Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ocean Power Technologies, Inc.OPTT · Entity 7249 | Director | January 16, 2020 | January 21, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ocean Power Technologies, Inc.
Report date January 16, 2020 · Filed January 21, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.05 · Expires 2030-01-16 | Direct | 25,000 |
Reported balance
After 2020-01-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2020-01-16 · Grant · Acquired 25,000 · Balance 25,000 F1: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 16, 2020 Filed Jan 21, 2020 16:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001493152-20-000857 · ownership.xml · derivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-01-16 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholders meeting following the grant date or one year after grant date whichever is earlier. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 16:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001493152-18-017314 · ownership.xml · derivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-12-07 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders. Read SEC document |
| September 20, 2018 Filed Sep 24, 2018 17:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 50,000 | $0.66 | $33,200.00 |
DisclosureSEC source: 0001493152-18-013675 · ownership.xml · nonDerivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,950 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.640- $0.674, inclusive. The reporting person undertakes to provide to Ocean Power Technologies, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| September 18, 2018 Filed Sep 20, 2018 19:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 50,000 | $0.55 | $27,395.00 |
DisclosureSEC source: 0001493152-18-013556 · ownership.xml · nonDerivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,950 F1 · price: The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $0.5398- $0.5500, inclusive. The reporting person undertakes to provide to Ocean Power Technologies, Inc., any of its stockholders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 16:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 42,666 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-17-017519 · rdgdoc.xml · derivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,666 Underlying: Common Stock · 42,666 shares Expires 2027-10-20 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:47 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 19,775 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001437749-16-040210 · rdgdoc.xml · derivative · entry 1 Glover Dean J · CIK 0001496098 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,775 Underlying: Common Stock · 19,775 shares Expires 2026-10-21 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.