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McNAMARA DENNIS P

Disclosed activity across 1 company

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48507
SEC CIK
0001395774

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CompanyLast reported asReport datePublished
OPPENHEIMER HOLDINGS INCOPY · Entity 4793SecretaryFebruary 06, 2026May 11, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

OPPENHEIMER HOLDINGS INC

Report date February 06, 2026 · Filed May 11, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Class A non-voting common stockSEC Table II · derivative / convertible securityDirect11,500 Reported balance After 2026-02-06 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2026-02-06 · Other · Acquired 2,000 · Balance 11,500

F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Filing footnotes · ownership attribution and instrument terms

F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 02, 2026 Filed Mar 3, 2026 17:40 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 4,673 $90.67 $423,700.91
Disclosure

SEC source: 0001628280-26-013643 · wk-form4_1772559601.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,177

F1 · price: Sold 4,673 shares at an average price of $90.67 per share

Read SEC document
February 06, 2026 Filed May 11, 2026 20:07 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-033453 · wk-form4_1778530073.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on 2/5/2031, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:47 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

Read SEC document
January 28, 2026 Filed Jan 29, 2026 21:47 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 3,084 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-26-004161 · wk-form4_1769723235.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,850

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 3,084 Class A non-voting common shares were converted and 1,916 shares were forfeited.

Read SEC document
August 05, 2025 Filed Aug 6, 2025 15:16 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 2,000 $73.81 $147,620.00
Disclosure

SEC source: 0001395774-25-000006 · wk-form4_1754493405.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,766

F1 · price: Sold 2,000 shares at an average price of $73.81 per share

Read SEC document
January 29, 2025 Filed Jan 30, 2025 20:36 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 3

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,500

Underlying: Class A non-voting common stock · 2,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:36 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

Read SEC document
January 28, 2025 Filed Jan 30, 2025 20:36 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 3,085 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-25-000002 · wk-form4_1738269410.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,766

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 3,085 Class A non-voting common shares were converted and 1,915 shares were forfeited.

Read SEC document
July 31, 2024 Filed Aug 1, 2024 13:42 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 6,000 $51.28 $307,674.00
Disclosure

SEC source: 0001395774-24-000006 · wk-form4_1722519747.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,681

F1 · price: Sold 6,000 shares at an average price of $51.279 per share

Read SEC document
January 30, 2024 Filed Feb 1, 2024 14:22 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-24-000004 · wk-form4_1706797349.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Class A non-voting common stock · 4,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.

F1 · price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.

Read SEC document
January 30, 2024 Filed Feb 1, 2024 14:22 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 2,357 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-24-000004 · wk-form4_1706797349.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,681

F1 · price: The transaction describes the vesting of 4,000 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 2,357 Class A non-voting common shares were converted and 1,643 shares were forfeited.

Read SEC document
January 25, 2024 Filed Jan 29, 2024 15:46 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-24-000002 · wk-form4_1706543209.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,500

Underlying: Class A non-voting common stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time.

Read SEC document
March 03, 2023 Filed Mar 6, 2023 14:11 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 2,120 $44.51 $94,361.20
Disclosure

SEC source: 0001395774-23-000008 · wf-form4_167811189253676.xml · nonDerivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,324

Read SEC document
March 03, 2023 Filed Mar 6, 2023 14:11 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 10,000 $44.54 $445,400.00
Disclosure

SEC source: 0001395774-23-000008 · wf-form4_167811189253676.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,444

Read SEC document
January 29, 2023 Filed Jan 31, 2023 21:04 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-23-000006 · wf-form4_167519906986332.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,000

Underlying: Class A non-voting common stock · 2,081 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.

F1 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.

Read SEC document
January 29, 2023 Filed Jan 31, 2023 21:04 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 2,081 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-23-000006 · wf-form4_167519906986332.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,444

F1 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited.

Read SEC document
January 25, 2023 Filed Jan 27, 2023 14:22 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-23-000004 · wf-form4_167482936216276.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Class A non-voting common stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time.

Read SEC document
January 26, 2022 Filed Jan 28, 2022 12:23 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,500 $0.00 $0.00
Disclosure

SEC source: 0000791963-22-000021 · wf-form4_164337257059444.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Class A non-voting common stock · 2,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time.

Read SEC document
May 05, 2021 Filed May 6, 2021 12:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 3,453 $49.39 $170,542.29
Disclosure

SEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 5

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,363

Read SEC document
May 04, 2021 Filed May 6, 2021 12:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 3,151 $49.69 $156,582.64
Disclosure

SEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 4

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,816

Read SEC document
May 04, 2021 Filed May 6, 2021 12:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 6,303 $49.69 $313,214.98
Disclosure

SEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 3

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,967

Read SEC document
May 04, 2021 Filed May 6, 2021 12:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 6,303 $49.69 $313,214.98
Disclosure

SEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,270

Read SEC document
May 04, 2021 Filed May 6, 2021 12:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 SaleClass A non-voting common stock 2,441 $49.00 $119,619.50
Disclosure

SEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,573

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:25 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 7,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-21-000003 · wf-form4_161420188259289.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,500

Underlying: Class A non-voting common stock · 3,677 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited.

