan (RSP). That fund holds units consisting of PG&E Corporation common stock and a small short-term investments component. The number of shares is computed by dividing the value of the units by the daily closing price. Dividends are automatically invested in additional units at the election of the participant. These holdings have been trued up to conform to the RSP balance as of 3/1/19.

SIGA TECHNOLOGIES INC

Report date June 14, 2022 · Filed June 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $.0001 per shareSEC Table I · non-derivativeDirect48,482 Ending reported balance After 2022-06-14 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2022-06-14 · Exercise / conversion · Acquired 22,831 · Balance 55,331

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

Row 2 · 2022-06-14 · Disposition to issuer · Disposed 6,849 · Balance 48,482

F2: Reflects RSUs that were cash-settled, per the terms of the compensation program for Board Directors and as noted on the Form 4 filed on June 17, 2021. Partial cash-settlement of RSUs under the Board compensation program is designed to address tax obligations in connection with the vesting of RSUs.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2022-06-14 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-06-14 · Exercise / conversion · Disposed 22,831 · Balance 0

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F3: The RSUs were granted on June 15, 2021, and fully vested on the date of the Company's 2022 annual meeting of stockholders.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect14,620 Reported balance After 2022-06-14 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-06-14 · Grant · Acquired 14,620 · Balance 14,620

F4: RSUs represent contingent rights to receive common stock of the Company on a one-for-one basis, of which up to 4,386 RSUs are expected to settle in cash value thereof but may be settled in shares at the discretion of the board of directors.

F5: The RSUs fully vest on the date of the Company's 2023 annual meeting of stockholders.

Filing footnotes · ownership attribution and instrument terms

F1: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F2: Reflects RSUs that were cash-settled, per the terms of the compensation program for Board Directors and as noted on the Form 4 filed on June 17, 2021. Partial cash-settlement of RSUs under the Board compensation program is designed to address tax obligations in connection with the vesting of RSUs.

F3: The RSUs were granted on June 15, 2021, and fully vested on the date of the Company's 2022 annual meeting of stockholders.

F4: RSUs represent contingent rights to receive common stock of the Company on a one-for-one basis, of which up to 4,386 RSUs are expected to settle in cash value thereof but may be settled in shares at the discretion of the board of directors.

F5: The RSUs fully vest on the date of the Company's 2023 annual meeting of stockholders.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 01, 2024 Filed Aug 5, 2024 17:39 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 2,142 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-021651 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,266

F1 · shares: Consists of 2,142 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 1, 2025 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

F2 · balance_after: On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.

F3 · balance_after: Also includes 1,154 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Read SEC document
August 03, 2023 Filed Aug 7, 2023 17:24 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-022154 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 214,413

F1 · shares: Consists of 75,000 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 3, 2024 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

F2 · balance_after: Also includes 40,404 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Read SEC document
July 19, 2022 Filed Jul 21, 2022 19:40 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 99,009 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-019625 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,413

F1 · shares: Consists of 99,009 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) July 19, 2023 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

F2 · balance_after: Also includes 40,404 RSUs vesting in three equal annual installments commencing on December 31, 2022, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:39 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 14,620 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037540 · doc4.xml · derivative · entry 4

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,620

Underlying: Common Stock, par value $.0001 per share · 14,620 shares

Expires not disclosed

F4 · derivative.exercise_price: RSUs represent contingent rights to receive common stock of the Company on a one-for-one basis, of which up to 4,386 RSUs are expected to settle in cash value thereof but may be settled in shares at the discretion of the board of directors.

F5 · derivative.exercise_date: The RSUs fully vest on the date of the Company's 2023 annual meeting of stockholders.

F5 · derivative.expiration_date: The RSUs fully vest on the date of the Company's 2023 annual meeting of stockholders.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:39 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 22,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-037540 · doc4.xml · derivative · entry 3

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 22,831 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F3 · derivative.exercise_date: The RSUs were granted on June 15, 2021, and fully vested on the date of the Company's 2022 annual meeting of stockholders.

