Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 2, 2018 15:33 UTC |
KEEHNER MICHAELDirector
|
GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001439265-18-000001 · primary_doc.xml · nonDerivative · entry 1 KEEHNER MICHAEL · CIK 0001439265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,850 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:17 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001435741-18-000001 · primary_doc.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,850 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:08 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001329599-18-000001 · primary_doc.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:07 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-18-000002 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,625 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021. F1 · price: The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021. F1 · derivative.exercise_date: The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021. F1 · derivative.expiration_date: The transaction describes the award of Restricted Class A non voting common stock granted on 3/1/2018 which vests 25% on each of 9/1/2018, 9/1/2019, 9/1/2020, and 9/1/2021. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 20:22 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-18-000001 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,025 Underlying: Class A non-voting common stock · 1,900 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of a restricted stock award granted on 2/25/2009. F1 · price: The transaction describes the vesting of a restricted stock award granted on 2/25/2009. F1 · derivative.exercise_date: The transaction describes the vesting of a restricted stock award granted on 2/25/2009. F1 · derivative.expiration_date: The transaction describes the vesting of a restricted stock award granted on 2/25/2009. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 20:22 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 1,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-18-000001 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,917 F1 · price: The transaction describes the vesting of a restricted stock award granted on 2/25/2009. Read SEC document |
| February 26, 2018 Filed Feb 1, 2019 19:42 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.78 | $26.95 | $398.32 |
DisclosureSEC source: 0001594628-19-000001 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,620 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2018 Filed Feb 1, 2019 20:41 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 57.68 | $26.95 | $1,554.48 |
DisclosureSEC source: 0001041339-19-000001 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,129 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 31, 2018 Filed Feb 2, 2018 19:32 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 9,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-18-000003 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,529 Underlying: Class A non-voting common stock · 9,100 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · price: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/31/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/30/2023 or death. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:06 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 46,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-18-000002 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,429 Underlying: Class A non-voting common stock · 46,429 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on the earlier of 1/29/2023 or death. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 23:01 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-18-000002 · primary_doc.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,924 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:56 UTC | OtherRestricted Class A non-voting common stock · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-18-000001 · primary_doc.xml · derivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,081 Underlying: Class A non-voting common stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 30, 2018 Filed Feb 1, 2018 22:51 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-18-000001 · primary_doc.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,081 Underlying: Class A non-voting common stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:34 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-17-000003 · primary_doc.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,424 Underlying: Class A non-voting common stock · 3,755 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 3,755 Class A non-voting common shares were converted and 4,745 shares were forfeited. F1 · price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 3,755 Class A non-voting common shares were converted and 4,745 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 3,755 Class A non-voting common shares were converted and 4,745 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 3,755 Class A non-voting common shares were converted and 4,745 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:34 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 3,755 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-17-000003 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,602 F1 · price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 3,755 Class A non-voting common shares were converted and 4,745 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 20:06 UTC Amendment |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000005 · primary_doc.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,581 Underlying: Class A non-voting common stock · 5,042 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 20:06 UTC Amendment |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 5,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000005 · primary_doc.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,071 F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 13,795 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · derivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 Underlying: Class A non-voting common stock · 6,781 shares Expires not disclosed F3 · derivative.exercise_price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · derivative.exercise_date: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F3 · derivative.expiration_date: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 31,690 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · derivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,795 Underlying: Class A non-voting common stock · 15,347 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 6,781 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,163,321 F3 · price: The transaction describes the vesting of 13,795 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 and vested on accelerated basis from February 25, 2018 to December 28th, 2017 of which 6,781 Class A non-voting common shares were converted and 7,014 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:24 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 15,347 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-17-000005 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial LP Disclosed balance after: 3,156,540 F1 · price: The transaction describes the vesting of 31,690 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 and vested on accelerated basis from January 28, 2018 to December 28th, 2017 of which 15,347 Class A non-voting common shares were converted and 16,343 shares were forfeited. F2 · ownership.nature: Phase II Financial LP is a NY partnership of which Mr. Lowenthal is sole general partner. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:10 UTC | OtherRestricted Class A non-voting common stock · Derivative | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000006 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,081 Underlying: Class A non-voting common stock · 5,042 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
|
