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OPTT

Ocean Power Technologies, Inc.

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Tapewire entity
7249
SEC CIK
0001378140
Parsed reports
163

Last 12 months

Inside the activity.

3 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202530
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2026 Filed Oct 3, 2026 00:05 UTC
PAGLIARA TRACY DDirector · Interim President and CEO
GrantCommon Stock 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-045515 · ownership.xml · nonDerivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Director · Interim President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 89,793

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 901,096 $0.43 $391,075.66
Disclosure

SEC source: 0001493152-26-009133 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,932,356

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:05 UTC
PAGLIARA TRACY DSenior VP and General Counsel
Tax withholdingCommon Stock 322,897 $0.43 $140,137.30
Disclosure

SEC source: 0001493152-26-009132 · ownership.xml · nonDerivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 858,353

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
March 05, 2026 Filed Mar 6, 2026 21:05 UTC
Powers Robert PatrickSenior VP and CFO
Tax withholdingCommon Stock 437,550 $0.43 $189,896.70
Disclosure

SEC source: 0001493152-26-009131 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · Senior VP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,037,129

F1 · shares: The reported transaction constitutes the withholding of shares to satisfy tax obligations upon the vesting of restricted stock units.

F2 · price: Aggregate estimate of prices related to tax withholding.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 16:15 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 392,553 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004498 · ownership.xml · derivative · entry 5

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,553

Underlying: Common Stock · 392,553 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 16:15 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 100,198 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004498 · ownership.xml · derivative · entry 4

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,198

Underlying: Common Stock · 100,198 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F2 · derivative.expiration_date: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 16:15 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 392,553 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,833,452

F3 · shares: On January 16, 2025, the reporting person was granted 392,553 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 16:15 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 100,198 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,440,899

F2 · shares: On January 31, 2024, the reporting person was granted 100,198 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 16:15 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 100,162 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004498 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,340,701

F1 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 201,442 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004497 · ownership.xml · derivative · entry 2

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,442

Underlying: Common Stock · 201,442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F2 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantCommon Stock 201,442 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004497 · ownership.xml · nonDerivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,181,250

F2 · shares: On January 16, 2025, the reporting person was granted 201,442 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 173,920 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,920

Underlying: Common Stock · 173,920 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC Exercise / conversionRestricted Stock Unit · Derivative 54,032 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · derivative · entry 4

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,032

Underlying: Common Stock · 54,032 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F2 · derivative.expiration_date: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC GrantCommon Stock 173,920 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,474,679

F3 · shares: On January 16, 2025, the reporting person was granted 173,920 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC GrantCommon Stock 54,032 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,300,759

F2 · shares: On January 31, 2024, the reporting person was granted 54,032 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 30, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 30, 2026 Filed Jan 30, 2026 21:15 UTC GrantCommon Stock 54,013 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004496 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,246,727

F1 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2024.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 16:09 UTC GrantCommon Stock 151,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004022 · ownership.xml · nonDerivative · entry 1

Montesi Corliss J. · CIK 0001878920 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,189

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 16:09 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 805,944 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004025 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,240,539

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC GrantCommon Stock 151,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004027 · ownership.xml · nonDerivative · entry 1

Thompson Jim Raymond · CIK 0002103509 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,189

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantCommon Stock 414,578 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004024 · ownership.xml · nonDerivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 979,808

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC GrantCommon Stock 427,447 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004028 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192,714

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027, 2028 and 2029.

F2 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC GrantCommon Stock 151,189 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004026 · ownership.xml · nonDerivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,133,075

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 27, 2026 Filed Jan 28, 2026 21:09 UTC GrantCommon Stock 377,973 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-004023 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,333,368

F2 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2027.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionRestricted Stock Unit · Derivative 569,045 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003080 · ownership.xml · derivative · entry 5

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 569,045

Underlying: Common Stock · 569,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
Disposition to issuerCommon Stock 527,846 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 4

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,434,595

Read SEC document
January 16, 2026 Filed Jan 21, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 569,045 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 3

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,962,441

F3 · shares: On January 16, 2025, the reporting person was granted 569,045 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 617,508 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 2

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,393,396

F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 16:05 UTC
Stratmann PhilippDirector · President and CEO
GrantCommon Stock 161,801 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003080 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,393,396

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 1,354,802 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003075 · ownership.xml · nonDerivative · entry 1

Cryan Terence James · CIK 0001378184 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,955,395

F2 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 593,208 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003077 · ownership.xml · nonDerivative · entry 1

Slaiby Peter E. · CIK 0001836113 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,052,014

F2 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantRestricted Stock Unit · Derivative 273,256 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003076 · ownership.xml · derivative · entry 3

