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OPLN

OPENLANE, Inc.

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4015
SEC CIK
0001395942
Parsed reports
641

Last 12 months

Inside the activity.

1 purchase rows · 18 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202502
Jan 202600
Feb 202602
Mar 202600
Apr 202600
May 2026013
Jun 202600
Jul 202600
Aug 202611
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 12, 2018 Filed Sep 14, 2018 10:18 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000119 · wf-form4_153693467098318.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,978.0001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:20 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 59,560 $13.46 Strike: $13.46 $801,677.60
Disclosure

SEC source: 0001395942-18-000118 · wf-form4_153610323457870.xml · derivative · entry 3

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 59,560 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:20 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
SaleCommon Stock 59,560 $62.74 $3,736,514.47
Disclosure

SEC source: 0001395942-18-000118 · wf-form4_153610323457870.xml · nonDerivative · entry 2

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,947.0253

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.64 to $62.88 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 31, 2018 Filed Sep 4, 2018 19:20 UTC
Skuy BenjaminEVP of Intl Mrkts & Strat Init
Exercise / conversionCommon Stock 59,560 $13.46 $801,677.60
Disclosure

SEC source: 0001395942-18-000118 · wf-form4_153610323457870.xml · nonDerivative · entry 1

Skuy Benjamin · CIK 0001478003 · EVP of Intl Mrkts & Strat Init

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,507.0253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,694.2227 shares acquired (including 51.3309 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:01 UTC
Money James E. IIAFC President
SaleCommon Stock 16,000 $62.97 $1,007,513.60
Disclosure

SEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619.3891

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.80 to $63.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 20, 2018 Filed Aug 21, 2018 18:01 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 16,000 $16.07 $257,120.00
Disclosure

SEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 3

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,619.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:01 UTC
Money James E. IIAFC President
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 32,000 $16.07 Strike: $16.07 $514,240.00
Disclosure

SEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · derivative · entry 5

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 32,000 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: 16,000 shares were exercised on August 17, 2018 and 16,000 shares were exercised on August 20, 2018.

F4 · derivative.exercise_date: All shares are currently exercisable.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:01 UTC
Money James E. IIAFC President
SaleCommon Stock 16,000 $62.17 $994,665.60
Disclosure

SEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619.3891

F1 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.98 to $62.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 18:01 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 16,000 $16.07 $257,120.00
Disclosure

SEC source: 0001395942-18-000117 · wf-form4_153487450018881.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,619.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:04 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:04 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $61.53 $615,276.00
Disclosure

SEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,978.0001

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.19 to $61.83 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 14, 2018 Filed Aug 15, 2018 12:04 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000116 · wf-form4_153434902827785.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,978.0001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 10:32 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 150,000 $13.46 Strike: $13.46 $2,019,000.00
Disclosure

SEC source: 0001395942-18-000115 · wf-form4_153425710195388.xml · derivative · entry 3

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 150,000 shares

Expires 2020-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 10:32 UTC
HALLETT JAMES PDirector · Chief Executive Officer
SaleCommon Stock 150,000 $62.11 $9,315,795.00
Disclosure

SEC source: 0001395942-18-000115 · wf-form4_153425710195388.xml · nonDerivative · entry 2

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,066.4781

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.8900 to $62.4150 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
August 10, 2018 Filed Aug 14, 2018 10:32 UTC
HALLETT JAMES PDirector · Chief Executive Officer
Exercise / conversionCommon Stock 150,000 $13.46 $2,019,000.00
Disclosure

SEC source: 0001395942-18-000115 · wf-form4_153425710195388.xml · nonDerivative · entry 1

HALLETT JAMES P · CIK 0001194732 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,066.4781

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,693.3551 shares acquired (including 65.1520 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
August 04, 2018 Filed Aug 6, 2018 22:22 UTC
Money James E. IIAFC President
Exercise / conversionRestricted Stock Units · Derivative 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191

Underlying: Common Stock · 191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F5 · derivative.exercise_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met.

