Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HARTE HANKS INCHRTH · Entity 7438 | Director | March 21, 2020 | September 02, 2020 |
| OPPENHEIMER HOLDINGS INCOPY · Entity 4793 | Director | February 26, 2026 | February 27, 2026 |
| SEACOR Marine Holdings Inc.SMHI · Entity 6091 | Director | June 12, 2018 | June 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HARTE HANKS INC
Report date March 21, 2020 · Filed September 02, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,636 |
Reported balance
After 2020-03-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2020-03-21 · Exercise / conversion · Acquired 23,136 · Balance 40,636 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. |
| Common StockSEC Table I · non-derivative | Direct | 64,272 |
Reported balance
After 2020-08-08 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2020-08-08 · Grant · Acquired 18,000 · Balance 64,272 F2: Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2020-03-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-21 · Exercise / conversion · Disposed 23,136 · Balance 0 F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units ("RSU") convert into common stock on a one-for-one basis.
F2: Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant.
F3: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date.
OPPENHEIMER HOLDINGS INC
Report date February 26, 2026 · Filed February 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A non-voting common stockSEC Table I · non-derivative | Direct | 7,025 |
Reported balance
After 2026-02-26 transaction · row 1
1 source rowRow 1 · 2026-02-26 · Other · Acquired 1,400 · Balance 7,025 F1: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan
SEACOR Marine Holdings Inc.
Report date June 12, 2018 · Filed June 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 12,546 |
Reported balance
After 2018-06-12 transaction · row 1
1 source rowRow 1 · 2018-06-12 · Grant · Acquired 2,095 · Balance 12,546 |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.65 · Expires 2028-06-12 | Direct | 6,213 |
Reported balance
After 2018-06-12 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-06-12 · Grant · Acquired 6,213 · Balance 6,213 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2026 Filed Feb 27, 2026 16:10 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 1,400 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001628280-26-012630 · wk-form4_1772208620.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,025 F1 · date: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2024 Incentive Plan Read SEC document |
| January 30, 2025 Filed Jan 31, 2025 17:39 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | OtherClass A non-voting common stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-25-000002 · wk-form4_1738345187.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,625 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| August 19, 2024 Filed Aug 19, 2024 20:18 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 750 | $50.78 | $38,087.93 |
DisclosureSEC source: 0001481324-24-000006 · wk-form4_1724098722.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,125 Read SEC document |
| May 10, 2024 Filed May 10, 2024 20:12 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 4,125 | $43.65 | $180,055.84 |
DisclosureSEC source: 0001481324-24-000004 · wk-form4_1715371939.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,875 Read SEC document |
| January 25, 2024 Filed Jan 29, 2024 19:35 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 3,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-24-000002 · wk-form4_1706556942.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| September 01, 2023 Filed Sep 5, 2023 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 5,000 | $38.43 | $192,150.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 3 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,000 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 5,000 | $38.28 | $191,400.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 2 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,000 Read SEC document |
| August 31, 2023 Filed Sep 5, 2023 20:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | SaleClass A non-voting common stock | 2,500 | $38.49 | $96,225.00 |
DisclosureSEC source: 0001481324-23-000002 · wf-form4_169394452209654.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,000 Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:08 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000005 · wf-form4_167508768041271.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:38 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000013 · wf-form4_164332671849053.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 20:59 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-21-000002 · wf-form4_161195392978469.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| August 08, 2020 Filed Sep 2, 2020 00:38 UTC | HARTE HANKS INC HRTH · Entity 7438 | GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019169 · rdgdoc.xml · nonDerivative · entry 2 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,272 F2 · security: Each RSU represents a contingent right to receive one share of Harte Hanks, Inc.'s common stock upon vesting. The RSUs were granted under the Harte Hanks, Inc. 2020 Equity Incentive Plan and vest following a period of one full year from the date of grant. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:38 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionRestricted Stock Units · Derivative | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-20-019169 · rdgdoc.xml · derivative · entry 3 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 23,136 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. F3 · derivative.exercise_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. F3 · derivative.expiration_date: On March 21 2019, the reporting person was granted 23,136 RSUs, which vest after one full year from the grant date. Read SEC document |
| March 21, 2020 Filed Sep 2, 2020 00:38 UTC | HARTE HANKS INC HRTH · Entity 7438 | Exercise / conversionCommon Stock | 23,136 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001437749-20-019169 · rdgdoc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units ("RSU") convert into common stock on a one-for-one basis. Read SEC document |
| March 16, 2020 Filed Mar 19, 2020 21:09 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock | 2,500 | $2.70 | $6,750.00 |
DisclosureSEC source: 0001140361-20-006362 · form4.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,636 F1 · balance_after: The Form 4 previously filed on August 21, 2019 contained an error in the number of securities beneficially owned in this column 5. The 40,636 includes 23,136 RSUs (previously not included on the August 21, 2019 Form 4) as disclosed on the Form 4 filed on March 21, 2019. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:09 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-20-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| August 21, 2019 Filed Aug 23, 2019 19:57 UTC | HARTE HANKS INC HHS · Entity 7438 | PurchaseCommon Stock | 10,000 | $2.90 | $28,990.00 |
DisclosureSEC source: 0000045919-19-000045 · wf-form4_156659024697297.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 21, 2019 Filed May 8, 2019 15:02 UTC | HARTE HANKS INC HHS · Entity 7438 | GrantCommon Stock | 23,136 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-19-006211 · wf-form4_155732772937899.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,136 F1 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuer's common stock. These restricted stock units were issued pursuant to the Harte-Hanks, Inc. 2013 Omnibus Incentive Plan and the corresponding Restricted Stock Unit Award Agreement and vest following a period of one full year from the date of grant. F2 · balance_after: These securities consist of (i) the 23,136 RSUs reported on this form and (ii) 28,136. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 18:49 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-19-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:18 UTC | SEACOR Marine Holdings Inc. SMHI · Entity 6091 | GrantStock Options (right to buy) · Derivative | 6,213 | $0.00 Strike: $21.65 | $0.00 |
DisclosureSEC source: 0001690334-18-000062 · wf-form4_152901107187230.xml · derivative · entry 2 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,213 Underlying: Common Stock · 6,213 shares Expires 2028-06-12 Read SEC document |
| June 12, 2018 Filed Jun 14, 2018 21:18 UTC | SEACOR Marine Holdings Inc. SMHI · Entity 6091 | GrantCommon Stock | 2,095 | $0.00 | $0.00 |
DisclosureSEC source: 0001690334-18-000062 · wf-form4_152901107187230.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,546 Read SEC document |
| March 01, 2018 Filed Mar 2, 2018 15:44 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001481324-18-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 22:31 UTC | SEACOR Marine Holdings Inc. SMHI · Entity 6091 | GrantStock Options (right to buy) · Derivative | 16,700 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001690334-17-000090 · wf-form4_151182189889662.xml · derivative · entry 2 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,700 Underlying: Common Stock · 16,700 shares Expires 2027-11-22 Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 22:31 UTC | SEACOR Marine Holdings Inc. SMHI · Entity 6091 | GrantCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001690334-17-000090 · wf-form4_151182189889662.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,451 F1 · balance_after: Includes 9,951 shares received by the Reporting Person in the spin-off of the registrant from SEACOR Holdings Inc. consummated on June 2, 2017. Read SEC document |
| February 23, 2017 Filed Feb 24, 2017 15:47 UTC | OPPENHEIMER HOLDINGS INC OPY · Entity 4793 | GrantClass A non-voting common stock | 3,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001481324-17-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.