Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | Director · Chairman · 10% owner | February 06, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPPENHEIMER HOLDINGS INC
Report date February 06, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Class A non-voting common stockSEC Table II · derivative / convertible security | Direct | 267,500 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Other · Acquired 40,000 · Balance 267,500 F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 06, 2026 Filed May 11, 2026 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033456 · wk-form4_1778530099.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,500 Underlying: Class A non-voting common stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,500 Underlying: Class A non-voting common stock · 110,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 55,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,876 F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. Read SEC document |
| November 28, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 44.05 | $67.98 | $2,994.52 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,680 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 29, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 41.65 | $71.72 | $2,987.14 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,635.56 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 09, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 47.11 | $63.22 | $2,978.29 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,593.91 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 45.56 | $65.19 | $2,970.06 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,546.8 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 32,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,500 Underlying: Class A non-voting common stock · 32,500 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 77,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,000 Underlying: Class A non-voting common stock · 77,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 39,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,151 F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. Read SEC document |
| November 22, 2024 Filed Feb 7, 2025 21:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 47.89 | $61.85 | $2,962.00 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,501.24 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 23, 2024 Filed Feb 7, 2025 21:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 56.48 | $52.26 | $2,951.64 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,453.39 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 24, 2024 Filed Feb 7, 2025 21:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 54.73 | $44.79 | $2,451.36 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,397.06 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2024 Filed Feb 7, 2025 21:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 60.94 | $40.08 | $2,442.48 |
DisclosureSEC source: 0001041339-25-000005 · wk-form5_1738964358.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,343 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 75,472 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000004 · wk-form4_1706797460.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 382,000 Underlying: Class A non-voting common stock · 75,472 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:24 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 40,683 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000004 · wk-form4_1706797460.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 159,462 F1 · price: The transaction describes the vesting of 75,472 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 40,683 Class A non-voting common shares were converted and 34,789 shares were forfeited. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 15:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-24-000002 · wk-form4_1706542760.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,472 Underlying: Class A non-voting common stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2029 or death. Read SEC document |
| November 24, 2023 Filed Feb 13, 2024 21:05 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 59.81 | $40.68 | $2,433.07 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,282 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2023 Filed Feb 13, 2024 21:05 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 62.9 | $38.53 | $2,423.54 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,222 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2023 Filed Feb 13, 2024 21:05 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 64.5 | $37.43 | $2,414.24 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,159 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2023 Filed Feb 13, 2024 21:05 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 54.62 | $44.05 | $2,406.01 |
DisclosureSEC source: 0001041339-24-000007 · wk-form5_1707858294.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,095 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 9,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · derivative · entry 6 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 417,472 Underlying: Class A non-voting common stock · 4,454 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · derivative.exercise_date: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. F2 · derivative.expiration_date: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. Read SEC document |
| January 30, 2023 Filed Jan 31, 2023 21:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 4,454 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,779 F2 · price: The transaction describes the vesting of 9,100 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2018 of which 4,454 Class A non-voting common shares were converted and 4,646 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 46,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · derivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,572 Underlying: Class A non-voting common stock · 25,771 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 25,771 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000004 · wf-form4_167519936445885.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,325 F1 · price: The transaction describes the vesting of 46,429 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 25,771 Class A non-voting common shares were converted and 20,658 shares were forfeited. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 14:12 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000002 · wf-form4_167482876081542.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A non-voting common stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. Read SEC document |
| November 25, 2022 Filed Feb 8, 2023 21:46 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 58.22 | $41.18 | $2,397.50 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,040 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2022 Filed Feb 8, 2023 21:46 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 64.956 | $36.76 | $2,387.78 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,982 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 21:46 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 67.041 | $35.46 | $2,377.27 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,917 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2022 Filed Feb 8, 2023 21:46 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 54.915 | $43.14 | $2,369.03 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,850 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 12:23 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000022 · wf-form4_164337258663568.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,001 Underlying: Class A non-voting common stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. Read SEC document |
| December 31, 2021 Filed Feb 10, 2022 21:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 331.22 | $46.69 | $15,464.66 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,795 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 26, 2021 Filed Feb 10, 2022 21:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 44.85 | $51.57 | $2,312.91 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,464 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2021 Filed Feb 10, 2022 21:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 49.41 | $46.66 | $2,305.47 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,419 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 28, 2021 Filed Feb 10, 2022 21:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 37.54 | $49.01 | $1,839.84 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,369 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2021 Filed Feb 10, 2022 21:52 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 48.19 | $38.06 | $1,834.11 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,332 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 14:10 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-21-000001 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,001 Underlying: Class A non-voting common stock · 110,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. Read SEC document |
| December 30, 2020 Filed Feb 9, 2021 19:16 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 471.32 | $31.43 | $14,813.59 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,284 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 04, 2020 Filed Feb 9, 2021 19:16 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 60.09 | $29.46 | $1,770.25 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,812 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 27, 2020 Filed Feb 9, 2021 19:16 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 69.85 | $25.22 | $1,761.62 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,752 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 29, 2020 Filed Feb 9, 2021 19:16 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 83.03 | $21.10 | $1,751.93 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,682 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2020 Filed Feb 9, 2021 19:16 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 72.55 | $24.03 | $1,743.38 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,599 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 18:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 77,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-20-000002 · primary_doc.xml · derivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,001 Underlying: Class A non-voting common stock · 77,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 22:07 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 67,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-20-000001 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,001 Underlying: Class A non-voting common stock · 39,635 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · price: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 22:07 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 39,635 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-20-000001 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,554 F1 · price: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. Read SEC document |
| November 22, 2019 Filed Feb 7, 2020 21:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 62.18 | $27.83 | $1,730.47 |
DisclosureSEC source: 0001041339-20-000003 · primary_doc.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,527 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2019 Filed Feb 7, 2020 21:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 64.41 | $27.16 | $1,749.38 |
DisclosureSEC source: 0001041339-20-000003 · primary_doc.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,465 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 24, 2019 Filed Feb 7, 2020 21:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 60.74 | $25.93 | $1,574.99 |
DisclosureSEC source: 0001041339-20-000003 · primary_doc.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,400 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2019 Filed Feb 7, 2020 21:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 55.4 | $28.22 | $1,563.39 |
DisclosureSEC source: 0001041339-20-000003 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,339 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 08, 2019 Filed Feb 11, 2019 16:51 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass B voting common stock | 1,007 | $26.33 | $26,514.31 |
DisclosureSEC source: 0001041339-19-000003 · primary_doc.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Phase II Financial Inc. Disclosed balance after: 97,128 F1 · ownership.nature: Phase II Financial Inc. is a Delaware corporation controlled by Mr. Lowenthal who is its president. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.