Last 12 months
Inside the activity.
0 purchase rows · 10 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 7 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2022 Filed Nov 14, 2022 21:28 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
PurchaseCommon Stock | 20,577 | $6.77 | $139,291.89 |
DisclosureSEC source: 0001538716-22-000219 · wf-form4_166846124579838.xml · nonDerivative · entry 2 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 233,709 F3 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $7.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 16:30 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
PurchaseCommon Stock | 29,574 | $6.42 | $189,767.49 |
DisclosureSEC source: 0001538716-22-000220 · wf-form4_166846138379890.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,072 F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.86 to $6.50 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 10, 2022 Filed Nov 14, 2022 21:28 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
PurchaseCommon Stock | 32,320 | $6.46 | $208,922.94 |
DisclosureSEC source: 0001538716-22-000219 · wf-form4_166846124579838.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 213,132 F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.85 to $6.62 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · ownership.nature: These shares are held in a family trust for which the Reporting Person is the Trustee. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:22 UTC |
Welts FredericDirector
|
GrantCommon Stock | 3,576 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000205 · wf-form4_166483203056129.xml · nonDerivative · entry 1 Welts Frederic · CIK 0001488166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,986 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:36 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 3,862 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000207 · wf-form4_166483242804840.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,619 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:16 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000203 · wf-form4_166483174125079.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,989 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 17:11 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 4,577 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000201 · wf-form4_166483112201066.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,477 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| September 30, 2022 Filed Oct 3, 2022 21:03 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 3,147 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000199 · wf-form4_166483094933489.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,290 F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2022 director fees were earned (January 30, 2027). Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 17:01 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 5,351 | $5.85 | $31,303.35 |
DisclosureSEC source: 0001538716-22-000184 · wf-form4_166318926303939.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,498 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:11 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 15,606 | $5.85 | $91,295.10 |
DisclosureSEC source: 0001538716-22-000193 · wf-form4_166318989594688.xml · nonDerivative · entry 1 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 953,969 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:08 UTC |
Mueller CaseyGlobal Controller and PAO
|
Tax withholdingCommon Stock | 347 | $5.85 | $2,029.95 |
DisclosureSEC source: 0001538716-22-000190 · wf-form4_166318971305307.xml · nonDerivative · entry 1 Mueller Casey · CIK 0001923486 · Global Controller and PAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,923 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:05 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 7,231 | $5.85 | $42,301.35 |
DisclosureSEC source: 0001538716-22-000188 · wf-form4_166318954140829.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,693 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 21:03 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
Tax withholdingCommon Stock | 2,409 | $5.85 | $14,092.65 |
DisclosureSEC source: 0001538716-22-000186 · wf-form4_166318941071497.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,762 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| September 12, 2022 Filed Sep 14, 2022 20:58 UTC |
Aristei JoanGC & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,333 | $5.85 | $13,648.05 |
DisclosureSEC source: 0001538716-22-000182 · wf-form4_166318910913809.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,761 F1 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC |
Aristei JoanGC & Chief Risk Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 6,290 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · derivative · entry 3 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,290 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F3 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC |
Aristei JoanGC & Chief Risk Officer
|
Tax withholdingCommon Stock | 2,176 | $5.33 | $11,598.08 |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · nonDerivative · entry 2 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,094 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 31, 2022 Filed Sep 1, 2022 21:08 UTC |
Aristei JoanGC & Chief Risk Officer
|
Exercise / conversionCommon Stock | 6,290 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000168 · wf-form4_166206648320210.xml · nonDerivative · entry 1 Aristei Joan · CIK 0001786293 · GC & Chief Risk Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,270 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 17:11 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 9,225 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000170 · wf-form4_166206668040424.xml · derivative · entry 4 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 9,225 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F4 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 17:11 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Tax withholdingCommon Stock | 4,574 | $5.33 | $24,379.42 |
DisclosureSEC source: 0001538716-22-000170 · wf-form4_166206668040424.xml · nonDerivative · entry 2 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,849 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 17:11 UTC |
COBLENTZ JONATHAN AARONCFO & Chief Admin Officer
|
Exercise / conversionCommon Stock | 9,225 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000170 · wf-form4_166206668040424.xml · nonDerivative · entry 1 COBLENTZ JONATHAN AARON · CIK 0001397972 · CFO & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,423 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 29,353 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · derivative · entry 5 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 29,353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F5 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F5 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 14,554 | $5.33 | $77,572.82 |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 4 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 969,575 F4 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:20 UTC |
Vazquez RaulDirector · Chief Executive Officer
|
Exercise / conversionCommon Stock | 29,353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000176 · wf-form4_166206718963638.xml · nonDerivative · entry 3 Vazquez Raul · CIK 0001578544 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 984,129 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · derivative · entry 7 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,580 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F4 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F4 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
Tax withholdingCommon Stock | 6,988 | $5.33 | $37,246.04 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 6 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,924 F3 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
