OPTT

SEC source: 0001493152-23-002510 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,510

Underlying: Common Stock · 78,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-23-002506 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,294

Underlying: Common Stock · 110,294 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-23-001627 · ownership.xml · nonDerivative · entry 2

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,409

SEC source: 0001493152-23-001627 · ownership.xml · nonDerivative · entry 1

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-001625 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,459

SEC source: 0001493152-23-001625 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-23-001621 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

SEC source: 0001493152-23-001621 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001493152-22-001627 · ownership.xml · derivative · entry 1

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Common Stock · 11,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-22-001623 · ownership.xml · derivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,000

Underlying: Common Stock · 63,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-22-001630 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

Underlying: Common Stock · 52,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-22-001628 · ownership.xml · derivative · entry 1

Lorenz Anderson Natalie M. · CIK 0001900997 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

Underlying: Common Stock · 52,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-22-001625 · ownership.xml · derivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

Underlying: Common Stock · 52,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-22-001621 · ownership.xml · derivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

Underlying: Common Stock · 52,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-22-001618 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,667

Underlying: Common Stock · 32,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-22-001617 · ownership.xml · derivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,448

Underlying: Common Stock · 52,448 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-23-001627 · ownership.xml · derivative · entry 3

DiPietro Joseph · CIK 0001885197 · Controller and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,333

Underlying: Common Stock · 3,667 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-23-001625 · ownership.xml · derivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,000

Underlying: Common Stock · 21,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-23-001621 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,778

Underlying: Common Stock · 10,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-22-003000 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

SEC source: 0001493152-21-015102 · ownership.xml · derivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/6 on the first anniversary of the date of grant, 1/6 on the second anniversary of the date of grant, 1/3 on the first anniversary of the date of grant if certain performance milestones are achieved, and 1/3 on the second anniversary of the date of grant if certain performance milestones are achieved. All vesting provisions are subject to continued employment of the recipient.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/6 on the first anniversary of the date of grant, 1/6 on the second anniversary of the date of grant, 1/3 on the first anniversary of the date of grant if certain performance milestones are achieved, and 1/3 on the second anniversary of the date of grant if certain performance milestones are achieved. All vesting provisions are subject to continued employment of the recipient.

SEC source: 0001493152-21-001310 · ownership.xml · derivative · entry 2

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,333

Underlying: Common Stock · 63,333 shares

Expires 2031-01-14

F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

F2 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

SEC source: 0001493152-21-001310 · ownership.xml · derivative · entry 1

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,667

Underlying: Common Stock · 31,667 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

SEC source: 0001493152-21-001308 · ownership.xml · derivative · entry 2

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2031-01-14

F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

F2 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.

SEC source: 0001493152-21-001308 · ownership.xml · derivative · entry 1

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 55,000 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

SEC source: 0001493152-21-001313 · ownership.xml · derivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 19,129 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-21-001312 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 19,129 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-21-001311 · ownership.xml · derivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 19,129 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-21-001309 · ownership.xml · derivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,129

Underlying: Common Stock · 19,129 shares

Expires 2031-01-14

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

SEC source: 0001493152-21-000089 · ownership.xml · nonDerivative · entry 2

WINTERS ROBERT K · CIK 0001674046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds.

SEC source: 0001493152-21-000089 · ownership.xml · nonDerivative · entry 1

WINTERS ROBERT K · CIK 0001674046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds.

SEC source: 0001493152-20-000860 · ownership.xml · derivative · entry 1

Moore Kristine S · CIK 0001755071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-20-000858 · ownership.xml · derivative · entry 2

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,667

Underlying: Common Stock · 54,667 shares

Expires 2030-01-16

F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021.

F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021.

SEC source: 0001493152-20-000858 · ownership.xml · derivative · entry 1

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,333

Underlying: Common Stock · 27,333 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

SEC source: 0001493152-20-000862 · ownership.xml · derivative · entry 2

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,667

Underlying: Common Stock · 26,667 shares

Expires 2030-01-16

F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021.

F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021.

SEC source: 0001493152-20-000862 · ownership.xml · derivative · entry 1

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,333

Underlying: Common Stock · 13,333 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.

SEC source: 0001493152-20-000861 · ownership.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-20-000859 · ownership.xml · derivative · entry 1

WINTERS ROBERT K · CIK 0001674046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholder meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-20-000863 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-20-000857 · ownership.xml · derivative · entry 1

Glover Dean J · CIK 0001496098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2030-01-16

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.

SEC source: 0001493152-19-008008 · ownership.xml · nonDerivative · entry 1

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,122

F1 · shares: Represents shares delivered back to the Company for the purpose of satisfying federal and state tax liability related to restricted shares that vested.

F2 · shares: Shares reported have been adjusted for a 1 for 20 reverse stock split effected on March 11, 2019.

F2 · balance_after: Shares reported have been adjusted for a 1 for 20 reverse stock split effected on March 11, 2019.

SEC source: 0001493152-18-017317 · ownership.xml · derivative · entry 1

Moore Kristine S · CIK 0001755071 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-017313 · ownership.xml · derivative · entry 1

Shafer Matthew T · CIK 0001684933 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Underlying: Common Stock · 115,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date.

SEC source: 0001493152-18-017319 · ownership.xml · derivative · entry 1

FLUDDER STEVEN M · CIK 0001674081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-017315 · ownership.xml · derivative · entry 1

WINTERS ROBERT K · CIK 0001674046 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-017318 · ownership.xml · derivative · entry 1

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 200,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date.

SEC source: 0001493152-18-017314 · ownership.xml · derivative · entry 1

Glover Dean J · CIK 0001496098 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-017316 · ownership.xml · derivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-12-07

F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders.

SEC source: 0001493152-18-015261 · ownership.xml · nonDerivative · entry 3

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,679

F3 · price: Represents 10,660 shares that were purchased in the open market in multiple transactions at prices between $0.537 and $0.550

SEC source: 0001493152-18-015261 · ownership.xml · nonDerivative · entry 2

Kirby George H III · CIK 0001630144 · Director · President, CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,019

F2 · price: Represents 4,264 shares that were purchased in the open market in multiple transactions at prices between $0.525 and $0.530