F5 · derivative.expiration_date: These restricted stock units remain subject to a time-vesting requirement and are scheduled to vest and settle in common stock as follows: one-third of these restricted stock units vested on August 4, 2017, one-third of these restricted stock units vested on August 4, 2018 and the remaining one-third of these restricted stock units vest on August 4, 2019, assuming continued employment through the applicable vesting date and assuming the performance related conditions set forth in the reporting person's award agreement are met.

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August 04, 2018 Filed Aug 6, 2018 22:22 UTC
Money James E. IIAFC President
Tax withholdingCommon Stock 55 $59.63 $3,279.65
Disclosure

SEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · nonDerivative · entry 2

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,619.3891

F2 · kind: Shares withheld by the Company to satisfy tax withholding requirements.

Read SEC document
August 04, 2018 Filed Aug 6, 2018 22:22 UTC
Money James E. IIAFC President
Exercise / conversionCommon Stock 191 $0.00 $0.00
Disclosure

SEC source: 0001395942-18-000110 · wf-form4_153359413206648.xml · nonDerivative · entry 1

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,674.3891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis. The restricted stock units vested in common stock on August 4, 2018.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 00:28 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,240 $10.00 Strike: $10.00 $442,400.00
Disclosure

SEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · derivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 44,240 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 00:28 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
SaleCommon Stock 44,240 $59.89 $2,649,427.42
Disclosure

SEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390.2336

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.6300 to $60.0600 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 00:28 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 44,240 $10.00 $442,400.00
Disclosure

SEC source: 0001395942-18-000109 · wf-form4_153178729442331.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,630.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 00:19 UTC
Price Lisa A.EVP of Human Resources
SaleCommon Stock 8,549 $60.01 $513,027.20
Disclosure

SEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 4

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021.5446

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.0700 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 16, 2018 Filed Jul 17, 2018 00:19 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 8,549 $30.89 $264,078.61
Disclosure

SEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 3

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,570.5446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 00:19 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 8,749 $30.89 Strike: $30.89 $270,256.61
Disclosure

SEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · derivative · entry 5

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,749 shares

Expires 2024-02-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 200 shares were exercised on July 13, 2018 and 8,549 shares were exercised on July 16, 2018.

F5 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 00:19 UTC
Price Lisa A.EVP of Human Resources
SaleCommon Stock 200 $60.00 $12,000.00
Disclosure

SEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 2

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,021.5446

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on December 15, 2017.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 00:19 UTC
Price Lisa A.EVP of Human Resources
Exercise / conversionCommon Stock 200 $30.89 $6,178.00
Disclosure

SEC source: 0001395942-18-000108 · wf-form4_153178674389656.xml · nonDerivative · entry 1

Price Lisa A. · CIK 0001580036 · EVP of Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,221.5446

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9041 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 15:26 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 15:26 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $57.97 $579,709.00
Disclosure

SEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,978.0001

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.80 to $58.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
July 10, 2018 Filed Jul 12, 2018 15:26 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000107 · wf-form4_153142359685808.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,978.0001

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,692.1072 shares acquired (including 63.9040 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:16 UTC GrantPhantom Stock · Derivative 40.4753 $55.52 $2,247.19
Disclosure

SEC source: 0001395942-18-000102 · wf-form4_153117094489725.xml · derivative · entry 3

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 673.0257

Underlying: Common Stock · 40.4753 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:26 UTC
Hill Mark EDirector
GrantPhantom Stock · Derivative 90.4823 $55.52 $5,023.58
Disclosure

SEC source: 0001395942-18-000105 · wf-form4_153117155445544.xml · derivative · entry 4

Hill Mark E · CIK 0001291222 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966.5825

Underlying: Common Stock · 90.4823 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 17:12 UTC GrantCommon Stock · Derivative 68.0052 $55.52 $3,775.65
Disclosure