Exercise / conversionCommon Stock | 12,580 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 5 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 256,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
Exercise / conversionRestricted Stock Units · Derivative | 10,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · derivative · entry 3 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,483 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. F3 · derivative.exercise_date: The restricted stock units fully vested on August 30, 2022. F3 · derivative.expiration_date: The restricted stock units fully vested on August 30, 2022. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
Tax withholdingCommon Stock | 2,553 | $5.33 | $13,607.49 |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · nonDerivative · entry 2 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,171 F2 · shares: No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. Read SEC document |
| August 30, 2022 Filed Sep 1, 2022 21:14 UTC |
Jenkins Matthew WayneCOO & GM, Personal-Auto Loans
|
Exercise / conversionCommon Stock | 10,483 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000172 · wf-form4_166206686718454.xml · nonDerivative · entry 1 Jenkins Matthew Wayne · CIK 0001786952 · COO & GM, Personal-Auto Loans 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,724 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:15 UTC |
Welts FredericDirector
|
GrantCommon Stock | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000146 · wf-form4_165663450072303.xml · nonDerivative · entry 1 Welts Frederic · CIK 0001488166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,410 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:08 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 2,419 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000142 · wf-form4_165663410580283.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 173,900 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in equal annual installments over two years beginning on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:18 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 2,041 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000148 · wf-form4_165663468124291.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,757 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027. Read SEC document |
| June 30, 2022 Filed Jun 30, 2022 20:12 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 1,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000144 · wf-form4_165663431885225.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,842 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the calendar year following the Reporting Person's separation of service from the Issuer. Read SEC document |
| June 30, 2022 Filed Jul 1, 2022 00:05 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 1,663 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000140 · wf-form4_165663389725208.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,143 F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on January 30 of the 5th year following the year in which 2022 director fees were earned (January 30, 2027) Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:50 UTC |
Smith Sandra AdeleDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000128 · wf-form4_165533343356443.xml · nonDerivative · entry 1 Smith Sandra Adele · CIK 0001876283 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,522 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:56 UTC |
Welts FredericDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000132 · wf-form4_165533376563544.xml · nonDerivative · entry 1 Welts Frederic · CIK 0001488166 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,520 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:59 UTC |
Williams R NeilDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000134 · wf-form4_165533394290060.xml · nonDerivative · entry 1 Williams R Neil · CIK 0001423081 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,716 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:53 UTC |
STROHM DAVID NDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000130 · wf-form4_165533357796809.xml · nonDerivative · entry 1 STROHM DAVID N · CIK 0001182820 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,179 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:18 UTC |
ALVAREZ AIDADirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000115 · wf-form4_165533146764400.xml · nonDerivative · entry 1 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,425 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:48 UTC |
PASCARELLA CARLDirector
|
GrantCommon Stock | 15,688 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000126 · wf-form4_165533327850384.xml · nonDerivative · entry 1 PASCARELLA CARL · CIK 0001251447 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,481 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 18:20 UTC |
Banks RoyDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000117 · wf-form4_165533162291253.xml · nonDerivative · entry 1 Banks Roy · CIK 0001305065 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,522 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:35 UTC |
Miramontes LouisDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000124 · wf-form4_165533251996175.xml · nonDerivative · entry 1 Miramontes Louis · CIK 0001739286 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,068 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:29 UTC |
Lee GinnyDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000122 · wf-form4_165533212856601.xml · nonDerivative · entry 1 Lee Ginny · CIK 0001880890 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,480 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Jun 15, 2022 22:26 UTC |
Barefoot Jo AnnDirector
|
GrantCommon Stock | 12,551 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001538716-22-000120 · wf-form4_165533198059983.xml · nonDerivative · entry 1 Barefoot Jo Ann · CIK 0001786294 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,425 F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date. F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock. Read SEC document |
| June 14, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 4 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Child 2 Disclosed balance after: 2,900 F1 · shares: This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 3 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 244,332 F1 · shares: This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 2 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Child 1 Disclosed balance after: 2,900 F1 · shares: This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 14, 2022 Filed Sep 1, 2022 21:17 UTC |
Kirscht PatrickChief Credit Officer
|
GiftCommon Stock | 2,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001538716-22-000174 · wf-form4_166206702156769.xml · nonDerivative · entry 1 Kirscht Patrick · CIK 0001786250 · Chief Credit Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 247,232 F1 · shares: This transaction involved a gift of securities by the Reporting Person to his child, who shares Reporting Person's household. The Reporting Person disclaims beneficial ownership of the shares held by his child, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his child's shares for purposes of Section 16 or for any other purpose. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 21:45 UTC |
ALVAREZ AIDADirector
|
Exercise / conversionStock Option (Right to Buy) · Derivative | 18,181 | $1.32 Strike: $1.32 | $23,998.92 |
DisclosureSEC source: 0001538716-22-000113 · wf-form4_165429273464610.xml · derivative · entry 3 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,181 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The option is fully vested. Read SEC document |
| June 02, 2022 Filed Jun 3, 2022 21:45 UTC |
ALVAREZ AIDADirector
|
SaleCommon Stock | 18,181 | $11.46 | $208,354.26 |
DisclosureSEC source: 0001538716-22-000113 · wf-form4_165429273464610.xml · nonDerivative · entry 2 ALVAREZ AIDA · CIK 0001268885 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,874 F1 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $11.30 to $11.585 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.