Last 12 months
Inside the activity.
2 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 2 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 29, 2023 Filed Jan 31, 2023 21:04 UTC |
McNAMARA DENNIS PSecretary
|
OtherClass A non-voting common stock | 2,081 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-23-000006 · wf-form4_167519906986332.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,444 F1 · price: The transaction describes the vesting of 3,500 shares of Restricted Class A non-voting common stock which were awarded on January 30, 2018 of which 2,081 Class A non-voting common shares were converted and 1,419 shares were forfeited. Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:09 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000010 · wf-form4_167508776476043.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 22,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:09 UTC |
ROTH R LAWRENCEDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000009 · wf-form4_167508774774796.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:09 UTC |
OUGHTRED A WINNDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000008 · wf-form4_167508772976445.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,150 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:08 UTC |
Glasser TeresaDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000007 · wf-form4_167508771345797.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:08 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000006 · wf-form4_167508769756032.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:08 UTC |
BEHRENS EVANDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000005 · wf-form4_167508768041271.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,500 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2023 Filed Jan 30, 2023 14:07 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001435741-23-000004 · wf-form4_167508765340041.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,350 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 14:22 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001395774-23-000004 · wf-form4_167482936216276.xml · derivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 14:18 UTC | OtherRestricted Class A non-voting common stock · Derivative | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001940648-23-000002 · wf-form4_167482911784506.xml · derivative · entry 1 Watkins Brad M · CIK 0001940648 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 25, 2023 Filed Jan 27, 2023 14:14 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-23-000002 · wf-form4_167482884531048.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A non-voting common stock · 20,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on 1/24/2028, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 14:12 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001041339-23-000002 · wf-form4_167482876081542.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 Underlying: Class A non-voting common stock · 30,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · price: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/25/2023 of Restricted Class A non-voting common stock vesting on the earlier of 1/24/2028 or death. Read SEC document |
| November 25, 2022 Filed Feb 8, 2023 21:48 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.915 | $41.18 | $614.20 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,109 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 25, 2022 Filed Feb 8, 2023 21:46 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 58.22 | $41.18 | $2,397.50 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 16,040 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2022 Filed Feb 8, 2023 21:48 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 16.641 | $36.76 | $611.72 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,094 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2022 Filed Feb 8, 2023 21:46 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 64.956 | $36.76 | $2,387.78 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,982 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 21:48 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 17.175 | $35.46 | $609.03 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,077 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 27, 2022 Filed Feb 8, 2023 21:46 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 67.041 | $35.46 | $2,377.27 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,917 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2022 Filed Feb 8, 2023 21:48 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 14.067 | $43.14 | $606.85 |
DisclosureSEC source: 0001594628-23-000006 · wf-form5_167589290695683.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,060 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 25, 2022 Filed Feb 8, 2023 21:46 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 54.915 | $43.14 | $2,369.03 |
DisclosureSEC source: 0001041339-23-000006 · wf-form5_167589278040449.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,850 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:38 UTC |
OUGHTRED A WINNDirector
|
GrantClass A non-voting common stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000012 · wf-form4_164332669952182.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,650 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:39 UTC |
EHRHARDT WILLIAMDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000014 · wf-form4_164332673949219.xml · nonDerivative · entry 1 EHRHARDT WILLIAM · CIK 0001435741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,850 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:38 UTC |
BEHRENS EVANDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000013 · wf-form4_164332671849053.xml · nonDerivative · entry 1 BEHRENS EVAN · CIK 0001481324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:38 UTC |
Friedman Paul MDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000011 · wf-form4_164332666857168.xml · nonDerivative · entry 1 Friedman Paul M · CIK 0001648181 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Paul M. Friedman Living Trust dated 3/5/19 Disclosed balance after: 20,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F2 · balance_after: Shares previously reported were transferred to Paul M. Friedman Living Trust in the benefit of Mr. Friedman in 2019 Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:37 UTC |
Glasser TeresaDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000010 · wf-form4_164332662943098.xml · nonDerivative · entry 1 Glasser Teresa · CIK 0001741163 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:37 UTC |
Dwyer Timothy MartinDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000009 · wf-form4_164332660839904.xml · nonDerivative · entry 1 Dwyer Timothy Martin · CIK 0001329599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 27, 2022 Filed Jan 27, 2022 23:36 UTC |
ROTH R LAWRENCEDirector
|
GrantClass A non-voting common stock | 2,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000791963-22-000008 · wf-form4_164332658912965.xml · nonDerivative · entry 1 ROTH R LAWRENCE · CIK 0001215176 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · shares: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan F1 · price: Represents a restricted stock award granted under the Oppenheimer Holdings Inc. 2014 Incentive Plan Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 12:23 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
OtherRestricted Class A non-voting common stock · Derivative | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000022 · wf-form4_164337258663568.xml · derivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 443,001 Underlying: Class A non-voting common stock · 125,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on the earlier of 1/25/2027 or death. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 12:23 UTC |