SEC source: 0001395942-18-000101 · wf-form4_153117074370424.xml · derivative · entry 2

BOURELL TODD F · CIK 0001269126 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546.586

Underlying: Common Stock · 68.0052 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

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July 05, 2018 Filed Jul 9, 2018 21:04 UTC GrantCommon Stock · Derivative 76.7982 $55.52 $4,263.84
Disclosure

SEC source: 0001395942-18-000099 · wf-form4_153117025898929.xml · derivative · entry 2

HOWELL J MARK · CIK 0001239889 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680.2035

Underlying: Common Stock · 76.7982 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

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July 05, 2018 Filed Jul 9, 2018 17:19 UTC GrantPhantom Stock · Derivative 102.456 $55.52 $5,688.36
Disclosure

SEC source: 0001395942-18-000103 · wf-form4_153117114657098.xml · derivative · entry 2

ECTON DONNA R · CIK 0001207355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,201.915

Underlying: Common Stock · 102.456 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by her subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

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July 05, 2018 Filed Jul 9, 2018 21:31 UTC
Money James E. IIAFC President
GrantRestricted Stock Units · Derivative 3.2547 $55.52 $180.70
Disclosure

SEC source: 0001395942-18-000106 · wf-form4_153117185843420.xml · derivative · entry 4

Money James E. II · CIK 0001678215 · AFC President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 518.3862

Underlying: Common Stock · 3.2547 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit is convertible into a share of common stock on a 1-for-1 basis.

F4 · derivative.exercise_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

F4 · derivative.expiration_date: These restricted stock units and dividend equivalents remain subject to a time-vesting requirement and are scheduled to vest and settle into common stock as follows: one-third of these restricted stock units and dividend equivalents vested on February 22, 2017, one-third of these restricted stock units and dividend equivalents vested on February 22, 2018 and the remaining one-third of these restricted stock units and dividend equivalents will vest on February 22, 2019, assuming continued employment through the applicable vesting date.

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July 05, 2018 Filed Jul 9, 2018 21:22 UTC GrantPhantom Stock · Derivative 52.449 $55.52 $2,911.97
Disclosure

SEC source: 0001395942-18-000104 · wf-form4_153117133015487.xml · derivative · entry 3

Smith Stephen E. · CIK 0001594777 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 908.3582

Underlying: Common Stock · 52.449 shares

Expires not disclosed

F2 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F5 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the terms of the KAR Auction Services, Inc. Directors Deferred Compensation Plan. All shares are vested.

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July 05, 2018 Filed Jul 9, 2018 21:08 UTC GrantPhantom Stock · Derivative 67.3743 $55.52 $3,740.62
Disclosure

SEC source: 0001395942-18-000100 · wf-form4_153117050128115.xml · derivative · entry 2

Larson John P. · CIK 0001609333 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604.3588

Underlying: Common Stock · 67.3743 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

Read SEC document
July 05, 2018 Filed Jul 9, 2018 20:59 UTC GrantPhantom Stock · Derivative 85.2341 $55.52 $4,732.20
Disclosure

SEC source: 0001395942-18-000098 · wf-form4_153116995306457.xml · derivative · entry 3

Kestner Michael T. · CIK 0001594577 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874.7994

Underlying: Common Stock · 85.2341 shares

Expires not disclosed

F1 · derivative.exercise_price: The phantom stock will convert into shares of KAR common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F3 · derivative.expiration_date: The reporting person will receive shares of KAR common stock, on a one-for-one basis, at a future date(s) specified by him subject to the terms and conditions of the KAR Auction Services, Inc. Directors Deferred Compensation Plan.

F4 · balance_after: Reflects the reinvestment of dividend equivalents in additional shares of phantom stock pursuant to the KAR Auction Services, Inc. Directors Deferred Compensation Plan, of which all shares except 13.4906 are vested, which remaining 13.4906 shares will vest as follows: 3.3727 shares vest on September 4, 2018, 3.3727 shares vest on December 4, 2018, 3.3727 shares vest on March 4, 2019 and the remaining 3.3727 shares vest on June 4, 2019.

