Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ocean Power Technologies, Inc.OPTT · Entity 7249 | Controller and Treasurer | February 01, 2024 | February 02, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ocean Power Technologies, Inc.
Report date February 01, 2024 · Filed February 02, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 26,431 |
Reported balance
After 2024-02-01 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-02-01 · Grant · Acquired 26,431 · Balance 26,431 F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.
F2: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2024 Filed Feb 2, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 26,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-004742 · ownership.xml · derivative · entry 1 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,431 Underlying: Common Stock · 26,431 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 4,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-003604 · ownership.xml · derivative · entry 3 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,657 Underlying: Common Stock · 4,657 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis F2 · derivative.exercise_date: On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 21,2023, the reporting person was granted 14,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 1,271 | $0.27 | $343.17 |
DisclosureSEC source: 0001493152-24-003604 · ownership.xml · nonDerivative · entry 2 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,691 Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 4,657 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-003604 · ownership.xml · nonDerivative · entry 1 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,962 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 17:28 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | Not disclosed | $0.00 | $0.29 |
DisclosureSEC source: 0001493152-24-002789 · ownership.xml · derivative · entry 3 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,332 Underlying: Common Stock · 3,666 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 11,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 11,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 17:28 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 1,271 | $0.29 | $368.59 |
DisclosureSEC source: 0001493152-24-002789 · ownership.xml · nonDerivative · entry 2 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,962 Read SEC document |
| January 16, 2024 Filed Jan 17, 2024 17:28 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 3,666 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-002789 · ownership.xml · nonDerivative · entry 1 DiPietro Joseph · CIK 0001885197 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,233 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:04 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 13,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002511 · ownership.xml · derivative · entry 1 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,971 Underlying: Common Stock · 13,971 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:25 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 1,258 | $0.74 | $930.92 |
DisclosureSEC source: 0001493152-23-001627 · ownership.xml · nonDerivative · entry 2 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,409 Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:25 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 3,667 | $0.74 | $2,713.58 |
DisclosureSEC source: 0001493152-23-001627 · ownership.xml · nonDerivative · entry 1 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,667 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 17:55 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001627 · ownership.xml · derivative · entry 1 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,000 Underlying: Common Stock · 11,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 14, 2022 Filed Jan 17, 2023 16:25 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 3,667 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-001627 · ownership.xml · derivative · entry 3 DiPietro Joseph · CIK 0001885197 · Controller and Treasurer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,333 Underlying: Common Stock · 3,667 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.