Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | CFO | January 26, 2022 | January 28, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPPENHEIMER HOLDINGS INC
Report date January 26, 2022 · Filed January 28, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Class A non-voting common stockSEC Table II · derivative / convertible security | Direct | 25,500 |
Reported balance
After 2022-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-01-26 · Other · Acquired 2,500 · Balance 25,500 F1: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. |
| Class A non-voting common stockSEC Table I · non-derivative | Direct | 42,090 |
Reported balance
Holding disclosure · report date 2022-01-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 42,090 |
| Class B voting common stockSEC Table I · non-derivative | Direct | 60 |
Reported balance
Holding disclosure · report date 2022-01-26 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 60 |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 26, 2022 Filed Jan 28, 2022 12:22 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000020 · wf-form4_164337255084331.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| May 05, 2021 Filed May 6, 2021 12:50 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 6,831 | $49.48 | $337,988.32 |
DisclosureSEC source: 0001520798-21-000004 · wf-form4_162030538473073.xml · nonDerivative · entry 2 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 Read SEC document |
| May 04, 2021 Filed May 6, 2021 12:50 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 26,913 | $49.64 | $1,335,859.05 |
DisclosureSEC source: 0001520798-21-000004 · wf-form4_162030538473073.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,921 Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:23 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000002 · wf-form4_161420178618748.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Class A non-voting common stock · 4,678 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:23 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 4,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000002 · wf-form4_161420178618748.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,834 F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 13:57 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Class A non-voting common stock · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 14:30 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000004 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A non-voting common stock · 2,339 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 14:30 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 2,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000004 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,156 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 18:27 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000003 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:12 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 2,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000002 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A non-voting common stock · 1,470 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:12 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 1,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000002 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,817 F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 21:34 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,381 Underlying: Class A non-voting common stock · 5,012 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 5,012 Class A non-voting common shares were converted and 3,488 shares were forfeited. F1 · price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 5,012 Class A non-voting common shares were converted and 3,488 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 5,012 Class A non-voting common shares were converted and 3,488 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 5,012 Class A non-voting common shares were converted and 3,488 shares were forfeited. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 21:34 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 5,012 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000001 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,347 F1 · price: The transaction describes the vesting of 8,500 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 5,012 Class A non-voting common shares were converted and 3,488 shares were forfeited. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 18:55 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 2,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-19-000002 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,881 Underlying: Class A non-voting common stock · 1,235 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,235 Class A non-voting common shares were converted and 765 shares were forfeited. F1 · price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,235 Class A non-voting common shares were converted and 765 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,235 Class A non-voting common shares were converted and 765 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,235 Class A non-voting common shares were converted and 765 shares were forfeited. Read SEC document |
| February 26, 2019 Filed Feb 27, 2019 18:55 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 1,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-19-000002 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,335 F1 · price: The transaction describes the vesting of 2,000 shares of Restricted Class A non-voting common stock which were awarded on February 27, 2014 of which 1,235 Class A non-voting common shares were converted and 765 shares were forfeited. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-19-000001 · primary_doc.xml · derivative · entry 4 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,881 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time. F2 · price: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time. F2 · derivative.exercise_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time. F2 · derivative.expiration_date: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time. F2 · balance_after: The transaction describes the award on 1/31/2019 of Restricted Class A non-voting common stock vesting on 1/30/2024, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2019 Filed Feb 1, 2019 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 2,200 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-19-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,881 Underlying: Class A non-voting common stock · 1,239 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited. F1 · price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited. Read SEC document |
| January 28, 2019 Filed Feb 1, 2019 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 1,239 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-19-000001 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,100 F1 · price: The transaction describes the vesting of 2,200 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2014 of which 1,239 Class A non-voting common shares were converted and 961 shares were forfeited. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 22:56 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-18-000001 · primary_doc.xml · derivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,081 Underlying: Class A non-voting common stock · 7,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/30/2018 of Restricted Class A non-voting common stock vesting on 1/29/2023, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:10 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 8,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000006 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,081 Underlying: Class A non-voting common stock · 5,042 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| December 28, 2017 Filed Dec 29, 2017 19:10 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 5,042 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000006 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,861 F1 · price: The transaction describes the vesting of 8,000 shares of Restricted Class A non-voting common stock which were awarded on February 25, 2013 and vested on accelerated basis from February 24, 2018 to December 28th, 2017 of which 5,042 Class A non-voting common shares were converted and 2,958 shares were forfeited. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:00 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000005 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,081 Underlying: Class A non-voting common stock · 3,151 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 20:00 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 3,151 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000005 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,819 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 23, 2012 of which 3,151 Class A non-voting common shares were converted and 1,849 shares were forfeited. Read SEC document |
| January 26, 2017 Filed Jan 27, 2017 20:45 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 8,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-17-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,081 Underlying: Class A non-voting common stock · 8,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2017 of Restricted Class A non-voting common stock vesting on 1/25/2020, subject to the awardee being continuously employed by the company until such time. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.