F1 · price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited.

Read SEC document
February 23, 2021 Filed Feb 24, 2021 21:25 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 3,677 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-21-000003 · wf-form4_161420188259289.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,014

F1 · price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited.

Read SEC document
January 28, 2021 Filed Jan 29, 2021 13:50 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-21-000001 · primary_doc.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 14:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000004 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Class A non-voting common stock · 2,983 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 14:48 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 2,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000004 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,337

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited.

Read SEC document
January 29, 2020 Filed Jan 31, 2020 18:20 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000003 · primary_doc.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,500

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time.

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January 28, 2020 Filed Jan 29, 2020 21:16 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,381 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000002 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,500

Underlying: Class A non-voting common stock · 1,588 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited.

F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited.

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January 28, 2020 Filed Jan 29, 2020 21:16 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 1,588 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000002 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,354

F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited.

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January 25, 2020 Filed Jan 27, 2020 21:41 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000001 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,881

Underlying: Class A non-voting common stock · 3,042 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 3,042 Class A non-voting common shares were converted and 1,958 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 3,042 Class A non-voting common shares were converted and 1,958 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 3,042 Class A non-voting common shares were converted and 1,958 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 3,042 Class A non-voting common shares were converted and 1,958 shares were forfeited.

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January 25, 2020 Filed Jan 27, 2020 21:41 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 3,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-20-000001 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,766

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 3,042 Class A non-voting common shares were converted and 1,958 shares were forfeited.

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February 26, 2019 Filed Feb 27, 2019 18:58 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-19-000002 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,881

Underlying: Class A non-voting common stock · 1,235 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,320 Class A non-voting common shares were converted and 680 shares were forfeited.

F1 · price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,320 Class A non-voting common shares were converted and 680 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,320 Class A non-voting common shares were converted and 680 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,320 Class A non-voting common shares were converted and 680 shares were forfeited.

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February 26, 2019 Filed Feb 27, 2019 18:58 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 1,320 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-19-000002 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,724

F1 · price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,320 Class A non-voting common shares were converted and 680 shares were forfeited.

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January 31, 2019 Filed Feb 1, 2019 19:28 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 4,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-19-000001 · primary_doc.xml · derivative · entry 3

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,881

Underlying: Class A non-voting common stock · 4,000 shares

Expires not disclosed

F2 · derivative.exercise_price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time.

F2 · price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.exercise_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time.

F2 · derivative.expiration_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time.

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January 28, 2019 Filed Feb 1, 2019 19:28 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 2,200 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-19-000001 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,881

Underlying: Class A non-voting common stock · 1,333 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,333 Class A non-voting common shares were converted and 867 shares were forfeited.

F1 · price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,333 Class A non-voting common shares were converted and 867 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,333 Class A non-voting common shares were converted and 867 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,333 Class A non-voting common shares were converted and 867 shares were forfeited.

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January 28, 2019 Filed Feb 1, 2019 19:28 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 1,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-19-000001 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,404

F1 · price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,333 Class A non-voting common shares were converted and 867 shares were forfeited.

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January 30, 2018 Filed Feb 1, 2018 22:51 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 3,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-18-000001 · primary_doc.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,081

Underlying: Class A non-voting common stock · 3,500 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time.

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December 28, 2017 Filed Dec 29, 2017 20:06 UTC Amendment OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000005 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,581

Underlying: Class A non-voting common stock · 5,042 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

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December 28, 2017 Filed Dec 29, 2017 20:06 UTC Amendment OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 5,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000005 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,071

F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

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December 28, 2017 Filed Dec 29, 2017 18:44 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 8,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000004 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,581

Underlying: Class A non-voting common stock · 5,042 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

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December 28, 2017 Filed Dec 29, 2017 18:44 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 5,042 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000004 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,071

F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited.

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February 22, 2017 Filed Feb 24, 2017 19:35 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000003 · primary_doc.xml · derivative · entry 2

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,581

Underlying: Class A non-voting common stock · 3,151 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited.

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited.

F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited.

F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited.

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February 22, 2017 Filed Feb 24, 2017 19:35 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherClass A non-voting common stock 3,151 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000003 · primary_doc.xml · nonDerivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,029

F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited.

Read SEC document
January 26, 2017 Filed Jan 27, 2017 20:30 UTC OPPENHEIMER HOLDINGS INC OPY · Entity 4793 OtherRestricted Class A non-voting common stock · Derivative 5,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001395774-17-000001 · primary_doc.xml · derivative · entry 1

McNAMARA DENNIS P · CIK 0001395774 · Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,581

Underlying: Class A non-voting common stock · 5,000 shares

Expires not disclosed

F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time.

F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time.

F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.