Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | Director · CEO | February 06, 2026 | May 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OPPENHEIMER HOLDINGS INC
Report date February 06, 2026 · Filed May 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Class A non-voting common stockSEC Table II · derivative / convertible security | Direct | 205,000 |
Reported balance
After 2026-02-06 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2026-02-06 · Other · Acquired 100,000 · Balance 205,000 F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. |
| Restricted Class A non-voting common stockSEC Table II · derivative / convertible security | Direct | 305,000 |
Reported balance
After 2026-05-08 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2026-05-08 · Other · Acquired 100,000 · Balance 305,000 F2: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death.
F2: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 08, 2026 Filed May 11, 2026 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 305,000 Underlying: Class A non-voting common stock · 100,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · price: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · derivative.exercise_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. F2 · derivative.expiration_date: The transaction describes the award on 5/8/2026 of Restricted Class A non-voting common stock vesting on the earlier of 12/31/2030, change of control, or death. Read SEC document |
| February 06, 2026 Filed May 11, 2026 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 100,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-033455 · wk-form4_1778530092.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 205,000 Underlying: Class A non-voting common stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · price: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.exercise_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. F1 · derivative.expiration_date: The transaction describes the award on 2/6/2026 of Restricted Class A non-voting common stock vesting on the earlier of 2/5/2031, change of control, or death. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 105,000 Underlying: Class A non-voting common stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Read SEC document |
| January 28, 2026 Filed Jan 29, 2026 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 35,505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-004165 · wk-form4_1769723325.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 129,608 F1 · price: The transaction describes the vesting of 75,000 shares of Restricted Class A non-voting common stock which were awarded on January 28, 2021 of which 35,505 Class A non-voting common shares were converted and 39,495 shares were forfeited. Read SEC document |
| November 28, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 11.28 | $67.98 | $766.81 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,273 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 29, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 10.67 | $71.72 | $765.25 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,262.07 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 09, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 12.07 | $63.22 | $763.07 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,251.4 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2025 Filed Feb 9, 2026 21:11 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 11.67 | $65.19 | $760.77 |
DisclosureSEC source: 0001628280-26-006378 · wk-form5_1770671484.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director · CEO 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,239.33 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 29, 2025 Filed Jan 30, 2025 20:38 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,000 Underlying: Class A non-voting common stock · 15,000 shares Expires not disclosed F2 · derivative.exercise_price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · price: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.exercise_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. F2 · derivative.expiration_date: The transaction describes the award on 1/29/2025 of Restricted Class A non-voting common stock vesting on 1/28/2030, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:38 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 38,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 165,000 Underlying: Class A non-voting common stock · 38,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 20:38 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 19,308 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-25-000002 · wk-form4_1738269479.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 94,103 F1 · price: The transaction describes the vesting of 38,500 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2020 of which 19,308 Class A non-voting common shares were converted and 19,192 shares were forfeited. Read SEC document |
| November 22, 2024 Filed Feb 7, 2025 21:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 12.27 | $61.85 | $758.90 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,227.66 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 23, 2024 Filed Feb 7, 2025 21:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 14.47 | $52.26 | $756.20 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,215.76 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 24, 2024 Filed Feb 7, 2025 21:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 14.02 | $44.79 | $627.96 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,201.39 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2024 Filed Feb 7, 2025 21:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 15.61 | $40.08 | $625.65 |
DisclosureSEC source: 0001594628-25-000004 · wk-form5_1738964464.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,187 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:23 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 18,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000004 · wk-form4_1706797410.xml · derivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 203,500 Underlying: Class A non-voting common stock · 18,868 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 14:23 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 11,257 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000004 · wk-form4_1706797410.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 74,795 F1 · price: The transaction describes the vesting of 18,868 shares of Restricted Class A non-voting common stock which were awarded on January 31, 2019 of which 11,257 Class A non-voting common shares were converted and 7,611 shares were forfeited. Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 15:41 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-24-000002 · wk-form4_1706542874.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 222,368 Underlying: Class A non-voting common stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2024 of Restricted Class A non-voting common stock vesting on 1/24/2029, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| November 24, 2023 Filed Feb 13, 2024 21:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 15.32 | $40.68 | $623.22 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,171 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 25, 2023 Filed Feb 13, 2024 21:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 16.11 | $38.53 | $620.72 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,156 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 26, 2023 Filed Feb 13, 2024 21:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 16.52 | $37.43 | $618.34 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,140 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 24, 2023 Filed Feb 13, 2024 21:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 13.99 | $44.05 | $616.26 |
