Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | Director | January 25, 2024 | February 01, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPPENHEIMER HOLDINGS INC
Report date January 25, 2024 · Filed February 01, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A non-voting common stockSEC Table I · non-derivative | Direct | 23,150 |
Reported balance
After 2024-01-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2024-01-25 · Other · Disposed 3,000 · Balance 23,150 F1: Previously reported an incorrect stock award grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Previously reported an incorrect stock award grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 25, 2024 Filed Jan 29, 2024 19:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-24-000002 · wk-form4_1706557145.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2024 Filed Feb 1, 2024 14:20 UTC Amendment | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-24-000004 · wk-form4a_1706797212.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,150 F1 · security: Previously reported an incorrect stock award grant. F1 · date: Previously reported an incorrect stock award grant. F1 · kind: Previously reported an incorrect stock award grant. F1 · shares: Previously reported an incorrect stock award grant. F1 · price: Previously reported an incorrect stock award grant. F1 · acquired: Previously reported an incorrect stock award grant. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000008 · wf-form4_167508772976445.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:38 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000012 · wf-form4_164332669952182.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 15:32 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 5,000 | $52.23 | $261,133.50 |
DisclosureSEC source: 0001249033-21-000005 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:03 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-21-000001 · wf-form4_161195420219189.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:28 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-20-000001 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| September 18, 2019 Filed Sep 19, 2019 15:13 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 10,000 | $31.02 | $310,200.00 |
DisclosureSEC source: 0001249033-19-000002 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 19:37 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-19-000001 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:36 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249033-18-000001 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,650 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 16:12 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001249033-17-000002 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.