F3 · derivative.expiration_date: The RSUs were granted on June 15, 2021, and fully vested on the date of the Company's 2022 annual meeting of stockholders.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:39 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Disposition to issuerCommon Stock, par value $.0001 per share 6,849 $10.26 $70,270.74
Disclosure

SEC source: 0001209191-22-037540 · doc4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,482

F2 · kind: Reflects RSUs that were cash-settled, per the terms of the compensation program for Board Directors and as noted on the Form 4 filed on June 17, 2021. Partial cash-settlement of RSUs under the Board compensation program is designed to address tax obligations in connection with the vesting of RSUs.

F2 · acquired: Reflects RSUs that were cash-settled, per the terms of the compensation program for Board Directors and as noted on the Form 4 filed on June 17, 2021. Partial cash-settlement of RSUs under the Board compensation program is designed to address tax obligations in connection with the vesting of RSUs.

Read SEC document
June 14, 2022 Filed Jun 16, 2022 21:39 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 22,831 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-037540 · doc4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,331

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

Read SEC document
March 07, 2022 Filed Apr 8, 2022 21:06 UTC Heliogen, Inc. HLGN · Entity 78373 GrantCommon Stock 40,404 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-023929 · doc4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,404

F1 · shares: Consists of 40,404 restricted stock units granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Non-Employee Director Compensation Policy, vesting in three equal annual installments commencing on December 31, 2022 subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The restricted stock units are payable in an equivalent number of shares of common stock of the Issuer.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:53 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 22,831 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041487 · doc4.xml · derivative · entry 3

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,831

Underlying: Common Stock, par value $.0001 per share · 22,831 shares

Expires not disclosed

F3 · derivative.exercise_price: RSUs represent contingent rights to receive common stock of the Company on a one-for-one basis, of which up to 6,849 RSUs are expected to settle in cash value thereof but may be settled in shares at the discretion of the board of directors.

F4 · derivative.exercise_date: The RSUs fully vest on the date of, and immediately prior to, the Company's 2022 annual meeting of stockholders.

F4 · derivative.expiration_date: The RSUs fully vest on the date of, and immediately prior to, the Company's 2022 annual meeting of stockholders.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:53 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-041487 · doc4.xml · derivative · entry 2

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock unit ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

F2 · derivative.exercise_date: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

F2 · derivative.expiration_date: The RSUs were granted on June 16, 2020, and fully vested on the date of, and immediately prior to, the Company's 2021 annual meeting of stockholders.

Read SEC document
June 15, 2021 Filed Jun 17, 2021 20:53 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, par value $.0001 per share 15,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-21-041487 · doc4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock unit ("RSUs") represent contingent rights to receive common stock of SIGA Technologies, Inc. (the "Company") on a one-for-one basis.

Read SEC document
June 16, 2020 Filed Jun 18, 2020 21:17 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-014205 · form4.xml · derivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. (the "Company") on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

F2 · derivative.expiration_date: The RSUs vest on the date of, and immediately prior to, the 2021 annual meeting of the Company's stockholders.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:54 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012338 · form4.xml · derivative · entry 2

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

F2 · derivative.expiration_date: The RSUs were granted on May 21, 2019, and vested on the first anniversary of such date.

Read SEC document
May 21, 2020 Filed May 22, 2020 20:54 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 Exercise / conversionCommon Stock, Par Value $.0001 Per Share 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-20-012338 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 09, 2019 Filed Dec 10, 2019 21:39 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 PurchaseCommon Stock, Par Value $.0001 Per Share 2,500 $4.39 $10,975.00
Disclosure

SEC source: 0001140361-19-022298 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 21, 2019 Filed May 22, 2019 21:17 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantStock Option (Right to buy) · Derivative 25,000 $0.00 Strike: $5.90 $0.00
Disclosure

SEC source: 0001140361-19-009671 · form4.xml · derivative · entry 2

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock, par value $.0001 per share · 25,000 shares

Expires 2029-05-21

F3 · derivative.exercise_date: The options vest immediately upon the grant of such options.

Read SEC document
May 21, 2019 Filed May 22, 2019 21:17 UTC SIGA TECHNOLOGIES INC SIGA · Entity 6205 GrantRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-19-009671 · form4.xml · derivative · entry 1

Kane Julie · CIK 0001640728 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock, par value $.0001 per share · 15,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") converts into one share of common stock of SIGA Technologies, Inc. on a one for one basis.

F2 · derivative.exercise_date: The RSUs vest on the first anniversary of the grant date.