| December 28, 2017 Filed Dec 29, 2017 19:10 UTC | OtherClass A non-voting common stock | 5,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000006 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,861 F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
|
| December 28, 2017 Filed Dec 29, 2017 18:44 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000004 · primary_doc.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,581 Underlying: Class A non-voting common stock · 5,042 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 18:44 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 5,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-17-000004 · primary_doc.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,071 F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| November 24, 2017 Filed Feb 1, 2018 20:45 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 57.31 | $27.40 | $1,570.29 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,071 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 24, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.68 | $27.40 | $402.23 |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,605 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2017 Filed Feb 1, 2018 20:45 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 93.52 | $16.45 | $1,538.40 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,014 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 23.96 | $16.45 | $394.14 |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,590 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 14:23 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000009 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,840 Underlying: Class A non-voting common stock · 875 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017. F1 · price: The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017. F1 · derivative.exercise_date: The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017. F1 · derivative.expiration_date: The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017. Read SEC document |
| August 22, 2017 Filed Aug 22, 2017 14:23 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 875 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000009 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,017 F1 · price: The transaction describes the partial vesting of a restricted stock award granted on 2/23/2017. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 12:42 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000008 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,715 Underlying: Class A non-voting common stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016. Read SEC document |
| July 27, 2017 Filed Jul 28, 2017 12:42 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000008 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE KELLS · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · E.K.Roberts Holdco Inc. Disclosed balance after: 9,142 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/28/1016. F2 · ownership.nature: E.K.Roberts Holdco Inc. is an Ontario corporation that is 100% owned by the Reporting Person. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:40 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000006 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,715 Underlying: Class A non-voting common stock · 1,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015. Read SEC document |
| July 01, 2017 Filed Jul 5, 2017 18:40 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000006 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,142 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 1/2/2014 and 1/28/2015. Read SEC document |
| May 26, 2017 Filed Feb 1, 2018 20:45 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 95.59 | $15.75 | $1,505.54 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,921 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 24.49 | $15.75 | $385.72 |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,566 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:55 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 2,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000004 · primary_doc.xml · derivative · entry 3 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,715 Underlying: Class A non-voting common stock · 2,032 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009. Read SEC document |
| February 24, 2017 Filed Feb 27, 2017 18:55 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 2,032 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000004 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,279 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 2/25/2009. Read SEC document |
| February 24, 2017 Filed Feb 1, 2018 20:45 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 89.41 | $16.75 | $1,497.62 |
DisclosureSEC source: 0001041339-18-000001 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 13,825 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2017 Filed Feb 1, 2018 20:29 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 22.91 | $16.75 | $383.74 |
DisclosureSEC source: 0001594628-18-000001 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401K Plan Disclosed balance after: 3,542 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2017 Filed Feb 23, 2017 20:22 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000003 · primary_doc.xml · derivative · entry 4 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,747 Underlying: Class A non-voting common stock · 3,500 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020. F2 · price: The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020. F2 · derivative.exercise_date: The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020. F2 · derivative.expiration_date: The transaction describes the award of Restricted Stock granted on 2/23/2017 which vests 25% on each of 8/22/2017, 8/22/2018, 8/22/2019 and 8/22/2020. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:15 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001648181-17-000001 · primary_doc.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:12 UTC |
OUGHTRED A WINNDirector
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GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249033-17-000002 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:05 UTC |
KEEHNER MICHAELDirector
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GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001439265-17-000001 · primary_doc.xml · nonDerivative · entry 1 KEEHNER MICHAEL · CIK 0001439265 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,350 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:01 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001435741-17-000002 · primary_doc.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,350 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 15:50 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001329599-17-000001 · primary_doc.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 15:47 UTC |
BEHRENS EVANDirector
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GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001481324-17-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:22 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000003 · primary_doc.xml · derivative · entry 3 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,247 Underlying: Class A non-voting common stock · 3,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012. F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012. F1 · derivative.exercise_date: The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012. F1 · derivative.expiration_date: The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012. Read SEC document |
| February 22, 2017 Filed Feb 23, 2017 20:22 UTC |
ROBERTS ELAINE KELLSDirector
|
OtherClass A non-voting common stock | 3,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001218024-17-000003 · primary_doc.xml · nonDerivative · entry 1 ROBERTS ELAINE K · CIK 0001218024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,110 F1 · price: The transaction describes the partial vesting of restricted stock awards granted on 2/23/2012. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.