Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Ocean Power Technologies, Inc.OPTT · Entity 7249 | Director · President and CEO | March 05, 2026 | March 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Ocean Power Technologies, Inc.
Report date March 05, 2026 · Filed March 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,932,356 |
Reported balance
After 2026-03-05 transaction · row 1
1 source rowRow 1 · 2026-03-05 · Tax withholding · Disposed 901,096 · Balance 1,932,356 F1: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. F2: Aggregate estimate of prices related to tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.
F2: Aggregate estimate of prices related to tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2026 Filed Mar 6, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 901,096 | $0.43 | $391,075.66 |
DisclosureSEC source: 0001493152-26-009133 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,932,356 F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. F2 · price: Aggregate estimate of prices related to tax withholding. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 16:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 392,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004498 · ownership.xml · derivative · entry 5 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 392,553 Underlying: Common Stock · 392,553 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 16:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 100,198 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-004498 · ownership.xml · derivative · entry 4 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,198 Underlying: Common Stock · 100,198 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F2 · derivative.expiration_date: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 16:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 392,553 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,833,452 F3 · shares: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 16:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 100,198 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,440,899 F2 · shares: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 30, 2026 Filed Jan 30, 2026 16:15 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 100,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,340,701 F1 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2024. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 27, 2026 Filed Jan 28, 2026 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 805,944 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-004025 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,240,539 F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029. F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 569,045 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003080 · ownership.xml · derivative · entry 5 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 569,045 Underlying: Common Stock · 569,045 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Disposition to issuerCommon Stock | 527,846 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 4 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,434,595 Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 569,045 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,962,441 F3 · shares: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 617,508 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,393,396 F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2026 Filed Jan 21, 2026 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantCommon Stock | 161,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,393,396 F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027. F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| December 16, 2025 Filed Dec 16, 2025 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 7,750 | $0.33 | $2,557.50 |
DisclosureSEC source: 0001493152-25-027963 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 518,440 Read SEC document |
| December 15, 2025 Filed Dec 15, 2025 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 6,298 | $0.34 | $2,172.18 |
DisclosureSEC source: 0001493152-25-027741 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 510,690 Read SEC document |
| September 17, 2025 Filed Sep 18, 2025 16:47 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 3,989 | $0.50 | $1,974.56 |
DisclosureSEC source: 0001493152-25-014080 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 517,714 Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 54,782 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · derivative · entry 6 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 54,782 Underlying: Common Stock · 54,782 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 54,782 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025. F2 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 54,782 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 16,626 | $0.66 | $10,973.16 |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 5 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 606,752 F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date. Read SEC document |
| January 31, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 54,782 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 822,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 31, 2025 Filed Mar 14, 2025 17:11 UTC Amendment | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 364,507 | $0.93 | $338,991.51 |
DisclosureSEC source: 0001493152-25-010414 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 513,725 F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units. F2 · price: Aggregate estimate of prices related to tax withholding. Read SEC document |
| January 21, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 77,059 | $0.92 | $70,894.28 |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 4 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 623,378 F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 190,306 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 8 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,306 Underlying: Common Stock · 190,306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F5 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F5 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 194,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 7 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 194,118 Underlying: Common Stock · 194,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F4 · derivative.exercise_date: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F4 · derivative.expiration_date: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 73,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 6 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 73,500 Underlying: Common Stock · 73,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F3 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F3 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 1,688,907 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · derivative · entry 5 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,688,907 Underlying: Common Stock · 1,688,907 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Issuer. The restricted stock units will vest in full on the date of the first annual shareholders meeting following the grant date or one year after the grant date, whichever is earlier. