Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ocean Power Technologies, Inc.OPTT · Entity 7249 | Director · President, CEO | January 14, 2021 | January 19, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ocean Power Technologies, Inc.
Report date January 14, 2021 · Filed January 19, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.93 · Expires 2031-01-14 | Direct | 55,000 |
Reported balance
After 2021-01-14 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2021-01-14 · Grant · Acquired 55,000 · Balance 55,000 F1: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.93 · Expires 2031-01-14 | Direct | 110,000 |
Reported balance
After 2021-01-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-01-14 · Grant · Acquired 110,000 · Balance 110,000 F2: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service.
F2: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 14, 2021 Filed Jan 19, 2021 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0001493152-21-001308 · ownership.xml · derivative · entry 2 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,000 Underlying: Common Stock · 110,000 shares Expires 2031-01-14 F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023. F2 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023. F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the closing share price on January 14, 2021 as compared to the closing share prices on January 14, 2022 and January 14, 2023. Read SEC document |
| January 14, 2021 Filed Jan 19, 2021 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 55,000 | $0.00 Strike: $2.93 | $0.00 |
DisclosureSEC source: 0001493152-21-001308 · ownership.xml · derivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 55,000 shares Expires 2031-01-14 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. F1 · derivative.exercise_date: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 16:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 54,667 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001493152-20-000858 · ownership.xml · derivative · entry 2 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,667 Underlying: Common Stock · 54,667 shares Expires 2030-01-16 F2 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021. F2 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on performance of a positive total shareholder return as measured by the 5 day share price VWAP as compared to the share price on January 16, 2020 and the 5 day share price VWAP as compared to the share price on January 16, 2021. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 16:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 27,333 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001493152-20-000858 · ownership.xml · derivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,333 Underlying: Common Stock · 27,333 shares Expires 2030-01-16 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in two equal installments over two years beginning one year after the date of the grant, based on service. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 16:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 200,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001493152-18-017318 · ownership.xml · derivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2028-12-07 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, which vest in full one year from award date. Read SEC document |
| November 06, 2018 Filed Nov 6, 2018 16:30 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 10,660 | $0.55 | $5,852.34 |
DisclosureSEC source: 0001493152-18-015261 · ownership.xml · nonDerivative · entry 3 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,679 F3 · price: Represents 10,660 shares that were purchased in the open market in multiple transactions at prices between $0.537 and $0.550 Read SEC document |
| November 05, 2018 Filed Nov 6, 2018 16:30 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 4,264 | $0.53 | $2,259.92 |
DisclosureSEC source: 0001493152-18-015261 · ownership.xml · nonDerivative · entry 2 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,019 F2 · price: Represents 4,264 shares that were purchased in the open market in multiple transactions at prices between $0.525 and $0.530 Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 16:30 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 14,924 | $0.52 | $7,730.63 |
DisclosureSEC source: 0001493152-18-015261 · ownership.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,755 F1 · price: Represents 14,924 shares that were purchased in the open market in multiple transactions at prices between $0.509 and $0.540 Read SEC document |
| March 20, 2018 Filed Mar 20, 2018 15:18 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 7,000 | $1.16 | $8,120.00 |
DisclosureSEC source: 0001493152-18-003640 · form4.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,831 F1 · price: Represents 7,000 shares that were purchase in the open market in multiple transactions at prices between $1.15 and $1.16 Read SEC document |
| January 20, 2018 Filed Jan 31, 2018 16:44 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 2,248 | $1.12 | $2,517.76 |
DisclosureSEC source: 0001493152-18-001307 · form4a.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,831 F1 · shares: Represents shares delivered back to the Company for payment of tax liability related to Restricted Stock which vested. Read SEC document |
| May 19, 2017 Filed May 23, 2017 16:03 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 50,000 | $1.40 | $70,000.00 |
DisclosureSEC source: 0001437749-17-009902 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,079 F1 · shares: Represents shares of restricted stock granted under the Company's 2015 Omnibus Incentive Plan, as amended, which will vest 100% on 5/19/2019 Read SEC document |
| May 01, 2017 Filed May 3, 2017 16:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 8,649 | $1.47 | $12,714.03 |
DisclosureSEC source: 0001437749-17-007843 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,079 F1 · shares: Represents shares delivered back to the Company for the purpose of satisfying federal and state tax liability related to shares that vested. Read SEC document |
| January 20, 2017 Filed Jan 24, 2017 16:07 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 751 | $3.04 | $2,283.04 |
DisclosureSEC source: 0001437749-17-001038 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,728 F1 · shares: Represents shares delivered back to the Company for payment of tax liability related to Restricted Stock which vested. Read SEC document |
| October 31, 2016 Filed Nov 2, 2016 16:53 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 8,071 | $2.32 | $18,724.72 |
DisclosureSEC source: 0001437749-16-040863 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,479 F1 · shares: Represents shares delivered back to the Company for payment of tax liability related to shares that vested. Read SEC document |
| October 31, 2016 Filed Nov 7, 2016 13:20 UTC Amendment | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 8,070 | $2.32 | $18,722.40 |
DisclosureSEC source: 0001437749-16-041235 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,480 F1 · shares: Amended form 4 - Represents shares delivered back to the Company for payment of tax liability related to shares that vested. Total amount of securities beneficially owned following the transaction was previously understated by one share. Read SEC document |
| October 24, 2016 Filed Oct 25, 2016 17:47 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 6,300 | $3.16 | $19,908.00 |
DisclosureSEC source: 0001437749-16-040211 · rdgdoc.xml · nonDerivative · entry 1 Kirby George H III · CIK 0001630144 · Director · President, CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,550 F1 · shares: Represents total shares that were purchase in the open market in a multiple transactions at the price of $3.16 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.