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June 18, 2018 Filed Jun 19, 2018 22:09 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,240 $10.00 Strike: $10.00 $442,400.00
Disclosure

SEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · derivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,240

Underlying: Common Stock · 44,240 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All of these options are currently exercisable.

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June 18, 2018 Filed Jun 19, 2018 22:09 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
SaleCommon Stock 44,240 $55.05 $2,435,319.10
Disclosure

SEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390.2336

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.1600 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 18, 2018 Filed Jun 19, 2018 22:09 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 44,240 $10.00 $442,400.00
Disclosure

SEC source: 0001395942-18-000095 · wf-form4_152944617615336.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,630.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 12:35 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 10,000 $10.00 Strike: $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · derivative · entry 3

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
June 12, 2018 Filed Jun 14, 2018 12:35 UTC
Gottwald Donald S.COO & Chief Strategy Officer
SaleCommon Stock 10,000 $55.20 $552,013.00
Disclosure

SEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · nonDerivative · entry 2

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,967.4716

F2 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 12, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.05 to $55.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 12, 2018 Filed Jun 14, 2018 12:35 UTC
Gottwald Donald S.COO & Chief Strategy Officer
Exercise / conversionCommon Stock 10,000 $10.00 $100,000.00
Disclosure

SEC source: 0001395942-18-000094 · wf-form4_152899408433088.xml · nonDerivative · entry 1

Gottwald Donald S. · CIK 0001478000 · COO & Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,967.4716

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,681.5786 shares acquired (including 53.3755 shares acquired by dividend reinvestment) pursuant to the Company's Employee Stock Purchase Plan.

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June 07, 2018 Filed Jun 7, 2018 22:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
SaleCommon Stock 39,589 $55.20 $2,185,415.73
Disclosure

SEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 4

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390.2336

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.4100 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 07, 2018 Filed Jun 7, 2018 22:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 39,589 $10.00 $395,890.00
Disclosure

SEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 3

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,979.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 44,240 $10.00 Strike: $10.00 $442,400.00
Disclosure

SEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · derivative · entry 5

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,480

Underlying: Common Stock · 44,240 shares

Expires 2019-05-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: 4,651 shares were exercised on June 6, 2018 and 39,589 shares were exercised on June 7, 2018.

F5 · derivative.exercise_date: All of these options are currently exercisable.

Read SEC document
June 06, 2018 Filed Jun 7, 2018 22:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
SaleCommon Stock 4,651 $55.00 $255,815.70
Disclosure

SEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 2

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,390.2336

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 Plan adopted by the reporting person on March 15, 2018.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.0000 to $55.0500 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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June 06, 2018 Filed Jun 7, 2018 22:03 UTC
POLAK REBECCA C.CLO & Sec.; Pres. TradeRev
Exercise / conversionCommon Stock 4,651 $10.00 $46,510.00
Disclosure

SEC source: 0001395942-18-000093 · wf-form4_152840901608428.xml · nonDerivative · entry 1

POLAK REBECCA C. · CIK 0001478001 · CLO & Sec.; Pres. TradeRev

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,041.2336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2018 Filed Jun 6, 2018 17:49 UTC GrantCommon Stock 2,140 $53.75 $115,025.00
Disclosure

SEC source: 0001395942-18-000088 · wf-form4_152832169465512.xml · nonDerivative · entry 1

Jolliffe Lynn · CIK 0001401053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,689

F1 · balance_after: 2,140 of these shares were issued on June 4, 2018 to the reporting person as director fees and were issued pursuant to the KAR Auction Services, Inc. 2009 Omnibus Stock and Incentive Plan and one-fourth of the 2,140 shares vest every three months from the date issued and are subject to forfeiture until vested.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.