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Powers Robert Patrick

Disclosed activity across 1 company

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SEC CIK
0001368073

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Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Ocean Power Technologies, Inc.OPTT · Entity 7249Senior VP and CFOMarch 05, 2026March 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Ocean Power Technologies, Inc.

Report date March 05, 2026 · Filed March 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect1,037,129 Reported balance After 2026-03-05 transaction · row 1
1 source row

Row 1 · 2026-03-05 · Tax withholding · Disposed 437,550 · Balance 1,037,129

F1: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2: Aggregate estimate of prices related to tax withholding.

Filing footnotes · ownership attribution and instrument terms

F1: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2: Aggregate estimate of prices related to tax withholding.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2026 Filed Mar 6, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 437,550 $0.43 $189,896.70
Disclosure

SEC source: 0001493152-26-009131 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,129

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 173,920 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,920

Underlying: Common Stock · 173,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 54,032 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · derivative · entry 4

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,032

Underlying: Common Stock · 54,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F2 · derivative.expiration_date: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 173,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474,679

F3 · shares: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 54,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,759

F2 · shares: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 54,013 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,727

F1 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 427,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004028 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192,714

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 252,115 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,115

Underlying: Common Stock · 252,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Disposition to issuerCommon Stock 103,983 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,267

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 252,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,250

F3 · shares: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 278,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,135

F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantCommon Stock 31,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,135

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
December 15, 2025 Filed Dec 15, 2025 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 PurchaseCommon Stock 14,723 $0.34 $4,999.93
Disclosure

SEC source: 0001493152-25-027739 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,132

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 29,542 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · derivative · entry 6

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,542

Underlying: Common Stock · 29,542 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 29,542 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

F2 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 29,542 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 8,966 $0.66 $5,917.56
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 5

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 308,314

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 29,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 31, 2025 Filed Mar 14, 2025 21:08 UTC Amendment Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 29,542 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-010412 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 427,862

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units..

Read SEC document
January 21, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 45,902 $0.92 $42,229.84
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 317,100

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 102,625 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 8

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,625

Underlying: Common Stock · 102,625 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F5 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F5 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 104,680 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 7

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,680

Underlying: Common Stock · 104,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F4 · derivative.exercise_date: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F4 · derivative.expiration_date: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 38,111 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 6

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 38,111

Underlying: Common Stock · 38,111 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F3 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantRestricted Stock Unit · Derivative 746,533 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 746,533

Underlying: Common Stock · 746,533 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 91,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: Shares acquired upon the time based vesting of restricted stock unit granted in January 2022, 2023 and 2024.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 102,625 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: On February 1, 2024, the reporting person was granted 102,625 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 104,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 215,512

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: On January 19, 2023, the reporting person was granted 104,680 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Jan 21, 2025 21:09 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 38,111 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-003029 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: On January 14, 2022, the reporting person was granted 38,111 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 47,212 $0.99 $46,739.88
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 363,002

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 14, 2025 Filed Feb 5, 2025 02:56 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 17,468 $0.89 $15,546.52
Disclosure

SEC source: 0001493152-25-004928 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 410,214

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
February 01, 2024 Filed Feb 2, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantRestricted Stock Unit · Derivative 162,039 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-004745 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 162,039

Underlying: Common Stock · 162,039 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 26,170 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-003607 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,170

Underlying: Common Stock · 26,170 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 21, 2023, the reporting person was granted 78,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 21, 2023, the reporting person was granted 78,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 22, 2024 Filed Jan 24, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 9,068 $0.27 $2,448.36
Disclosure

SEC source: 0001493152-24-003607 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,606

Read SEC document
January 22, 2024 Filed Jan 24, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 26,170 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-003607 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 10,889 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-002898 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,778

Underlying: Common Stock · 10,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 32,667 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 32,667 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
January 16, 2024 Filed Jan 18, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 3,774 $0.29 $1,094.46
Disclosure

SEC source: 0001493152-24-002898 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,789

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January 16, 2024 Filed Jan 18, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 10,889 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-002898 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

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January 02, 2024 Filed Jan 3, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 12,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000290 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 12,500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis

F2 · derivative.exercise_date: On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

F2 · derivative.expiration_date: On December 13, 2021, the reporting person was granted 37,500 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date.

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January 02, 2024 Filed Jan 3, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 3,773 $0.32 $1,207.36
Disclosure

SEC source: 0001493152-24-000290 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,674

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January 02, 2024 Filed Jan 3, 2024 21:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-24-000290 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
September 18, 2023 Filed Sep 20, 2023 20:05 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 PurchaseCommon Stock 12,345 $0.40 $4,950.35
Disclosure

SEC source: 0001493152-23-033192 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,888

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January 23, 2023 Filed Jan 26, 2023 02:03 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantRestricted Stock Unit · Derivative 78,510 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-002510 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,510

Underlying: Common Stock · 78,510 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

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January 13, 2023 Filed Jan 17, 2023 21:18 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Tax withholdingCommon Stock 3,735 $0.74 $2,763.90
Disclosure

SEC source: 0001493152-23-001621 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

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January 13, 2023 Filed Jan 17, 2023 21:18 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionCommon Stock 10,889 $0.74 $8,057.86
Disclosure

SEC source: 0001493152-23-001621 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,389

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 19, 2022 22:47 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantRestricted Stock Unit · Derivative 32,667 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-001618 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,667

Underlying: Common Stock · 32,667 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

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January 14, 2022 Filed Jan 17, 2023 21:18 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 Exercise / conversionRestricted Stock Unit · Derivative 10,889 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-001621 · ownership.xml · derivative · entry 3

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,778

Underlying: Common Stock · 10,889 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

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December 13, 2021 Filed Feb 2, 2022 22:01 UTC Ocean Power Technologies, Inc. OPTT · Entity 7249 GrantRestricted Stock Unit · Derivative 25,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-22-003000 · ownership.xml · derivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.