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 169,691 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 4 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 797,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: Shares acquired upon the time based vesting of restricted stock unit granted in January 2022, 2023 and 2024. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 190,306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,142 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: On February 1, 2024, the reporting person was granted 190,306 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 194,118 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 437,836 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: On January 19, 2023, the reporting person was granted 194,118 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2025 Filed Jan 21, 2025 16:09 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 73,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-25-003034 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 243,718 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: On January 14, 2022, the reporting person was granted 73,500 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2025. F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. Read SEC document |
| January 16, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 88,157 | $0.99 | $87,275.43 |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,437 F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date. Read SEC document |
| January 14, 2025 Filed Feb 4, 2025 21:56 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 33,689 | $0.89 | $29,983.21 |
DisclosureSEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 788,594 F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 300,484 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-004748 · ownership.xml · derivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,484 Underlying: Common Stock · 300,484 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 48,529 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-003609 · ownership.xml · derivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 48,529 Underlying: Common Stock · 48,529 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis F2 · derivative.exercise_date: On January 21, 2023, the reporting person was granted 145,587 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 21, 2023, the reporting person was granted 145,587 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 22, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 14,061 | $0.27 | $3,796.47 |
DisclosureSEC source: 0001493152-24-003609 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 149,218 Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-002897 · ownership.xml · derivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 21,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis F2 · derivative.exercise_date: On January 14, 2022, the reporting person was granted 63,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. F2 · derivative.expiration_date: On January 14, 2022, the reporting person was granted 63,000 restricted stock units, vesting in three equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 16, 2024 Filed Jan 18, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 21,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-002897 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| January 16, 2024 Filed Jan 24, 2024 16:05 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 48,529 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001493152-24-003609 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · Chief Executive Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 163,279 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| September 15, 2023 Filed Sep 18, 2023 17:18 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | PurchaseCommon Stock | 12,115 | $0.41 | $4,998.65 |
DisclosureSEC source: 0001493152-23-032948 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 93,807 Read SEC document |
| June 20, 2023 Filed Jun 22, 2023 09:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 3,766 | $0.63 | $2,372.58 |
DisclosureSEC source: 0001493152-23-022085 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 110,359 Read SEC document |
| January 23, 2023 Filed Jan 25, 2023 21:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 145,589 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-002507 · ownership.xml · derivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,589 Underlying: Common Stock · 145,589 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:22 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Tax withholdingCommon Stock | 7,203 | $0.74 | $5,330.22 |
DisclosureSEC source: 0001493152-23-001625 · ownership.xml · nonDerivative · entry 2 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,459 Read SEC document |
| January 13, 2023 Filed Jan 17, 2023 16:22 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 21,000 | $0.74 | $15,540.00 |
DisclosureSEC source: 0001493152-23-001625 · ownership.xml · nonDerivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,662 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 14, 2022 Filed Jan 19, 2022 17:54 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 63,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-001623 · ownership.xml · derivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,000 Underlying: Common Stock · 63,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| January 14, 2022 Filed Jan 17, 2023 16:22 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionRestricted Stock Unit · Derivative | 21,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-001625 · ownership.xml · derivative · entry 3 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,000 Underlying: Common Stock · 21,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant and 1/3 on the third anniversary of the date of grant. Read SEC document |
| June 18, 2021 Filed Jun 23, 2021 17:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantRestricted Stock Unit · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-21-015102 · ownership.xml · derivative · entry 1 Stratmann Philipp · CIK 0001869065 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock. F2 · derivative.exercise_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/6 on the first anniversary of the date of grant, 1/6 on the second anniversary of the date of grant, 1/3 on the first anniversary of the date of grant if certain performance milestones are achieved, and 1/3 on the second anniversary of the date of grant if certain performance milestones are achieved. All vesting provisions are subject to continued employment of the recipient. F2 · derivative.expiration_date: Restricted stock units granted by the Board of Directors of the Issuer as compensation for service as an officer of the Company. The restricted stock units will vest1/6 on the first anniversary of the date of grant, 1/6 on the second anniversary of the date of grant, 1/3 on the first anniversary of the date of grant if certain performance milestones are achieved, and 1/3 on the second anniversary of the date of grant if certain performance milestones are achieved. All vesting provisions are subject to continued employment of the recipient. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.