Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 23, 2021 Filed Feb 24, 2021 21:26 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 4,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000003 · wf-form4_161420194479806.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,560 F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:25 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-21-000003 · wf-form4_161420188259289.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 Underlying: Class A non-voting common stock · 3,677 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited. F1 · price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:25 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 3,677 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-21-000003 · wf-form4_161420188259289.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,014 F1 · price: The transaction describes the vesting of 7,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 3,677 Class A non-voting common shares were converted and 3,323 shares were forfeited. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:23 UTC | OtherRestricted Class A non-voting common stock · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000002 · wf-form4_161420178618748.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Underlying: Class A non-voting common stock · 4,678 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
|
| February 23, 2021 Filed Feb 24, 2021 21:23 UTC | GrantClass A non-voting common stock | 4,678 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000002 · wf-form4_161420178618748.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,834 F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
|
| January 28, 2021 Filed Jan 29, 2021 21:04 UTC |
Glasser TeresaDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741163-21-000001 · wf-form4_161195428002467.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:03 UTC |
OUGHTRED A WINNDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-21-000001 · wf-form4_161195420219189.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:02 UTC |
ROTH R LAWRENCEDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215176-21-000001 · wf-form4_161195415131405.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:01 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001329599-21-000001 · wf-form4_161195408142195.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 21:00 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-21-000001 · wf-form4_161195400630053.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,350 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 20:59 UTC |
BEHRENS EVANDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-21-000002 · wf-form4_161195392978469.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 20:57 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001648181-21-000002 · wf-form4_161195383455796.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 17,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F2 · balance_after: Shares previously reported were transferred to Paul M. Friedman Living Trust in the benefit of Mr. Friedman in 2019 Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 14:10 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 110,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-21-000001 · primary_doc.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,001 Underlying: Class A non-voting common stock · 110,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on the earlier of 1/27/2026 or death. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 14:05 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 75,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000001 · primary_doc.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,368 Underlying: Class A non-voting common stock · 75,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2021 Filed Jan 29, 2021 13:57 UTC | OtherRestricted Class A non-voting common stock · Derivative | 6,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-21-000001 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,000 Underlying: Class A non-voting common stock · 6,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 28, 2021 Filed Jan 29, 2021 13:50 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-21-000001 · primary_doc.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2021 of Restricted Class A non-voting common stock vesting on 1/27/2026, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 30, 2020 Filed Feb 9, 2021 19:18 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 120.74 | $31.43 | $3,794.86 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 5 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,915 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 30, 2020 Filed Feb 9, 2021 19:16 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 471.32 | $31.43 | $14,813.59 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,284 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 04, 2020 Filed Feb 9, 2021 19:18 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 15.39 | $29.46 | $453.39 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,795 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 04, 2020 Filed Feb 9, 2021 19:16 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 60.09 | $29.46 | $1,770.25 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,812 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 27, 2020 Filed Feb 9, 2021 19:18 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 17.89 | $25.23 | $451.36 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,779 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 27, 2020 Filed Feb 9, 2021 19:16 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 69.85 | $25.22 | $1,761.62 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,752 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 29, 2020 Filed Feb 9, 2021 19:18 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 21.27 | $21.10 | $448.80 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,761 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 29, 2020 Filed Feb 9, 2021 19:16 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 83.03 | $21.10 | $1,751.93 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,682 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:33 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001648181-20-000001 · primary_doc.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 15,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F2 · balance_after: Shares previously reported were transferred to Paul M. Friedman Living Trust in the benefit of Mr. Friedman in 2019 Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:28 UTC |
OUGHTRED A WINNDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001249033-20-000001 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:25 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-20-000001 · primary_doc.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,850 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:19 UTC |
ROTH R LAWRENCEDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001215176-20-000001 · primary_doc.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:16 UTC |