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,256

Underlying: Common Stock · 273,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantCommon Stock 273,256 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003076 · ownership.xml · nonDerivative · entry 2

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 565,230

F3 · shares: On January 16, 2025, the reporting person was granted 273,256 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC
PAGLIARA TRACY DSenior VP and General Counsel
GrantCommon Stock 291,974 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003076 · ownership.xml · nonDerivative · entry 1

PAGLIARA TRACY D · CIK 0001184391 · Senior VP and General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 291,974

F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Exercise / conversionRestricted Stock Unit · Derivative 252,115 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · derivative · entry 5

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 252,115

Underlying: Common Stock · 252,115 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F3 · derivative.exercise_date: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F3 · derivative.expiration_date: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC Disposition to issuerCommon Stock 103,983 $0.00 $0.00
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 4

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 765,267

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 252,115 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 3

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 869,250

F3 · shares: On January 16, 2025, the reporting person was granted 252,115 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 16, 2026.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 278,255 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 2

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,135

F2 · shares: Shares acquired upon the time-based vesting of restricted stock units granted in January 2023 and 2025.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 31,458 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003074 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 617,135

F1 · shares: Represents shares underlying restricted stock units subject to time-based vesting in 2026 and 2027.

F4 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document
January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 558,080 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003073 · ownership.xml · nonDerivative · entry 1

Hewlett Clyde W · CIK 0001519806 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 981,886

F2 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

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January 16, 2026 Filed Jan 21, 2026 21:05 UTC GrantCommon Stock 903,748 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-26-003072 · ownership.xml · nonDerivative · entry 1

PURCEL DIANA G · CIK 0001270545 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,327,554

F2 · shares: Shares acquired upon the vesting of a restricted stock unit granted in January 2025.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

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December 16, 2025 Filed Dec 16, 2025 16:05 UTC
Stratmann PhilippDirector · President and CEO
PurchaseCommon Stock 7,750 $0.33 $2,557.50
Disclosure

SEC source: 0001493152-25-027963 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 518,440

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December 15, 2025 Filed Dec 15, 2025 16:05 UTC
Stratmann PhilippDirector · President and CEO
PurchaseCommon Stock 6,298 $0.34 $2,172.18
Disclosure

SEC source: 0001493152-25-027741 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 510,690

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December 15, 2025 Filed Dec 15, 2025 21:05 UTC PurchaseCommon Stock 14,723 $0.34 $4,999.93
Disclosure

SEC source: 0001493152-25-027739 · ownership.xml · nonDerivative · entry 1

Powers Robert Patrick · CIK 0001368073 · CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,132

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September 17, 2025 Filed Sep 18, 2025 16:47 UTC
Stratmann PhilippDirector · President and CEO
PurchaseCommon Stock 3,989 $0.50 $1,974.56
Disclosure

SEC source: 0001493152-25-014080 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,714

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January 31, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
GrantRestricted Stock Unit · Derivative 54,782 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · derivative · entry 6

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,782

Underlying: Common Stock · 54,782 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 54,782 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

F2 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 54,782 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

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January 31, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
Tax withholdingCommon Stock 16,626 $0.66 $10,973.16
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 5

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 606,752

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

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January 31, 2025 Filed Feb 4, 2025 21:56 UTC
Stratmann PhilippDirector · President and CEO
Exercise / conversionCommon Stock 54,782 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-004927 · ownership.xml · nonDerivative · entry 1

Stratmann Philipp · CIK 0001869065 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 822,283

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

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January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionRestricted Stock Unit · Derivative 24,505 $0.00 $0.00
Disclosure

SEC source: 0001493152-25-004926 · ownership.xml · derivative · entry 5

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,505

Underlying: Common Stock · 24,505 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

F2 · derivative.exercise_date: On February 1, 2024, the reporting person was granted 24,505 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

F2 · derivative.expiration_date: On February 1, 2024, the reporting person was granted 24,505 restricted stock units, vesting based on achievement of certain performance criteria. Vesting of such criteria was deemed to occur on January 31, 2025.

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January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Burdyny MatthewChief Commercial Officer
Tax withholdingCommon Stock 5,967 $0.66 $3,938.22
Disclosure

SEC source: 0001493152-25-004926 · ownership.xml · nonDerivative · entry 4

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 203,047

F3 · price: Per share value is based on the market closing price of the common stock on the applicable transaction date.

Read SEC document
January 31, 2025 Filed Feb 5, 2025 02:56 UTC
Burdyny MatthewChief Commercial Officer
Exercise / conversionCommon Stock 24,505 Not disclosed Not disclosed
Disclosure

SEC source: 0001493152-25-004926 · ownership.xml · nonDerivative · entry 1

Burdyny Matthew · CIK 0002001415 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 260,066

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's restricted stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.