McNAMARA DENNIS PSecretary
|
OtherRestricted Class A non-voting common stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000021 · wf-form4_164337257059444.xml · derivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| January 26, 2022 Filed Jan 28, 2022 12:22 UTC | OtherRestricted Class A non-voting common stock · Derivative | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000020 · wf-form4_164337255084331.xml · derivative · entry 3 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,500 Underlying: Class A non-voting common stock · 2,500 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/26/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. Read SEC document |
|
| January 26, 2022 Filed Jan 28, 2022 12:22 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000791963-22-000019 · wf-form4_164337253590241.xml · derivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,368 Underlying: Class A non-voting common stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.exercise_date: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. F1 · derivative.expiration_date: The transaction describes the award on 1/28/2022 of Restricted Class A non-voting common stock vesting on 1/25/2027, subject to the awardee being continuously employed by the company until such time. Read SEC document |
| December 31, 2021 Filed Feb 10, 2022 21:53 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 84.85 | $46.69 | $3,961.65 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 5 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 4,046 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| December 31, 2021 Filed Feb 10, 2022 21:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 331.22 | $46.69 | $15,464.66 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 5 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,795 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 26, 2021 Filed Feb 10, 2022 21:53 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 11.49 | $51.57 | $592.54 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 4 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,961 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 26, 2021 Filed Feb 10, 2022 21:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 44.85 | $51.57 | $2,312.91 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 4 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,464 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| November 03, 2021 Filed Nov 3, 2021 15:32 UTC |
OUGHTRED A WINNDirector
|
SaleClass A non-voting common stock | 5,000 | $52.23 | $261,133.50 |
DisclosureSEC source: 0001249033-21-000005 · primary_doc.xml · nonDerivative · entry 1 OUGHTRED A WINN · CIK 0001249033 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,150 Read SEC document |
| August 26, 2021 Filed Feb 10, 2022 21:53 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 12.66 | $46.66 | $590.72 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 3 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,950 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| August 26, 2021 Filed Feb 10, 2022 21:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 49.41 | $46.66 | $2,305.47 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 3 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,419 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 28, 2021 Filed Feb 10, 2022 21:53 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 9.62 | $49.01 | $471.48 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 2 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,937 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 28, 2021 Filed Feb 10, 2022 21:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 37.54 | $49.01 | $1,839.84 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 2 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,369 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| May 05, 2021 Filed May 6, 2021 12:48 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 3,453 | $49.39 | $170,542.29 |
DisclosureSEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 5 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,363 Read SEC document |
| May 05, 2021 Filed May 6, 2021 12:50 UTC | SaleClass A non-voting common stock | 6,831 | $49.48 | $337,988.32 |
DisclosureSEC source: 0001520798-21-000004 · wf-form4_162030538473073.xml · nonDerivative · entry 2 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,090 Read SEC document |
|
| May 04, 2021 Filed May 6, 2021 12:48 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 3,151 | $49.69 | $156,582.64 |
DisclosureSEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 4 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 Read SEC document |
| May 04, 2021 Filed May 6, 2021 12:48 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 6,303 | $49.69 | $313,214.98 |
DisclosureSEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 3 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,967 Read SEC document |
| May 04, 2021 Filed May 6, 2021 12:48 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 6,303 | $49.69 | $313,214.98 |
DisclosureSEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 2 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,270 Read SEC document |
| May 04, 2021 Filed May 6, 2021 12:48 UTC |
McNAMARA DENNIS PSecretary
|
SaleClass A non-voting common stock | 2,441 | $49.00 | $119,619.50 |
DisclosureSEC source: 0001395774-21-000005 · wf-form4_162030526429189.xml · nonDerivative · entry 1 McNAMARA DENNIS P · CIK 0001395774 · Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,573 Read SEC document |
| May 04, 2021 Filed May 6, 2021 12:50 UTC | SaleClass A non-voting common stock | 26,913 | $49.64 | $1,335,859.05 |
DisclosureSEC source: 0001520798-21-000004 · wf-form4_162030538473073.xml · nonDerivative · entry 1 ALFANO JEFFREY J · CIK 0001520798 · CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,921 Read SEC document |
|
| February 26, 2021 Filed Feb 10, 2022 21:53 UTC |
Lowenthal Robert SDirector
|
PurchaseClass A non-voting common stock | 12.35 | $38.06 | $470.04 |
DisclosureSEC source: 0001594628-22-000002 · wf-form5_164452995917917.xml · nonDerivative · entry 1 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 3,928 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 26, 2021 Filed Feb 10, 2022 21:52 UTC |
LOWENTHAL ALBERT GDirector · CEO · 10% owner
|
PurchaseClass A non-voting common stock | 48.19 | $38.06 | $1,834.11 |
DisclosureSEC source: 0001041339-22-000002 · wf-form5_164452991287235.xml · nonDerivative · entry 1 LOWENTHAL ALBERT G · CIK 0001041339 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Held in the Oppenheimer & Co. Inc. 401k Plan Disclosed balance after: 15,332 F1 · kind: The transaction describes an automatic dividend reinvestment program in the Reporting Owner's Oppenheimer & Co. Inc. 401k Plan. Read SEC document |
| February 23, 2021 Filed Feb 24, 2021 21:26 UTC |
Lowenthal Robert SDirector
|
OtherRestricted Class A non-voting common stock · Derivative | 10,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001594628-21-000003 · wf-form4_161420194479806.xml · derivative · entry 6 Lowenthal Robert S · CIK 0001594628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,368 Underlying: Class A non-voting common stock · 4,678 shares Expires not disclosed F1 · derivative.exercise_price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · price: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.exercise_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. F1 · derivative.expiration_date: The transaction describes the vesting of 10,000 shares of Restricted Class A non-voting common stock which were awarded on February 24, 2016 of which 4,678 Class A non-voting common shares were converted and 5,322 shares were forfeited. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.