Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 11, 2026 20:08 UTC |
Lowenthal Robert SDirector · CEO
|
OtherRestricted Class A non-voting common stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,000 Underlying: Class A non-voting common stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · derivative.exercise_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · derivative.expiration_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. Read SEC document |
| March 02, 2026 Filed Mar 3, 2026 17:40 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 4,673 | $90.67 | $423,700.91 |
DisclosureSEC source: 0001628280-26-013643 · wk-form4_1772559601.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,177 F1 · price: Sold 4,673 shares at an average price of $90.67 per share Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 16:11 UTC |
Spaulding SuzanneDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012634 · wk-form4_1772208705.xml · nonDerivative · entry 1 Spaulding Suzanne · CIK 0002014257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,900 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 16:11 UTC |
Dwyer Timothy MartinDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012632 · wk-form4_1772208666.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,400 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 16:10 UTC |
BEHRENS EVANDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012630 · wk-form4_1772208620.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,025 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 16:09 UTC |
Kanter Stacy J.Director
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012628 · wk-form4_1772208581.xml · nonDerivative · entry 1 Kanter Stacy J. · CIK 0001775404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,900 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Feb 27, 2026 16:09 UTC |
Friedman Paul MDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012626 · wk-form4_1772208538.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 18,400 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 17:40 UTC |
Glasser TeresaDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-013646 · wk-form4_1772559643.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,400 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 26, 2026 Filed Mar 3, 2026 17:40 UTC |
ROTH R LAWRENCEDirector
|
OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-013645 · wk-form4_1772559621.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,400 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| February 06, 2026 Filed May 11, 2026 20:08 UTC |
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 40,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033456 · wk-form4_1778530099.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 267,500 Underlying: Class A non-voting common stock · 40,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. Read SEC document |
| February 06, 2026 Filed May 11, 2026 20:08 UTC |
Lowenthal Robert SDirector · CEO
|
OtherRestricted Class A non-voting common stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,000 Underlying: Class A non-voting common stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. Read SEC document |
| February 06, 2026 Filed May 11, 2026 20:08 UTC | OtherRestricted Class A non-voting common stock · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033454 · wk-form4_1778530081.xml · derivative · entry 1 Watkins Brad M · CIK 0001940648 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A non-voting common stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| February 06, 2026 Filed May 11, 2026 20:07 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033453 · wk-form4_1778530073.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,500 Underlying: Class A non-voting common stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Class A non-voting common stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 35,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,608 F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 227,500 Underlying: Class A non-voting common stock · 110,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 55,725 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004163 · wk-form4_1769723285.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 254,876 F1 · price: The transaction describes the vesting of 110,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 55,725 Class A non-voting common shares were converted and 54,275 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:47 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,500 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:47 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 3,084 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,850 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited. Read SEC document |
| November 28, 2025 Filed Feb 9, 2026 21:11 UTC |
Lowenthal Robert SDirector · CEO
|
PurchaseClass A non-voting common stock | 11.28 | $67.98 | $766.81 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,273 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 28, 2025 Filed Feb 9, 2026 21:11 UTC |
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
|
PurchaseClass A non-voting common stock | 44.05 | $67.98 | $2,994.52 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,680 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| September 22, 2025 Filed Jan 29, 2026 21:46 UTC |
Spaulding SuzanneDirector
|
OtherClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004160 · wk-form4_1769723198.xml · nonDerivative · entry 1 Spaulding Suzanne · CIK 0002014257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| August 29, 2025 Filed Feb 9, 2026 21:11 UTC |
Lowenthal Robert SDirector · CEO
|
PurchaseClass A non-voting common stock | 10.67 | $71.72 | $765.25 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,262.07 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 29, 2025 Filed Feb 9, 2026 21:11 UTC |
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
|
PurchaseClass A non-voting common stock | 41.65 | $71.72 | $2,987.14 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,635.56 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 05, 2025 Filed Aug 6, 2025 15:16 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 2,000 | $73.81 | $147,620.00 |
DisclosureSEC source: 0001395774-25-000006 · wk-form4_1754493405.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,766 F1 · price: Sold 2,000 shares at an average price of $73.81 per share Read SEC document |
