Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ocean Power Technologies, Inc.
Report date December 30, 2020 · Filed January 04, 2021
Section 16 reporting ended · disclosed 2021-01-04. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2020-12-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-12-30 · Exercise / conversion · Acquired 25,000 · Balance 25,000 F1: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds. Row 2 · 2020-12-30 · Sale · Disposed 25,000 · Balance 0 F1: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds. |
Filing footnotes · ownership attribution and instrument terms
F1: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2020 Filed Jan 4, 2021 17:12 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | SaleCommon Stock | 25,000 | $2.90 | $72,397.50 |
DisclosureSEC source: 0001493152-21-000089 · ownership.xml · nonDerivative · entry 2 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds. Read SEC document |
| December 30, 2020 Filed Jan 4, 2021 17:12 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | Exercise / conversionCommon Stock | 25,000 | $1.05 | $26,250.00 |
DisclosureSEC source: 0001493152-21-000089 · ownership.xml · nonDerivative · entry 1 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Reporting person exercised a cashless stock option whereby the stock option was exercised for 25,000 shares at a price of $1.05, and then the shares were sold at multiple transaction prices between $2.88 and $2.91 for an average sales price of $2.8959. The proceeds for the exercise were paid to the Company from the sale proceeds. Read SEC document |
| January 16, 2020 Filed Jan 21, 2020 16:00 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.05 | $0.00 |
DisclosureSEC source: 0001493152-20-000859 · ownership.xml · derivative · entry 1 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Underlying: Common Stock · 25,000 shares Expires 2030-01-16 F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the first annual shareholder meeting following the grant date or one year after grant date whichever is earlier. Read SEC document |
| December 07, 2018 Filed Dec 11, 2018 16:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 50,000 | $0.00 Strike: $0.41 | $0.00 |
DisclosureSEC source: 0001493152-18-017315 · ownership.xml · derivative · entry 1 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2028-12-07 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest in full on the date of the next annual general meeting of shareholders. Read SEC document |
| October 20, 2017 Filed Oct 24, 2017 16:01 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 42,666 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001437749-17-017520 · rdgdoc.xml · derivative · entry 1 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,666 Underlying: Common Stock · 42,666 shares Expires 2027-10-20 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan, as amended, as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting of Stockholders. Read SEC document |
| October 21, 2016 Filed Oct 25, 2016 17:46 UTC | Ocean Power Technologies, Inc. OPTT · Entity 7249 | GrantStock Option (right to buy) · Derivative | 19,775 | $0.00 Strike: $3.22 | $0.00 |
DisclosureSEC source: 0001437749-16-040208 · rdgdoc.xml · derivative · entry 1 WINTERS ROBERT K · CIK 0001674046 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,775 Underlying: Common Stock · 19,775 shares Expires 2026-10-21 F1 · shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting. F1 · derivative.underlying_shares: Represents stock option granted under the Company's 2015 Omnibus Incentive Plan as annual compensation to the non-employee members of the Board of Directors, which vest on the date of the next annual meeting. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.