Glasser TeresaDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001741163-20-000001 · primary_doc.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:12 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001329599-20-000001 · primary_doc.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 28, 2020 22:09 UTC |
BEHRENS EVANDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001481324-20-000001 · primary_doc.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| February 28, 2020 Filed Feb 9, 2021 19:18 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 18.59 | $24.03 | $446.72 |
DisclosureSEC source: 0001594628-21-000002 · wf-form5_161289828041277.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,740 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 28, 2020 Filed Feb 9, 2021 19:16 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 72.55 | $24.03 | $1,743.38 |
DisclosureSEC source: 0001041339-21-000002 · wf-form5_161289815136838.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 14,599 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:01 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000005 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,368 Underlying: Class A non-voting common stock · 2,339 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 15:01 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 2,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000005 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,882 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 14:48 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-20-000004 · primary_doc.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Class A non-voting common stock · 2,983 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 14:48 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 2,983 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-20-000004 · primary_doc.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,337 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,983 Class A non-voting common shares were converted and 2,017 shares were forfeited. Read SEC document |
| February 25, 2020 Filed Feb 27, 2020 14:30 UTC | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000004 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A non-voting common stock · 2,339 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
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| February 25, 2020 Filed Feb 27, 2020 14:30 UTC | OtherClass A non-voting common stock | 2,339 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000004 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,156 F1 · price: The transaction describes the vesting of 5,000 shares of Restricted Class A non-voting common stock which were awarded on February 26, 2015 of which 2,339 Class A non-voting common shares were converted and 2,661 shares were forfeited. Read SEC document |
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| January 29, 2020 Filed Jan 31, 2020 18:45 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
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OtherRestricted Class A non-voting common stock · Derivative | 77,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-20-000002 · primary_doc.xml · derivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,001 Underlying: Class A non-voting common stock · 77,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on the earlier of 1/28/2025 or death. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 18:27 UTC | OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000003 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,000 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. Read SEC document |
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| January 29, 2020 Filed Jan 31, 2020 18:35 UTC |
Lowenthal Robert SDirector
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OtherRestricted Class A non-voting common stock · Derivative | 38,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000003 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,368 Underlying: Class A non-voting common stock · 38,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 29, 2020 Filed Jan 31, 2020 18:20 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-20-000003 · primary_doc.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,500 Underlying: Class A non-voting common stock · 5,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/29/2020 of Restricted Class A non-voting common stock vesting on 1/28/2025, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:22 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 9,524 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000002 · primary_doc.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,868 Underlying: Class A non-voting common stock · 5,883 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:22 UTC |
Lowenthal Robert SDirector
|
OtherClass A non-voting common stock | 5,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-20-000002 · primary_doc.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,543 F1 · price: The transaction describes the vesting of 9,524 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 5,883 Class A non-voting common shares were converted and 3,641 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:16 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-20-000002 · primary_doc.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,500 Underlying: Class A non-voting common stock · 1,588 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited. F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:16 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 1,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-20-000002 · primary_doc.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,354 F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,588 Class A non-voting common shares were converted and 793 shares were forfeited. Read SEC document |
| January 28, 2020 Filed Jan 29, 2020 21:12 UTC | OtherRestricted Class A non-voting common stock · Derivative | 2,381 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000002 · primary_doc.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,000 Underlying: Class A non-voting common stock · 1,470 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. Read SEC document |
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| January 28, 2020 Filed Jan 29, 2020 21:12 UTC | OtherClass A non-voting common stock | 1,470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001520798-20-000002 · primary_doc.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,817 F1 · price: The transaction describes the vesting of 2,381 shares of Restricted Class A non-voting common stock which were awarded on January 29, 2015 of which 1,470 Class A non-voting common shares were converted and 911 shares were forfeited. Read SEC document |
|
| January 25, 2020 Filed Jan 27, 2020 22:07 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 67,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-20-000001 · primary_doc.xml · derivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 131,001 Underlying: Class A non-voting common stock · 39,635 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · price: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 67,000 shares of Restricted Class A non-voting common stock which were awarded on January 26, 2017 of which 39,635 Class A non-voting common shares were converted and 27,365 shares were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.