| June 10, 2025 Filed Jun 10, 2025 21:27 UTC |
Friedman Paul MDirector
|
SaleClass A non-voting common stock | 3,500 | $63.31 | $221,578.35 |
DisclosureSEC source: 0001648181-25-000008 · wk-form4_1749590839.xml · nonDerivative · entry 2 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 17,000 Read SEC document |
| June 09, 2025 Filed Jun 10, 2025 21:27 UTC |
Friedman Paul MDirector
|
SaleClass A non-voting common stock | 3,500 | $63.32 | $221,620.70 |
DisclosureSEC source: 0001648181-25-000008 · wk-form4_1749590839.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 20,500 Read SEC document |
| June 06, 2025 Filed Jun 9, 2025 20:03 UTC |
Friedman Paul MDirector
|
SaleClass A non-voting common stock | 3,000 | $63.11 | $189,319.50 |
DisclosureSEC source: 0001648181-25-000004 · wk-form4_1749499410.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 24,000 Read SEC document |
| May 09, 2025 Filed Feb 9, 2026 21:11 UTC |
Lowenthal Robert SDirector · CEO
|
PurchaseClass A non-voting common stock | 12.07 | $63.22 | $763.07 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,251.4 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 09, 2025 Filed Feb 9, 2026 21:11 UTC |
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
|
PurchaseClass A non-voting common stock | 47.11 | $63.22 | $2,978.29 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,593.91 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2025 Filed Feb 9, 2026 21:11 UTC |
Lowenthal Robert SDirector · CEO
|
PurchaseClass A non-voting common stock | 11.67 | $65.19 | $760.77 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,239.33 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2025 Filed Feb 9, 2026 21:11 UTC |
LOWENTHAL ALBERT GDirector · Chairman · 10% owner
|
PurchaseClass A non-voting common stock | 45.56 | $65.19 | $2,970.06 |
DisclosureSEC source: 0001628280-26-006375 · wk-form5_1770671465.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · Chairman · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,546.8 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:44 UTC |
ROTH R LAWRENCEDirector
|
OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215176-25-000002 · wk-form4_1738345458.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:52 UTC |
Spaulding SuzanneDirector
|
OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0002014257-25-000002 · wk-form4_1738345962.xml · nonDerivative · entry 1 Spaulding Suzanne · CIK 0002014257 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:48 UTC |
Kanter Stacy J.Director
|
OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001775404-25-000002 · wk-form4_1738345697.xml · nonDerivative · entry 1 Kanter Stacy J. · CIK 0001775404 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:42 UTC |
Glasser TeresaDirector
|
OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741163-25-000002 · wk-form4_1738345372.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:41 UTC |
Dwyer Timothy MartinDirector
|
OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001329599-25-000002 · wk-form4_1738345276.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 27,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:39 UTC |
BEHRENS EVANDirector
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OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-25-000002 · wk-form4_1738345187.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,625 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:38 UTC |
Friedman Paul MDirector
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OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001648181-25-000002 · wk-form4_1738345080.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 27,000 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
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OtherRestricted Class A non-voting common stock · Derivative | 32,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,500 Underlying: Class A non-voting common stock · 32,500 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2030 or death. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:38 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A non-voting common stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:36 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 3 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,500 Underlying: Class A non-voting common stock · 2,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:36 UTC | OtherRestricted Class A non-voting common stock · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001940648-25-000002 · wk-form4_1738269387.xml · derivative · entry 1 Watkins Brad M · CIK 0001940648 · CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,000 Underlying: Class A non-voting common stock · 2,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 28, 2025 Filed Jan 30, 2025 20:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
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OtherRestricted Class A non-voting common stock · Derivative | 77,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,000 Underlying: Class A non-voting common stock · 77,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:39 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherClass A non-voting common stock | 39,689 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-25-000003 · wk-form4_1738269581.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,151 F1 · price: The transaction describes the vesting of 77,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 39,689 Class A non-voting common shares were converted and 37,311 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:38 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 38,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,000 Underlying: Class A non-voting common stock · 38,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:38 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 19,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,103 F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:36 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,500 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:36 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 3,085 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,766 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited. Read SEC document |
| November 22, 2024 Filed Feb 7, 2025 21:41 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 12.27 | $61.85 | $758.90 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,227.66 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.