F2 · derivative.expiration_date: The RSUs vest on the first anniversary of the grant date.

Read SEC document
March 01, 2019 Filed Mar 5, 2019 22:58 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 2,045 $17.91 $36,625.95
Disclosure

SEC source: 0001127602-19-010004 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,181

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 437 $17.74 $7,752.38
Disclosure

SEC source: 0001127602-19-007560 · form4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,226

Read SEC document
February 19, 2019 Filed Feb 21, 2019 22:43 UTC PG&E Corp PCG · Entity 3143 GrantCommon Stock 1,068 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-007560 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,663

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/18. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

Read SEC document
June 01, 2018 Filed Jun 1, 2018 22:09 UTC PG&E Corp PCG · Entity 3143 SaleCommon Stock 489 $43.33 $21,188.37
Disclosure

SEC source: 0001127602-18-019566 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,595

F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 instruction, entered into on May 7, 2017.

Read SEC document
May 29, 2018 Filed May 31, 2018 21:15 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 518 $42.34 $21,932.12
Disclosure

SEC source: 0001127602-18-019377 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,084

Read SEC document
March 06, 2018 Filed Mar 8, 2018 23:06 UTC PG&E Corp PCG · Entity 3143 SaleCommon Stock 936 $41.93 $39,246.48
Disclosure

SEC source: 0001127602-18-010774 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,602

F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 instruction, entered into on May 7, 2017.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC PG&E Corp PCG · Entity 3143 GrantStock Option (Right to Buy) · Derivative 15,641 $0.00 Strike: $41.26 $0.00
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · derivative · entry 4

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,641

Underlying: Common Stock · 15,641 shares

Expires 2028-03-01

F3 · shares: Employee stock options granted under the PG&E Corporation 2014 Long-Term Incentive Plan.

F4 · derivative.exercise_date: One-third of stock options are exercisable on the first business day of March 2019, 2020, and 2021.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC PG&E Corp PCG · Entity 3143 GrantCommon Stock 8,726 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,538

F1 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 22:07 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 1,039 $41.26 $42,869.14
Disclosure

SEC source: 0001127602-18-010137 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,812

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February 20, 2018 Filed Feb 22, 2018 21:55 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 69 $40.01 $2,760.69
Disclosure

SEC source: 0001127602-18-007764 · form4.xml · nonDerivative · entry 2

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,851

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February 20, 2018 Filed Feb 22, 2018 21:55 UTC PG&E Corp PCG · Entity 3143 GrantCommon Stock 169 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007764 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,920

F1 · shares: Vested performance shares granted under the PG&E Corporation 2014 Long-Term Incentive Plan for the performance cycle ended 12/31/17. Performance shares are payable in shares of PG&E Corporation common stock on a one-for-one basis.

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August 14, 2017 Filed Aug 15, 2017 21:10 UTC PG&E Corp PCG · Entity 3143 SaleCommon Stock 2,233 $68.98 $154,032.34
Disclosure

SEC source: 0001127602-17-025665 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,751

F1 · kind: Transaction pursuant to reporting person's Rule 10b5-1 instruction.

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May 29, 2017 Filed May 30, 2017 19:22 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 1,091 $67.37 $73,500.67
Disclosure

SEC source: 0001127602-17-019647 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,984

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May 05, 2017 Filed May 9, 2017 14:49 UTC PG&E Corp PCG · Entity 3143 GrantCommon Stock 4,171 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-017298 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,075

F1 · date: Pursuant to the PG&E Corporation Equity Grant Date Policy, which is described in the proxy statement filed by PG&E Corporation with the Securities Exchange Commission on April 18, 2017, the grant date of restricted stock units (RSUs) and performance shares approved on February 14, 2017 was May 5, 2017, instead of March 1, 2017.

F2 · shares: RSUs granted under the PG&E Corporation 2014 Long-Term Incentive Plan. RSUs are payable in shares of PG&E Corporation stock on a one-for-one basis.

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March 01, 2017 Filed Mar 3, 2017 18:05 UTC PG&E Corp PCG · Entity 3143 Tax withholdingCommon Stock 570 $65.85 $37,534.50
Disclosure

SEC source: 0001127602-17-009977 · form4.xml · nonDerivative · entry 1

Kane Julie · CIK 0001640728 · SVP, Chief Compliance Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,904

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.