DisclosureSEC source: 0001594628-24-000006 · wk-form5_1707858467.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,123 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:07 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000004 · wf-form4_167519922927244.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 202,368 Underlying: Class A non-voting common stock · 2,978 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. Read SEC document |
| January 29, 2023 Filed Jan 31, 2023 21:07 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 2,978 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000004 · wf-form4_167519922927244.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,538 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,978 Class A non-voting common shares were converted and 2,022 shares were forfeited. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 14:14 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000002 · wf-form4_167482884531048.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A non-voting common stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| November 25, 2022 Filed Feb 8, 2023 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 14.915 | $41.18 | $614.20 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,109 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2022 Filed Feb 8, 2023 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 16.641 | $36.76 | $611.72 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,094 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 17.175 | $35.46 | $609.03 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,077 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2022 Filed Feb 8, 2023 21:48 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 14.067 | $43.14 | $606.85 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,060 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 12:22 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000019 · wf-form4_164337253590241.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,368 Underlying: Class A non-voting common stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 31, 2021 Filed Feb 10, 2022 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 84.85 | $46.69 | $3,961.65 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 5 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,046 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 26, 2021 Filed Feb 10, 2022 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 11.49 | $51.57 | $592.54 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,961 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2021 Filed Feb 10, 2022 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 12.66 | $46.66 | $590.72 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,950 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 28, 2021 Filed Feb 10, 2022 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 9.62 | $49.01 | $471.48 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,937 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2021 Filed Feb 10, 2022 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 12.35 | $38.06 | $470.04 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,928 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:26 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000003 · wf-form4_161420194479806.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,368 Underlying: Class A non-voting common stock · 4,678 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:26 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 4,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000003 · wf-form4_161420194479806.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,560 F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 14:05 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000001 · primary_doc.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,368 Underlying: Class A non-voting common stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 30, 2020 Filed Feb 9, 2021 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 120.74 | $31.43 | $3,794.86 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 5 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,915 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 04, 2020 Filed Feb 9, 2021 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 15.39 | $29.46 | $453.39 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,795 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 27, 2020 Filed Feb 9, 2021 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 17.89 | $25.23 | $451.36 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,779 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 29, 2020 Filed Feb 9, 2021 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 21.27 | $21.10 | $448.80 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,761 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2020 Filed Feb 9, 2021 19:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | PurchaseClass A non-voting common stock | 18.59 | $24.03 | $446.72 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,740 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:01 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000005 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,368 Underlying: Class A non-voting common stock · 2,339 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:01 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 2,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000005 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,882 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 18:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 38,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000003 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,368 Underlying: Class A non-voting common stock · 38,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:22 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 9,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000002 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,868 Underlying: Class A non-voting common stock · 5,883 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:22 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 5,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000002 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,543 F1 · price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherRestricted Class A non-voting common stock · Derivative | 15,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000001 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,392 Underlying: Class A non-voting common stock · 9,030 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 15,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 9,030 Class A non-voting common shares were converted and 5,970 shares were forfeited. F1 · price: The transaction describes the vesting of 15,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 9,030 Class A non-voting common shares were converted and 5,970 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 15,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 9,030 Class A non-voting common shares were converted and 5,970 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 15,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 9,030 Class A non-voting common shares were converted and 5,970 shares were forfeited. Read SEC document |
| January 25, 2020 Filed Jan 27, 2020 21:53 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 9,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000001 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,660 F1 · price: The transaction describes the vesting of 15,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 9,030 Class A non-voting common shares were converted and 5,970 shares were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.